CIK: 0001580308
Total reported value
$713.0M
Reporting period: 2014-09-30 · Number of holdings: 764
KMS FINANCIAL SERVICES, INC disclosed 764 holdings in its latest 13F filing for the period ending 2014-09-30, with total reported value of $713.0M and a quarterly turnover rate of 13.6%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "K"
Kms Financial Services, INC's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 98 equally-sized positions, well below its 764 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.12), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 32% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Terms of Use for AI
AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/13f/kms-financial-services-inc
Add AAPL
+8.1% $3.9M
Trim IWV
-52.0% -$1.9M
Add INTC
+37.6% $1.6M
Add BRK-B
+0.3% $1.8M
Add BSV
+11.2% $1.8M
Trim SLV
-43.5% -$1.3M
Showing top 200 holdings (of 764 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VUG | Vanguard Growth ETF | ETF-Other | 4.66% | +0.13% | +4.15% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.71% | +0.48% | +8.12% | |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.97% | +0.20% | +0.29% | |
| 4 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 2.59% | +0.15% | +8.06% | |
| 5 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 2.57% | +0.20% | +11.22% | |
| 6 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.29% | — | +0.16% | |
| 7 | BND | Vanguard Total Bond Market | ETF-Other | 1.79% | +0.15% | +11.97% | |
| 8 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.70% | +0.12% | +7.47% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.48% | +0.14% | +1.26% | |
| 10 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.47% | — | +3.35% | |
| 11 | T | At&t INC | Stock-Comm Services | 1.28% | — | +3.43% | |
| 12 | VZ | Verizon Communications INC | Stock-Comm Services | 1.26% | — | +2.13% | |
| 13 | BA | Boeing Co/the | Stock-Industrials | 1.00% | — | +5.48% | |
| 14 | CVX | Chevron CORP | Stock-Energy | 0.94% | — | +3.80% | |
| 15 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.90% | — | +2.10% | |
| 16 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.89% | -0.10% | -7.48% | |
| 17 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.89% | — | +1.53% | |
| 18 | XOM | Exxon Mobil CORP | Stock-Energy | 0.81% | — | +2.18% | |
| 19 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.80% | +0.16% | +19.34% | |
| 20 | EPD | Enterprise Products Partners | Stock-Energy | 0.72% | — | +102.55% | |
| 21 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.71% | -0.09% | -10.96% | |
| 22 | DUK | Duke Energy CORP | Stock-Utilities | 0.66% | +0.04% | +9.16% | |
| 23 | INTC | Intel CORP | Stock-Tech | 0.66% | +0.21% | +37.63% | |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.66% | +0.16% | +34.13% | |
| 25 | REYN | Reynolds Consumer Products Inc. | Stock-Other | 0.65% | — | -0.64% | |
| 26 | MMM | 3m Co | Stock-Industrials | 0.64% | — | +2.40% | |
| 27 | MO | Altria Group INC | Stock-Consumer Staples | 0.64% | +0.05% | +1.07% | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.63% | +0.07% | +9.91% | |
| 29 | WFC | Wells Fargo & Co | Stock-Financials | 0.61% | — | +4.53% | |
| 30 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.61% | — | +1.43% | |
| 31 | COP | Conocophillips | Stock-Energy | 0.60% | +0.05% | +24.22% | |
| 32 | RTN1USD | Raytheon Company | Stock-Other | 0.59% | +0.08% | +6.88% | |
| 33 | PEP | Pepsico INC | Stock-Consumer Staples | 0.59% | — | +4.59% | |
| 34 | ✓ | Resource Cap CORP | Stock-Other | 0.59% | — | +5.40% | |
| 35 | WM | Waste Management INC | Stock-Industrials | 0.57% | — | +3.93% | |
| 36 | GOOG | Alphabet A | Stock-Comm Services | 0.57% | — | +0.90% | |
| 37 | PKWUSD | Invesco Buyback Achievers Et | ETF-Other | 0.56% | — | +2.24% | |
| 38 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.56% | — | +1.35% | |
| 39 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.56% | +0.09% | +6.65% | |
| 40 | ✓ | Stock-Other | 0.56% | -0.13% | -21.61% | ||
| 41 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.53% | — | +10.29% | |
| 42 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.52% | — | +1.32% | |
| 43 | PM | Philip Morris International | Stock-Consumer Staples | 0.52% | — | -3.65% | |
| 44 | AMJEUR | Jpmorgan Alerian Mlp Index | ETF-Large Cap & Growth | 0.50% | — | +2.38% | |
| 45 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.50% | +0.09% | +5.22% | |
| 46 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.49% | — | — | |
| 47 | CAT | Caterpillar INC | Stock-Industrials | 0.49% | — | -0.73% | |
| 48 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.49% | — | +7.15% | |
| 49 | F | Ford Motor Co | Stock-Consumer Disc | 0.49% | — | +4.93% | |
| 50 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.49% | -0.07% | -6.97% |
Not enough priced holdings yet to compute performance
Kms Financial Services, INC's most significant position changes for 2014-09-30: Sold out: Flaherty & Crumrine Dyn Pref (DFP); Sold out: VelocityShares 3x Long Silver ETN Linked to the S&P GSCI Silver Index ER (USLV); Sold out: Google INC Class C; New buy: ProShares UltraShort S&P500 (SDS); Sold out: Micron Technology INC (MU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.5% | +8.12% | Add |
| 2 | INTC | Intel CORP | +0.2% | +37.63% | Add |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | +0.29% | Add |
| 4 | BSV | Vanguard Short-term Bond ETF | +0.2% | +11.22% | Add |
| 5 | PG | Procter & Gamble Co/the | +0.2% | +19.34% | Add |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +34.13% | Add |
| 7 | VYM | Vanguard High Dvd Yield ETF | +0.2% | +8.06% | Add |
| 8 | BND | Vanguard Total Bond Market | +0.2% | +11.97% | Add |
| 9 | MSFT | Microsoft CORP | +0.1% | +1.26% | Add |
| 10 | HDV | Ishares Core High Dividend E | +0.1% | +103.82% | Add |
| 11 | VUG | Vanguard Growth ETF | +0.1% | +4.15% | Add |
| 12 | JNJ | Johnson & Johnson | +0.1% | +7.47% | Add |
| 13 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.1% | +127.82% | Add |
| 14 | PFF | Ishares Preferred & Income S | +0.1% | +120.88% | Add |
| 15 | MRK | Merck & Co. INC. | +0.1% | +33.26% | Add |
| 16 | HD | Home Depot INC | +0.1% | +49.72% | Add |
| 17 | LMT | Lockheed Martin CORP | +0.1% | +6.65% | Add |
| 18 | META | Meta Platforms Inc-class A | +0.1% | +5.22% | Add |
| 19 | KMI | Kinder Morgan INC | +0.1% | +29.63% | Add |
| 20 | RTN1USD | Raytheon Company | +0.1% | +6.88% | Add |
| 21 | JPM | Jpmorgan Chase & Co | +0.1% | +9.91% | Add |
| 22 | AMGN | Amgen INC | +0.1% | +28.73% | Add |
| 23 | IWM | Ishares Russell 2000 ETF | +0.1% | +96.77% | Add |
| 24 | GILD | Gilead Sciences INC | +0.1% | +27.23% | Add |
| 25 | NKE | Nike INC -cl B | +0.1% | +21.91% | Add |
| 26 | IVW | Ishares S&p 500 Growth ETF | +0.1% | +97.10% | Add |
| 27 | CVA1EUR | Covanta Holding CORP | +0.1% | +206.68% | Add |
| 28 | FNDA | Schwab Fndmntl US Sm Co ETF | +0.1% | +24.98% | Add |
| 29 | MO | Altria Group INC | +0.1% | +1.07% | Add |
| 30 | COP | Conocophillips | +0.1% | +24.22% | Add |
| 31 | DUK | Duke Energy CORP | 0% | +9.16% | Add |
| 32 | BIV | Vanguard Intermediate-term B | -0.1% | -20.24% | Trim |
| 33 | HTH | Hilltop Holdings INC | -0.1% | -40.17% | Trim |
| 34 | VNQ | Vanguard Real Estate ETF | -0.1% | -6.97% | Trim |
| 35 | XLF | Ss Financial Select Sector | -0.1% | -51.65% | Trim |
| 36 | IVV | Ishares Core S&p 500 ETF | -0.1% | -10.96% | Trim |
| 37 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -7.48% | Trim |
| 38 | ✓ | -0.1% | -21.61% | Trim | |
| 39 | SLV | Ishares Silver Trust | -0.2% | -43.50% | Trim |
| 40 | IWV | Ishares Russell 3000 ETF | -0.3% | -51.99% | Trim |
| 41 | DFP | Flaherty & Crumrine Dyn Pref | — | EXIT | Sold out |
| 42 | USLV | VelocityShares 3x Long Silver ETN Linked to the S&P GSCI Silver Index ER | — | EXIT | Sold out |
| 43 | ✓ | Google INC Class C | — | EXIT | Sold out |
| 44 | SDS | ProShares UltraShort S&P500 | — | NEW | New buy |
| 45 | MU | Micron Technology INC | — | EXIT | Sold out |
| 46 | GSY | Invesco Ultra Short Duration ETF | — | EXIT | Sold out |
| 47 | XHB | Ss Spdr S&p Homebldrs ETF | — | EXIT | Sold out |
| 48 | UPRO | Proshares Ultrapro S&p 500 | — | EXIT | Sold out |
| 49 | XBI | Ss Spdr S&p Biotech ETF | — | NEW | New buy |
| 50 | VGSH | Vanguard Short-term Treasury | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2014-09-30 | 2014-11-17 | Amendment | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-08-08 | Amendment | View on EDGAR |
| 2014-03-31 | 2014-05-09 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-10 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-25 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-15 | Amendment | View on EDGAR |
| 2013-06-30 | 2013-08-06 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001041773
Total reported value
$713.0M
123 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001627003
Total reported value
$713.0M
120 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001777817
Total reported value
$713.1M
154 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0001665589
Total reported value
$326.5M
129 stks
2021-12-31
Stale — no recent filing
3 of the top 5 holdings overlap, including Apple INC
CIK 0001697715
Total reported value
$1.1B
259 stks
2026-06-30
3 of the top 5 holdings overlap, including Apple INC
CIK 0001766286
Total reported value
$237.6M
142 stks
2026-03-31
3 of the top 5 holdings overlap, including Vanguard High Dvd Yield ETF