K&
Klingman & Associates, LLC 13F Holdings & Recent Stock Buys (Q2 2026)
Klingman & Associates, LLCCIK: 0001662449
Diversified strategyMomentum followerSector-focused
Total reported value
$2.3B
Reporting period: 2026-06-30 · Number of holdings: 350
Klingman & Associates, LLC disclosed 350 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $2.3B and a quarterly turnover rate of 13.9%.
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Personality snowflake
- Concentration
- 19.21
- Portfolio Stability
- 13.91
- Momentum
- 100
- Sector conviction
- 74.05
- Diversification
- 100
- Sizing Uniformity
- 60.18
Klingman & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.048 — mathematically equivalent to about 21 equally-sized positions, well below its 350 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.98), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
+0.8% $53.4M
Add DDOG
-17.8% $7.9M
Trim JMST
-87.4% -$5.4M
Add IJH
+3.1% $18.6M
Add IJR
+0.7% $14.8M
Trim VTIP
+7.7% $10.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 350 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 16.92% | +0.45% | +0.77% | |
| 2 | VTIP | Vanguard Short-term Tips | ETF-Other | 5.58% | -0.22% | +7.68% | |
| 3 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 5.27% | +0.24% | +3.09% | |
| 4 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 4.12% | -0.03% | +4.68% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.78% | +0.07% | +2.87% | |
| 6 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.77% | +0.24% | +0.68% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.65% | +0.06% | -0.40% | |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.28% | +0.21% | -1.22% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 3.25% | -0.03% | -2.17% | |
| 10 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 3.04% | -0.14% | +0.00% | |
| 11 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.50% | -0.10% | -2.00% | |
| 12 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 1.92% | +0.11% | +7.46% | |
| 13 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.77% | +0.15% | +3.50% | |
| 14 | IBDU | Ishares Ibonds Dec 2029 Term | ETF-Other | 1.60% | -0.16% | +2.64% | |
| 15 | IBDV | Ishares Ibonds Dec 2030 CORP | ETF-Other | 1.59% | -0.14% | +3.95% | |
| 16 | IBDW | Ishares Ibonds Dec 2031 CORP | ETF-Other | 1.57% | -0.13% | +3.93% | |
| 17 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.46% | -0.15% | -1.87% | |
| 18 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.42% | -0.07% | -8.21% | |
| 19 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.41% | — | -0.64% | |
| 20 | IBDT | Ishares Ibonds Dec 2028 ETF | ETF-Other | 1.39% | -0.19% | -0.73% | |
| 21 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.38% | -0.13% | -7.93% | |
| 22 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 1.30% | +0.03% | -0.40% | |
| 23 | IBDX | Ishares Ibonds Dec 2032 Tc | ETF-Other | 1.26% | -0.05% | +8.68% | |
| 24 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.24% | +0.01% | -0.43% | |
| 25 | CFG | Citizens Financial Group | Stock-Financials | 1.22% | -0.09% | -10.28% | |
| 26 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.21% | -0.11% | -1.07% | |
| 27 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.03% | +0.09% | -0.10% | |
| 28 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | ETF-Other | 0.99% | -0.15% | -2.63% | |
| 29 | DDOG | Datadog Inc - Class A | Stock-Tech | 0.75% | +0.29% | -17.82% | |
| 30 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.71% | +0.02% | +0.07% | |
| 31 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.63% | +0.05% | +5.90% | |
| 32 | MSFT | Microsoft CORP | Stock-Tech | 0.60% | -0.06% | +1.63% | |
| 33 | NVDA | Nvidia CORP | Stock-Tech | 0.59% | +0.03% | +4.11% | |
| 34 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.54% | -0.05% | -0.98% | |
| 35 | NYF | Ishares New York Muni Bond E | ETF-Other | 0.54% | -0.07% | -1.61% | |
| 36 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.48% | +0.05% | +1.92% | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.42% | +0.04% | +1.71% | |
| 38 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.39% | +0.02% | -1.24% | |
| 39 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.38% | — | -1.43% | |
| 40 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.36% | — | +1.49% | |
| 41 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.33% | +0.01% | +0.62% | |
| 42 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.33% | +0.01% | +11.08% | |
| 43 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.33% | +0.11% | -14.32% | |
| 44 | AMAT | Applied Materials Inc | Stock-Tech | 0.32% | +0.15% | +0.42% | |
| 45 | TDTT | Flexshares Iboxx 3-year Targ | ETF-Other | 0.27% | -0.04% | -0.61% | |
| 46 | JLL | Jones Lang Lasalle Inc | Stock-Real Estate | 0.25% | -0.03% | — | |
| 47 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.24% | -0.01% | -1.09% | |
| 48 | AVGO | Broadcom Inc | Stock-Tech | 0.23% | +0.02% | +3.76% | |
| 49 | XOM | Exxon Mobil CORP | Stock-Energy | 0.23% | -0.09% | +0.25% | |
| 50 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.21% | -0.02% | -0.27% |
1–50 of 200
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+19.1%
- Stdev
- +11.2%
- Beta
- +0.83
- Alpha
- +0.2%
- Max Drawdown
- -7.3%
- Annualized Perf
- +17.4%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.02
- Stutzer
- +0.44
- Treynor
- +0.2
- Sterling
- +1.15
- Calmar
- +2.37
- Information Ratio
- -0.82
- Tracking Error
- +3.9%
- Stdev Down
- +5.6%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30.9%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.5
- Stdev Sectors
- +11.9%
- Skewness
- -0.04
- Kurtosis
- -0.29
- Upside Potential
- +4.6
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 350 | $2.3B | 14 | ||
| 2026 Q1 | 332 | $2.1B | 8 | ||
| 2025 Q4 | 326 | $2.1B | 7 | ||
| 2025 Q3 | 319 | $2.0B | 19 | ||
| 2025 Q2 | 314 | $1.8B | 0 | ||
| 2025 Q1 | 263 | $1.6B | 100 | ||
| 2024 Q4 | 256 | $1.6B | 0 | ||
| 2024 Q3 | 265 | $1.6B | 0 | ||
| 2024 Q2 | 250 | $1.5B | 0 | ||
| 2024 Q1 | 238 | $1.4B | 0 | ||
| 2023 Q4 | 225 | $1.4B | 0 | ||
| 2023 Q3 | 219 | $1.2B | 0 | ||
| 2023 Q2 | 216 | $1.2B | 0 | ||
| 2023 Q1 | 199 | $1.2B | 0 | ||
| 2022 Q4 | 203 | $1.1B | 0 | ||
| 2022 Q3 | 188 | $1.0B | 0 | ||
| 2022 Q2 | 193 | $1.0B | 0 | ||
| 2022 Q1 | 204 | $1.2B | 0 | ||
| 2021 Q4 | 182 | $1.2B | 0 | ||
| 2021 Q3 | 173 | $1.1B | 0 | ||
| 2021 Q2 | 163 | $1.0B | 96 | ||
| 2021 Q1 | 172 | $967.2M | 17 | ||
| 2020 Q4 | 153 | $866.4M | 17 | ||
| 2020 Q3 | 138 | $743.2M | 19 | ||
| 2020 Q2 | 127 | $654.0M | 32 | ||
| 2020 Q1 | 120 | $490.2M | 52 | ||
| 2019 Q4 | 135 | $611.1M | 15 | ||
| 2019 Q3 | 121 | $558.5M | 11 | ||
| 2019 Q2 | 120 | $538.2M | 11 | ||
| 2019 Q1 | 119 | $513.0M | 15 | ||
| 2018 Q4 | 108 | $444.0M | 19 | ||
| 2018 Q3 | 106 | $488.5M | 7 | ||
| 2018 Q2 | 103 | $464.6M | 30 | ||
| 2018 Q1 | 107 | $445.9M | 8 | ||
| 2017 Q4 | 113 | $457.5M | 14 | ||
| 2017 Q3 | 95 | $406.4M | 10 | ||
| 2017 Q2 | 95 | $375.0M | 8 | ||
| 2017 Q1 | 95 | $360.4M | 10 | ||
| 2016 Q4 | 96 | $329.5M | 26 | ||
| 2016 Q3 | 377 | $332.0M | 11 | ||
| 2016 Q2 | 390 | $309.2M | 15 | ||
| 2016 Q1 | 392 | $279.0M | 16 | ||
| 2015 Q4 | 406 | $267.5M | 28 | ||
| 2015 Q3 | 437 | $255.0M | 18 | ||
| 2015 Q2 | 411 | $254.2M | 10 | ||
| 2015 Q1 | 376 | $243.2M | 11 | ||
| 2014 Q4 | 389 | $240.7M | 0 |
Holding changes this quarter
Klingman & Associates, LLC's most significant position changes for 2026-06-30: New buy: Ishares Ibonds Dec 2033 CORP (IBDY); Sold out: Pjt Partners Inc - A (PJT); Sold out: Ishrs Ibond Dec 2033 Tm ETF (IBMV); Sold out: Berkshire Hathaway Inc-cl A (BRK-A); Sold out: Honeywell International Inc (HON).
Showing top 200 changes by size (of 365 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +0.5% | +0.77% | Add |
| 2 | DDOG | Datadog Inc - Class A | +0.3% | -17.82% | Trim |
| 3 | IJH | Ishares Core S&p Midcap ETF | +0.2% | +3.09% | Add |
| 4 | IJR | Ishares Core S&p Small-cap E | +0.2% | +0.68% | Add |
| 5 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.2% | -1.22% | Trim |
| 6 | IEMG | Ishares Core Msci Emerging | +0.2% | +3.50% | Add |
| 7 | AMAT | Applied Materials Inc | +0.2% | +0.42% | Add |
| 8 | RWL | Invesco S&p 500 Revenue ETF | +0.1% | +7.46% | Add |
| 9 | SOXX | Ishares Semiconductor ETF | +0.1% | -14.32% | Trim |
| 10 | MU | Micron Technology Inc | +0.1% | +11.16% | Add |
| 11 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | +0.1% | -0.10% | Trim |
| 12 | IBDY | Ishares Ibonds Dec 2033 CORP | +0.1% | NEW | New buy |
| 13 | VEA | Vanguard Ftse Developed ETF | +0.1% | +2.87% | Add |
| 14 | INTC | Intel CORP | +0.1% | +7.09% | Add |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -0.40% | Trim |
| 16 | AMD | Advanced Micro Devices | +0.1% | +7.74% | Add |
| 17 | AMZN | Amazon.com Inc | +0.1% | +5.90% | Add |
| 18 | GOOG | Alphabet Inc-cl C | +0.1% | +1.92% | Add |
| 19 | GOOGL | Alphabet Inc-cl A | 0% | +1.71% | Add |
| 20 | CROX | Crocs Inc | 0% | +5.25% | Add |
| 21 | GLW | Corning Inc | 0% | +1.20% | Add |
| 22 | SLYV | Ss Spdr S&p 600 Sc Val ETF | 0% | -0.40% | Trim |
| 23 | NVDA | Nvidia CORP | 0% | +4.11% | Add |
| 24 | CAT | Caterpillar Inc | 0% | +2.96% | Add |
| 25 | GE | General Electric | 0% | +2.12% | Add |
| 26 | LRCX | Lam Research CORP | 0% | +8.73% | Add |
| 27 | LOW | Lowe's Cos Inc | 0% | +106.58% | Add |
| 28 | SNDK | Sandisk CORP | 0% | +13.54% | Add |
| 29 | KLAC | Kla CORP | 0% | +931.09% | Add |
| 30 | VTI | Vanguard Total Stock Mkt ETF | 0% | +0.07% | Add |
| 31 | IWM | Ishares Russell 2000 ETF | 0% | -1.24% | Trim |
| 32 | AVGO | Broadcom Inc | 0% | +3.76% | Add |
| 33 | GEV | GE Vernova Inc | 0% | +2.40% | Add |
| 34 | LLY | Eli Lilly & Co | 0% | +4.28% | Add |
| 35 | CSCO | Cisco Systems Inc | 0% | +3.09% | Add |
| 36 | LAMR | Lamar Advertising Co-a | 0% | -0.25% | Trim |
| 37 | XLK | Ss Technology Select Sector | 0% | +27.09% | Add |
| 38 | ASML | ASML Holding N.V. | 0% | +11.83% | Add |
| 39 | QQQ | Invesco Qqq Trust Series 1 | 0% | +2.99% | Add |
| 40 | SMH | Vaneck Semiconductor ETF | 0% | +33.78% | Add |
| 41 | PANW | Palo Alto Networks Inc | 0% | +4.75% | Add |
| 42 | TXN | Texas Instruments Inc | 0% | +1.28% | Add |
| 43 | TSM | Taiwan Semiconductor-sp Adr | 0% | +2.80% | Add |
| 44 | VSAT | Viasat Inc | 0% | NEW | New buy |
| 45 | DELL | Dell Technologies -c | 0% | NEW | New buy |
| 46 | STX | Seagate Technology Holdings plc | 0% | +3.95% | Add |
| 47 | WDC | Western Digital CORP | 0% | +2.75% | Add |
| 48 | COMP | Compass Inc - Class A | 0% | -0.02% | Trim |
| 49 | URI | United Rentals Inc | 0% | +7.81% | Add |
| 50 | UNH | Unitedhealth Group Inc | 0% | +8.31% | Add |
1–50 of 200
Filing History
FAQ
What is Klingman & Associates, LLC and what type of investor is it?
Klingman & Associates, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $2.3B, spread across 350 disclosed positions.
What are Klingman & Associates, LLC's largest equity positions?
Based on the latest 13F filing, Klingman & Associates, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $397.5M (16.9%)
2. Vanguard Short-term Tips (VTIP) — $131.2M (5.6%)
3. Ishares Core S&p Midcap ETF (IJH) — $123.7M (5.3%)
4. Ishares Core Msci Eafe ETF (IEFA) — $96.8M (4.1%)
5. Vanguard Ftse Developed ETF (VEA) — $88.8M (3.8%)
What changes did Klingman & Associates, LLC make in its most recent portfolio filing?
In the latest reported quarter, Klingman & Associates, LLC made 192 notable position adjustments: 32 new positions were initiated, 88 existing holdings were added to, 57 positions were partially reduced, and 15 were completely exited. The largest of these moves: New buy: Ishares Ibonds Dec 2033 CORP (IBDY); Sold out: Pjt Partners Inc - A (PJT); Sold out: Ishrs Ibond Dec 2033 Tm ETF (IBMV); Sold out: Berkshire Hathaway Inc-cl A (BRK-A); Sold out: Honeywell International Inc (HON)
What sectors does Klingman & Associates, LLC focus on?
Klingman & Associates, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 44.1%
• Financials: 17.0%
• Consumer Discretionary: 9.2%
• Communication Services: 7.4%
• Industrials: 6.6%
• Health Care: 5.4%
Investment Profile
Klingman & Associates, LLC returned an annualized 17.4% over the trailing 36 months — outperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.83 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 44.1% of the portfolio concentrated in Information Technology.
It has added to its VTIP position over the past two quarters (+$27.9M, now $131.2M), while trimming IBDR over the same stretch (-$16.8M, still holding $446.0K).
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Developer Access
Access Klingman & Associates, LLC's institutional profile programmatically:
REST API
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