CIK: 0001662449
Total reported value
$2.1B
Reporting period: 2026-03-31 · Number of holdings: 332
Klingman & Associates, LLC disclosed 332 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $2.1B and a quarterly turnover rate of 8.3%.
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Klingman & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.047 — mathematically equivalent to about 21 equally-sized positions, well below its 332 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.81), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VTIP
+16.2% $17.9M
Trim IBDR
-97.4% -$16.8M
Trim IVV
+2.4% -$8.1M
Trim SPYG
-1.7% -$7.0M
Trim AAPL
-0.8% -$5.5M
Add VEA
+5.7% $6.0M
Showing top 200 holdings (of 332 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 16.47% | -0.52% | +2.43% | |
| 2 | VTIP | Vanguard Short-term Tips | ETF-Other | 5.80% | +0.82% | +16.20% | |
| 3 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 5.03% | +0.21% | +2.87% | |
| 4 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 4.15% | +0.23% | +5.29% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.71% | +0.26% | +5.71% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.59% | -0.20% | +0.08% | |
| 7 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.53% | +0.24% | +4.47% | |
| 8 | AAPL | Apple INC | Stock-Tech | 3.28% | -0.29% | -0.80% | |
| 9 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 3.18% | -0.10% | -1.81% | |
| 10 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.07% | -0.36% | -1.71% | |
| 11 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.60% | +0.02% | +0.93% | |
| 12 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 1.81% | +0.14% | +8.82% | |
| 13 | IBDU | Ishares Ibonds Dec 2029 Term | ETF-Other | 1.76% | +0.02% | +2.71% | |
| 14 | IBDV | Ishares Ibonds Dec 2030 CORP | ETF-Other | 1.73% | +0.06% | +5.14% | |
| 15 | IBDW | Ishares Ibonds Dec 2031 CORP | ETF-Other | 1.70% | +0.09% | +7.56% | |
| 16 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.62% | +0.13% | +5.08% | |
| 17 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.61% | -0.04% | -0.41% | |
| 18 | IBDT | Ishares Ibonds Dec 2028 ETF | ETF-Other | 1.58% | +0.02% | +2.96% | |
| 19 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.51% | — | -0.35% | |
| 20 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.49% | +0.04% | -0.59% | |
| 21 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.41% | -0.13% | -9.31% | |
| 22 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.32% | +0.03% | -1.31% | |
| 23 | CFG | Citizens Financial Group | Stock-Financials | 1.31% | +0.11% | +6.99% | |
| 24 | IBDX | Ishares Ibonds Dec 2032 Tc | ETF-Other | 1.31% | +0.22% | +21.97% | |
| 25 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 1.27% | +0.03% | -0.27% | |
| 26 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.23% | — | -0.38% | |
| 27 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | ETF-Other | 1.14% | -0.06% | -4.06% | |
| 28 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 0.94% | — | -0.27% | |
| 29 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.69% | -0.03% | +0.67% | |
| 30 | MSFT | Microsoft CORP | Stock-Tech | 0.66% | -0.17% | +3.93% | |
| 31 | NYF | Ishares New York Muni Bond E | ETF-Other | 0.61% | — | +1.75% | |
| 32 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.59% | — | -0.57% | |
| 33 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.58% | -0.06% | +1.77% | |
| 34 | NVDA | Nvidia CORP | Stock-Tech | 0.56% | — | +4.01% | |
| 35 | DDOG | Datadog INC - Class A | Stock-Tech | 0.46% | -0.08% | +0.48% | |
| 36 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.43% | -0.03% | +1.27% | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.38% | — | +3.11% | |
| 38 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.38% | — | +1.05% | |
| 39 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.37% | — | -1.14% | |
| 40 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.36% | -0.08% | -9.19% | |
| 41 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.32% | — | +2.57% | |
| 42 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.32% | — | -0.07% | |
| 43 | XOM | Exxon Mobil CORP | Stock-Energy | 0.32% | +0.09% | -1.48% | |
| 44 | TDTT | Flexshares Iboxx 3-year Targ | ETF-Other | 0.31% | — | +1.18% | |
| 45 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.30% | +0.18% | +156.75% | |
| 46 | JLL | Jones Lang Lasalle INC | Stock-Real Estate | 0.28% | -0.10% | -18.97% | |
| 47 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.25% | — | +1.15% | |
| 48 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.23% | — | +0.04% | |
| 49 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.22% | — | — | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.21% | +0.03% | +1.57% |
Performance for Q3 2026
+4.3%
Performance Last 4 Quarters
+21%
Based on 63% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 332 | $2.1B | 8 | |
| 2025-12-31 | 326 | $2.1B | 7 | |
| 2025-09-30 | 319 | $2.0B | 19 | |
| 2025-06-30 | 314 | $1.8B | 0 | |
| 2025-03-31 | 263 | $1.6B | 100 | |
| 2024-12-31 | 256 | $1.6B | 0 | |
| 2024-09-30 | 265 | $1.6B | 0 | |
| 2024-06-30 | 250 | $1.5B | 0 | |
| 2024-03-31 | 238 | $1.4B | 0 | |
| 2023-12-31 | 225 | $1.4B | 0 | |
| 2023-09-30 | 219 | $1.2B | 0 | |
| 2023-06-30 | 216 | $1.2B | 0 | |
| 2023-03-31 | 199 | $1.2B | 0 | |
| 2022-12-31 | 203 | $1.1B | 0 | |
| 2022-09-30 | 188 | $1.0B | 0 | |
| 2022-06-30 | 193 | $1.0B | 0 | |
| 2022-03-31 | 204 | $1.2B | 0 | |
| 2021-12-31 | 182 | $1.2B | 0 | |
| 2021-09-30 | 173 | $1.1B | 0 | |
| 2021-06-30 | 163 | $1.0B | 96 | |
| 2021-03-31 | 172 | $967.2M | 17 | |
| 2020-12-31 | 153 | $866.4M | 17 | |
| 2020-09-30 | 138 | $743.2M | 19 | |
| 2020-06-30 | 127 | $654.0M | 32 | |
| 2020-03-31 | 120 | $490.2M | 52 | |
| 2019-12-31 | 135 | $611.1M | 15 | |
| 2019-09-30 | 121 | $558.5M | 11 | |
| 2019-06-30 | 120 | $538.2M | 11 | |
| 2019-03-31 | 119 | $513.0M | 15 | |
| 2018-12-31 | 108 | $444.0M | 19 | |
| 2018-09-30 | 106 | $488.5M | 7 | |
| 2018-06-30 | 103 | $464.6M | 30 | |
| 2018-03-31 | 107 | $445.9M | 8 | |
| 2017-12-31 | 113 | $457.5M | 14 | |
| 2017-09-30 | 95 | $406.4M | 10 | |
| 2017-06-30 | 95 | $375.0M | 8 | |
| 2017-03-31 | 95 | $360.4M | 10 | |
| 2016-12-31 | 96 | $329.5M | 26 | |
| 2016-09-30 | 377 | $332.0M | 11 | |
| 2016-06-30 | 390 | $309.2M | 15 | |
| 2016-03-31 | 392 | $279.0M | 16 | |
| 2015-12-31 | 406 | $267.5M | 28 | |
| 2015-09-30 | 437 | $255.0M | 18 | |
| 2015-06-30 | 411 | $254.2M | 10 | |
| 2015-03-31 | 376 | $243.2M | 11 | |
| 2014-12-31 | 389 | $240.7M | 0 |
Klingman & Associates, LLC's most significant position changes for 2026-03-31: New buy: Ishares 1-3 Year Treasury Bo (SHY); New buy: Ishrs Ibond Dec 2033 Tm ETF (IBMV); New buy: Strive Inc-a (ASST); Add: Vanguard Short-term Tips (VTIP) — shares +16.20%; Trim: Ishares Ibonds Dec 2026 Term (IBDR) — shares -97.42%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTIP | Vanguard Short-term Tips | +0.8% | +16.20% | Add |
| 2 | VEA | Vanguard Ftse Developed ETF | +0.3% | +5.71% | Add |
| 3 | IJR | Ishares Core S&p Small-cap E | +0.2% | +4.47% | Add |
| 4 | IEFA | Ishares Core Msci Eafe ETF | +0.2% | +5.29% | Add |
| 5 | IBDX | Ishares Ibonds Dec 2032 Tc | +0.2% | +21.97% | Add |
| 6 | IJH | Ishares Core S&p Midcap ETF | +0.2% | +2.87% | Add |
| 7 | JMST | JPM Ultra-short Muni Income | +0.2% | +156.75% | Add |
| 8 | RWL | Invesco S&p 500 Revenue ETF | +0.1% | +8.82% | Add |
| 9 | IEMG | Ishares Core Msci Emerging | +0.1% | +5.08% | Add |
| 10 | CFG | Citizens Financial Group | +0.1% | +6.99% | Add |
| 11 | IBDW | Ishares Ibonds Dec 2031 CORP | +0.1% | +7.56% | Add |
| 12 | XOM | Exxon Mobil CORP | +0.1% | -1.48% | Trim |
| 13 | IBDV | Ishares Ibonds Dec 2030 CORP | +0.1% | +5.14% | Add |
| 14 | IAU | Ishares Gold Trust | +0.1% | +147.24% | Add |
| 15 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | 0% | -0.59% | Trim |
| 16 | AMAT | Applied Materials INC | 0% | +0.68% | Add |
| 17 | PJT | Pjt Partners INC - A | 0% | +106.88% | Add |
| 18 | SLYV | Ss Spdr S&p 600 Sc Val ETF | 0% | -0.27% | Trim |
| 19 | SDY | Ss Spdr S&p Dividend ETF | 0% | -1.31% | Trim |
| 20 | JNJ | Johnson & Johnson | 0% | +1.57% | Add |
| 21 | GEV | GE Vernova INC | 0% | +3.87% | Add |
| 22 | GLD | Spdr Gold Shares | 0% | +61.09% | Add |
| 23 | IBDT | Ishares Ibonds Dec 2028 ETF | 0% | +2.96% | Add |
| 24 | VWO | Vanguard Ftse Emerging Marke | 0% | +0.93% | Add |
| 25 | IBDU | Ishares Ibonds Dec 2029 Term | 0% | +2.71% | Add |
| 26 | COST | Costco Wholesale CORP | 0% | +3.01% | Add |
| 27 | VUG | Vanguard Growth ETF | 0% | -6.52% | Trim |
| 28 | GOOG | Alphabet Inc-cl C | 0% | +1.27% | Add |
| 29 | CRM | Salesforce INC | 0% | -38.47% | Trim |
| 30 | VTI | Vanguard Total Stock Mkt ETF | 0% | +0.67% | Add |
| 31 | TSLA | Tesla INC | 0% | +2.38% | Add |
| 32 | USMV | Ishares Msci USA Min Vol Fac | 0% | -0.41% | Trim |
| 33 | ORCL | Oracle CORP | 0% | +1.78% | Add |
| 34 | AMZN | Amazon.com INC | -0.1% | +1.77% | Add |
| 35 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | -0.1% | -4.06% | Trim |
| 36 | COMP | Compass INC - Class A | -0.1% | -58.67% | Trim |
| 37 | JPM | Jpmorgan Chase & Co | -0.1% | -9.19% | Trim |
| 38 | DDOG | Datadog INC - Class A | -0.1% | +0.48% | Add |
| 39 | JLL | Jones Lang Lasalle INC | -0.1% | -18.97% | Trim |
| 40 | SPYV | Ss Spdr P S&p 500 Value ETF | -0.1% | -1.81% | Trim |
| 41 | PRF | Invesco Rafi US 1000 ETF | -0.1% | -9.31% | Trim |
| 42 | MSFT | Microsoft CORP | -0.2% | +3.93% | Add |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | +0.08% | Add |
| 44 | AAPL | Apple INC | -0.3% | -0.80% | Trim |
| 45 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.4% | -1.71% | Trim |
| 46 | IVV | Ishares Core S&p 500 ETF | -0.5% | +2.43% | Add |
| 47 | IBDR | Ishares Ibonds Dec 2026 Term | -0.8% | -97.42% | Trim |
| 48 | SHY | Ishares 1-3 Year Treasury Bo | — | NEW | New buy |
| 49 | IBMV | Ishrs Ibond Dec 2033 Tm ETF | — | NEW | New buy |
| 50 | ASST | Strive Inc-a | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-29 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-27 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-30 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-31 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-01 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-30 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-01 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-29 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-30 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-31 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-03 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-03 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-28 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-27 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-06 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-31 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-01 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-27 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-29 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-09 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-03 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-04 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-29 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-29 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-22 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-09-27 | Amendment | View on EDGAR |
| 2019-06-30 | 2019-07-24 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-03 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-28 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-26 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-02 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-25 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-02 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-24 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-21 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-04 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-26 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-19 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-04 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-18 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
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