KW
Kingswood Wealth Advisors, LLC 13F Holdings & Position Changes (Q3 2026)
Kingswood Wealth Advisors, LLCCIK: 0001987855
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$2.6B
Reporting period: 2026-09-30 · Number of holdings: 1025
KINGSWOOD WEALTH ADVISORS, LLC disclosed 1025 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $2.6B and a quarterly turnover rate of 21.0%.
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Personality snowflake
- Concentration
- 3.02
- Portfolio Stability
- 21.03
- Momentum
- 100
- Sector conviction
- 62.63
- Diversification
- 100
- Sizing Uniformity
- 74.05
Kingswood Wealth Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 132 equally-sized positions, well below its 1025 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.60), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 42% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd 84615Q103
+568.9% $17.6M
Add RSPT
+5005.7% $17.3M
Trim REMX
-95.9% -$10.9M
Add AAPL
+1.8% $15.9M
Add MSFT
-1.3% $12.8M
New buy 30233Q108
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1025 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 4.15% | +0.43% | +1.85% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 2.62% | +0.10% | -4.65% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.53% | -0.03% | +1.87% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.40% | +0.03% | +5.69% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 1.87% | +0.43% | -1.35% | |
| 6 | VTV | Vanguard Value ETF | ETF-Other | 1.61% | -0.08% | +0.85% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.55% | +0.07% | +8.37% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.48% | +0.02% | +1.59% | |
| 9 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.20% | -0.02% | +0.36% | |
| 10 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.17% | +0.03% | +1.92% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.09% | +0.08% | +17.94% | |
| 12 | AVGO | Broadcom Inc | Stock-Tech | 1.08% | -0.12% | +1.98% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.08% | +0.08% | +18.33% | |
| 14 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 1.06% | -0.03% | +1.61% | |
| 15 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.95% | +0.01% | +4.96% | |
| 16 | MU | Micron Technology Inc | Stock-Tech | 0.94% | -0.18% | -4.51% | |
| 17 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.91% | -0.02% | +4.43% | |
| 18 | CAT | Caterpillar Inc | Stock-Industrials | 0.90% | -0.20% | +13.38% | |
| 19 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.87% | -0.02% | +1.12% | |
| 20 | ✓ | Stock-Other | 0.81% | +0.67% | +568.94% | ||
| 21 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.80% | +0.17% | +2.78% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.77% | -0.02% | +1.74% | |
| 23 | SSO | Proshares Ultra S&p500 | ETF-Other | 0.71% | -0.03% | -1.25% | |
| 24 | GBTC | Grayscale Bitcoin Trust ETF | ETF-Crypto | 0.68% | +0.17% | -1.06% | |
| 25 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.68% | +0.67% | +5005.73% | |
| 26 | CGGR | Cap Group Growth Equity | ETF-Other | 0.65% | -0.06% | -4.26% | |
| 27 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.61% | -0.08% | +10.60% | |
| 28 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.61% | +0.16% | -12.55% | |
| 29 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.59% | +0.11% | +24.24% | |
| 30 | VB | Vanguard Small-cap ETF | ETF-Other | 0.58% | -0.02% | +8.70% | |
| 31 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.57% | -0.03% | +0.72% | |
| 32 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.56% | +0.02% | +8.73% | |
| 33 | AMD | Advanced Micro Devices | Stock-Tech | 0.55% | +0.02% | +3.09% | |
| 34 | LAMR | Lamar Advertising Co-a | Stock-Real Estate | 0.54% | -0.07% | -0.13% | |
| 35 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.48% | +0.01% | +3.68% | |
| 36 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.46% | -0.05% | -4.67% | |
| 37 | CGUS | Cap Group Core Equity | ETF-Other | 0.45% | -0.05% | -6.21% | |
| 38 | GLD | Spdr Gold Shares | ETF-Commodities | 0.44% | +0.04% | +11.62% | |
| 39 | ETN | Eaton Corporation plc | Stock-Industrials | 0.43% | -0.01% | +2.27% | |
| 40 | WMT | Walmart Inc | Stock-Consumer Staples | 0.43% | -0.07% | -2.81% | |
| 41 | ✓ | Stock-Other | 0.42% | +0.42% | NEW | ||
| 42 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.41% | -0.03% | +2.96% | |
| 43 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.40% | -0.02% | +5.01% | |
| 44 | JPIE | Jpmorgan Income ETF | ETF-Other | 0.40% | +0.14% | +69.54% | |
| 45 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.40% | +0.05% | +22.55% | |
| 46 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.39% | -0.05% | -1.26% | |
| 47 | ABBV | Abbvie Inc | Stock-Healthcare | 0.38% | — | +2.53% | |
| 48 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.38% | +0.31% | +442.44% | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.37% | -0.01% | -1.03% | |
| 50 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.37% | +0.10% | +58.15% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+1.3%
Performance Last 4 Quarters
+9.4%
- Stdev
- +12%
- Beta
- +0.9
- Alpha
- -0.9%
- Max Drawdown
- -7.3%
- Annualized Perf
- +20.1%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.57
- Stutzer
- +0.47
- Treynor
- +0.21
- Sterling
- +1.3
- Calmar
- +2.75
- Information Ratio
- -0.66
- Tracking Error
- +4.7%
- Stdev Down
- +5.4%
- Winning Months %
- +61.1%
- Losing Months %
- +38.9%
- Best 12 Months
- +34.6%
- Worst 12 Months
- +6.3%
- Efficiency Ratio
- +0.67
- Sharpe
- +1.6
- Stdev Sectors
- +10.4%
- Skewness
- +0.09
- Kurtosis
- -0.37
- Upside Potential
- +5.17
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Kingswood Wealth Advisors, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Invesco Dorsey Wright Health (PTH); New buy: First Trust Innovation Leade (ILDR); Sold out: Virtus Newfleet Multi-sector (NFLT).
Showing top 200 changes by size (of 1124 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +0.7% | +568.94% | Add | |
| 2 | RSPT | Invesco S&p 500 Equal Weight | +0.7% | +5005.73% | Add |
| 3 | AAPL | Apple Inc | +0.4% | +1.85% | Add |
| 4 | MSFT | Microsoft CORP | +0.4% | -1.35% | Trim |
| 5 | ✓ | +0.4% | NEW | New buy | |
| 6 | MINT | Pimco Enhanced Short Maturit | +0.3% | +442.44% | Add |
| 7 | PTH | Invesco Dorsey Wright Health | +0.3% | NEW | New buy |
| 8 | GBTC | Grayscale Bitcoin Trust ETF | +0.2% | -1.06% | Trim |
| 9 | META | Meta Platforms Inc-class A | +0.2% | +2.78% | Add |
| 10 | ILDR | First Trust Innovation Leade | +0.2% | NEW | New buy |
| 11 | CAIE | Calamos Autocallable Inc ETF | +0.2% | +112.37% | Add |
| 12 | PLTR | Palantir Technologies Inc-a | +0.2% | -12.55% | Trim |
| 13 | USFR | Wisdomtree Floating Rate Tre | +0.2% | +162.81% | Add |
| 14 | JPIE | Jpmorgan Income ETF | +0.1% | +69.54% | Add |
| 15 | IBBQ | Invesco Nasdaq Biotech ETF | +0.1% | NEW | New buy |
| 16 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +24.24% | Add |
| 17 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +402.03% | Add |
| 18 | ✓ | +0.1% | NEW | New buy | |
| 19 | NVDA | Nvidia CORP | +0.1% | -4.65% | Trim |
| 20 | TBIL | F/m US Treasury 3 Month Bill | +0.1% | +53.48% | Add |
| 21 | GS | Goldman Sachs Group Inc | +0.1% | +58.15% | Add |
| 22 | IBIT | Ishares Bitcoin Trust ETF | +0.1% | +24.78% | Add |
| 23 | ✓ | +0.1% | NEW | New buy | |
| 24 | MSTR | Strategy Inc | +0.1% | -2.44% | Trim |
| 25 | BITX | 2x Bitcoin Strategy ETF | +0.1% | +4.85% | Add |
| 26 | GOOG | Alphabet Inc-cl C | +0.1% | +18.33% | Add |
| 27 | GOOGL | Alphabet Inc-cl A | +0.1% | +17.94% | Add |
| 28 | PAYR | Fed Hrms Enhan Inc ETF | +0.1% | +83.19% | Add |
| 29 | FBTC | Fidelity Wise Origin Bitcoin | +0.1% | +0.53% | Add |
| 30 | WTMF | Wisdomtree Mgd Futures Strat | +0.1% | +88.54% | Add |
| 31 | ARCC | Ares Capital CORP | +0.1% | +313.64% | Add |
| 32 | VOO | Vanguard S&p 500 ETF | +0.1% | +8.37% | Add |
| 33 | XLK | Ss Technology Select Sector | +0.1% | +34.47% | Add |
| 34 | AVDV | Avantis Intl S/c Value ETF | +0.1% | NEW | New buy |
| 35 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +67.22% | Add |
| 36 | VBIL | Vanguard 0-3m T-bill ETF | +0.1% | +270.75% | Add |
| 37 | BTC | Grayscale Bitcoin Mini ETF | +0.1% | +27.67% | Add |
| 38 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +36.53% | Add |
| 39 | VUSB | Vanguard Ultra Short Bond Et | +0.1% | NEW | New buy |
| 40 | DIA | Ss Spdr Dow Jones Indus Avg | +0.1% | +22.55% | Add |
| 41 | FLOT | Ishares Floating Rate Bond E | +0.1% | +108.91% | Add |
| 42 | ✓ | +0.1% | NEW | New buy | |
| 43 | ✓ | +0.1% | NEW | New buy | |
| 44 | XCLR | Global X S&p 500 Collar 95-1 | +0.1% | +144.17% | Add |
| 45 | GLD | Spdr Gold Shares | 0% | +11.62% | Add |
| 46 | CVX | Chevron CORP | 0% | +1.88% | Add |
| 47 | LSCC | Lattice Semiconductor CORP | 0% | NEW | New buy |
| 48 | IAU | Ishares Gold Trust | 0% | +52.83% | Add |
| 49 | BMNR | Bitmine Immersion Technologi | 0% | +25.67% | Add |
| 50 | IGSB | Ishares 1-5y Inv Grade CORP | 0% | +90.95% | Add |
1–50 of 200
Filing History
FAQ
What is Kingswood Wealth Advisors, LLC and what type of investor is it?
Kingswood Wealth Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $2.6B, spread across 1025 disclosed positions.
What are Kingswood Wealth Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Kingswood Wealth Advisors, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $108.0M (4.2%)
2. Nvidia CORP (NVDA) — $68.1M (2.6%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $65.9M (2.5%)
4. Invesco Qqq Trust Series 1 (QQQ) — $62.5M (2.4%)
5. Microsoft CORP (MSFT) — $48.6M (1.9%)
What changes did Kingswood Wealth Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Kingswood Wealth Advisors, LLC made 200 notable position adjustments: 25 new positions were initiated, 100 existing holdings were added to, 57 positions were partially reduced, and 18 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Invesco Dorsey Wright Health (PTH); New buy: First Trust Innovation Leade (ILDR); Sold out: Virtus Newfleet Multi-sector (NFLT)
What sectors does Kingswood Wealth Advisors, LLC focus on?
Kingswood Wealth Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.3%
• Industrials: 11.6%
• Financials: 9.4%
• Communication Services: 8.6%
• Consumer Discretionary: 7.9%
• Health Care: 7.5%
Investment Profile
Kingswood Wealth Advisors, LLC returned an annualized 20.1% over the trailing 36 months — underperforming the S&P 500 by 0.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.90 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 40.3% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 100 to 21 over the past 4 quarters — a shift toward longer holding periods.
It has added to its AAPL position over the past two quarters (+$29.8M, now $108.0M), while trimming SGOV over the same stretch (-$8.7M, still holding $3.2M).
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Developer Access
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