KW
Kellett Wealth Advisors, LLC 13F Holdings & Recent Stock Buys (Q3 2026)
Kellett Wealth Advisors, LLCCIK: 0001910381
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$273.3M
Reporting period: 2026-09-30 · Number of holdings: 106
Kellett Wealth Advisors, LLC disclosed 106 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $273.3M and a quarterly turnover rate of 63.5%.
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Personality snowflake
- Concentration
- 20.2
- Portfolio Stability
- 63.51
- Momentum
- 0
- Sector conviction
- 64.53
- Diversification
- 100
- Sizing Uniformity
- 79.04
Kellett Wealth Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.051 — mathematically equivalent to about 20 equally-sized positions, well below its 106 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.10), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SPY
-58.5% -$22.2M
New buy SGOV
New buy SPYM
New buy SHV
Trim USEP
-37.0% -$7.6M
Trim JCPB
-91.2% -$6.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 11.14% | +11.14% | NEW | |
| 2 | IPKW | Invesco International Buybac | ETF-Other | 8.87% | -0.30% | +16.94% | |
| 3 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 8.82% | +8.82% | NEW | |
| 4 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 7.59% | +2.20% | +74.80% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.97% | -11.94% | -58.47% | |
| 6 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 5.18% | +5.18% | NEW | |
| 7 | USEP | Innovator U.s. Equity Ultra | ETF-Other | 4.96% | -4.88% | -36.99% | |
| 8 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 4.92% | -0.63% | +14.40% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.81% | -1.12% | -2.24% | |
| 10 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 3.33% | -1.04% | -2.16% | |
| 11 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 2.08% | +2.08% | NEW | |
| 12 | IMCG | Ishares Morningstar Mid-cap | ETF-Other | 2.01% | -0.71% | -1.69% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.77% | -0.20% | -1.02% | |
| 14 | XSVM | Invesco S&p Smallcap Value W | ETF-Other | 1.58% | -0.73% | -7.00% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.44% | +0.13% | +2.11% | |
| 16 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 1.08% | -1.99% | -47.88% | |
| 17 | STBF | Perf Trust Short Term Bd ETF | ETF-Other | 1.07% | +0.95% | +1022.98% | |
| 18 | DIVB | Ishares Core Dividend ETF | ETF-Other | 0.96% | +0.06% | +29.42% | |
| 19 | UAPR | Innovator U.s. Equity Ultra | ETF-Other | 0.96% | -0.27% | -3.29% | |
| 20 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.91% | -0.14% | +20.34% | |
| 21 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.89% | -0.08% | +16.50% | |
| 22 | NVDA | Nvidia CORP | Stock-Tech | 0.87% | -0.14% | -4.40% | |
| 23 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.84% | -0.20% | -1.67% | |
| 24 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.81% | -0.16% | +1.20% | |
| 25 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.72% | -0.20% | -1.17% | |
| 26 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.69% | +0.05% | +42.29% | |
| 27 | MCK | Mckesson CORP | Stock-Healthcare | 0.61% | -0.12% | -6.99% | |
| 28 | UNOV | Innovator U.s. Equity Ultra | ETF-Other | 0.60% | -0.71% | -43.01% | |
| 29 | AVGO | Broadcom Inc | Stock-Tech | 0.60% | -0.20% | +1.93% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.59% | -0.20% | -0.99% | |
| 31 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.53% | +0.53% | NEW | |
| 32 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.48% | +0.48% | NEW | |
| 33 | UMAR | Innovator U.s. Equity Ultra | ETF-Other | 0.47% | -0.43% | -35.66% | |
| 34 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.43% | -0.09% | +2.93% | |
| 35 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.42% | +0.42% | NEW | |
| 36 | ✓ | Stock-Other | 0.41% | +0.41% | NEW | ||
| 37 | DUK | Duke Energy CORP | Stock-Utilities | 0.39% | -0.17% | +0.21% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.39% | -0.09% | +3.02% | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.38% | -0.10% | +3.42% | |
| 40 | UJUL | Innovator U.s. Equity Ultra | ETF-Other | 0.34% | +0.34% | NEW | |
| 41 | GLD | Spdr Gold Shares | ETF-Commodities | 0.33% | -0.01% | +21.45% | |
| 42 | ABBV | Abbvie Inc | Stock-Healthcare | 0.33% | -0.07% | +1.78% | |
| 43 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.30% | +0.30% | NEW | |
| 44 | V | Visa Inc-class A Shares | Stock-Financials | 0.28% | -0.05% | +2.22% | |
| 45 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.27% | +0.27% | NEW | |
| 46 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.26% | -0.06% | -1.40% | |
| 47 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 0.25% | -0.10% | -5.09% | |
| 48 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.25% | -0.10% | +2.14% | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.25% | -0.05% | +2.31% | |
| 50 | CEF | Sprott Physical Gold And Sil | Stock-Other | 0.25% | -0.04% | +4.35% |
1–50 of 106
Portfolio Performance
Performance for Q4 2026
+1.7%
Performance Last 4 Quarters
+13.2%
- Stdev
- +10.2%
- Beta
- +0.8
- Alpha
- +0.3%
- Max Drawdown
- -7%
- Annualized Perf
- +19.4%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.85
- Stutzer
- +0.52
- Treynor
- +0.23
- Sterling
- +1.28
- Calmar
- +2.77
- Information Ratio
- -1.09
- Tracking Error
- +3.9%
- Stdev Down
- +4.8%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +28.9%
- Worst 12 Months
- +6.7%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.8
- Stdev Sectors
- +10.8%
- Skewness
- -0.08
- Kurtosis
- +0.01
- Upside Potential
- +5.31
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 106 | $273.3M | 64 | ||
| 2026 Q2 | 97 | $214.8M | 17 | ||
| 2026 Q1 | 79 | $184.5M | 24 | ||
| 2025 Q4 | 79 | $175.1M | 10 | ||
| 2025 Q3 | 76 | $165.7M | 31 | ||
| 2025 Q2 | 71 | $153.3M | 0 | ||
| 2025 Q1 | 73 | $144.4M | 0 | ||
| 2024 Q4 | 72 | $145.5M | 0 | ||
| 2024 Q3 | 70 | $140.0M | 0 | ||
| 2024 Q2 | 69 | $124.0M | 0 | ||
| 2024 Q1 | 85 | $144.4M | 0 | ||
| 2023 Q4 | 80 | $134.4M | 0 | ||
| 2023 Q3 | 62 | $116.7M | 0 | ||
| 2023 Q2 | 58 | $110.1M | 0 | ||
| 2023 Q1 | 55 | $104.0M | 0 | ||
| 2022 Q4 | 54 | $103.1M | 0 | ||
| 2022 Q3 | 52 | $82.1M | 0 | ||
| 2022 Q2 | 57 | $77.4M | 0 | ||
| 2022 Q1 | 65 | $126.7M | 0 | ||
| 2021 Q4 | 71 | $130.7M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Kellett Wealth Advisors, LLC's most significant position changes for 2026-09-30: New buy: Ishares 0-3 Month Treasury B (SGOV); New buy: Ste Str Spdr Pt S&p 500 ETF (SPYM); New buy: Ishares 0-1 Year Treasury Bo (SHV); New buy: Abrdn Physical Gold Shares (SGOL); New buy: Schwab Intl Equity ETF (SCHF).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SGOV | Ishares 0-3 Month Treasury B | +11.1% | NEW | New buy |
| 2 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +8.8% | NEW | New buy |
| 3 | SHV | Ishares 0-1 Year Treasury Bo | +5.2% | NEW | New buy |
| 4 | SCHD | Schwab US Dvd Equity ETF | +2.2% | +74.80% | Add |
| 5 | SGOL | Abrdn Physical Gold Shares | +2.1% | NEW | New buy |
| 6 | STBF | Perf Trust Short Term Bd ETF | +1% | +1022.98% | Add |
| 7 | SCHF | Schwab Intl Equity ETF | +0.5% | NEW | New buy |
| 8 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.5% | NEW | New buy |
| 9 | XLP | Ss Consumer Staples Sel Sect | +0.4% | NEW | New buy |
| 10 | ✓ | +0.4% | NEW | New buy | |
| 11 | UJUL | Innovator U.s. Equity Ultra | +0.3% | NEW | New buy |
| 12 | SCHG | Schwab US Large-cap Growth | +0.3% | NEW | New buy |
| 13 | IJH | Ishares Core S&p Midcap ETF | +0.3% | NEW | New buy |
| 14 | SCHV | Schwab US Large-cap Value | +0.2% | NEW | New buy |
| 15 | MSFT | Microsoft CORP | +0.1% | +2.11% | Add |
| 16 | AIS | Vistashares Ais ETF | +0.1% | NEW | New buy |
| 17 | SCHA | Schwab US Small-cap ETF | +0.1% | NEW | New buy |
| 18 | CVX | Chevron CORP | +0.1% | NEW | New buy |
| 19 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | NEW | New buy |
| 20 | EWZ | Ishares Msci Brazil ETF | +0.1% | NEW | New buy |
| 21 | ✓ | +0.1% | NEW | New buy | |
| 22 | DIVB | Ishares Core Dividend ETF | +0.1% | +29.42% | Add |
| 23 | VO | Vanguard Mid-cap ETF | +0.1% | +42.29% | Add |
| 24 | NOW | Servicenow Inc | 0% | +5.45% | Add |
| 25 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 26 | CRWD | Crowdstrike Holdings Inc - A | — | +272.60% | Add |
| 27 | HIVE | Hive Digital Technologies Lt | — | +80.00% | Add |
| 28 | GLD | Spdr Gold Shares | 0% | +21.45% | Add |
| 29 | CTAS | Cintas CORP | 0% | +3.44% | Add |
| 30 | MRK | Merck & Co. Inc. | 0% | +4.10% | Add |
| 31 | FXH | First Trust Health Care Alph | 0% | — | Unchanged |
| 32 | PM | Philip Morris International | 0% | +0.52% | Add |
| 33 | VOOG | Vanguard S&p 500 Growth ETF | 0% | +8.99% | Add |
| 34 | IVES | Dan Wedbush Ai Rev ETF | 0% | — | Unchanged |
| 35 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | 0% | — | Unchanged |
| 36 | ESGD | Ishares Trust Ishares Esg Aw | 0% | — | Unchanged |
| 37 | KO | Coca-cola Co/the | 0% | +3.30% | Add |
| 38 | CSQ | Calamos Strat Ttl Rtrn Fnd | 0% | -3.78% | Trim |
| 39 | BX | Blackstone Inc | 0% | +0.05% | Add |
| 40 | TXN | Texas Instruments Inc | 0% | +2.01% | Add |
| 41 | UDEC | Innovator U.s. Equity Ultra | 0% | -6.53% | Trim |
| 42 | PALL | Abrdn Physical Palladium Shs | 0% | +0.46% | Add |
| 43 | ELV | Elevance Health Inc | 0% | — | Unchanged |
| 44 | CEF | Sprott Physical Gold And Sil | 0% | +4.35% | Add |
| 45 | VPU | Vanguard Utilities ETF | 0% | — | Unchanged |
| 46 | AXP | American Express Co | 0% | +0.11% | Add |
| 47 | GS | Goldman Sachs Group Inc | 0% | +2.21% | Add |
| 48 | MO | Altria Group Inc | 0% | +0.39% | Add |
| 49 | WMB | Williams Cos Inc | 0% | +4.55% | Add |
| 50 | ADI | Analog Devices Inc | 0% | -3.88% | Trim |
1–50 of 115
Filing History
FAQ
What is Kellett Wealth Advisors, LLC and what type of investor is it?
Kellett Wealth Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $273.3M, spread across 106 disclosed positions.
What are Kellett Wealth Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Kellett Wealth Advisors, LLC's top holdings by market value are:
1. Ishares 0-3 Month Treasury B (SGOV) — $30.4M (11.1%)
2. Invesco International Buybac (IPKW) — $24.2M (8.9%)
3. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $24.1M (8.8%)
4. Schwab US Dvd Equity ETF (SCHD) — $20.7M (7.6%)
5. Ss Spdr S&p 500 ETF Trust-us (SPY) — $16.3M (6.0%)
What changes did Kellett Wealth Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Kellett Wealth Advisors, LLC made 106 notable position adjustments: 18 new positions were initiated, 47 existing holdings were added to, 32 positions were partially reduced, and 9 were completely exited. The largest of these moves: New buy: Ishares 0-3 Month Treasury B (SGOV); New buy: Ste Str Spdr Pt S&p 500 ETF (SPYM); New buy: Ishares 0-1 Year Treasury Bo (SHV); New buy: Abrdn Physical Gold Shares (SGOL); New buy: Schwab Intl Equity ETF (SCHF)
What sectors does Kellett Wealth Advisors, LLC focus on?
Kellett Wealth Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.6%
• Consumer Staples: 24.2%
• Health Care: 10.9%
• Financials: 8.2%
• Consumer Discretionary: 7.1%
• Communication Services: 6.6%
Investment Profile
Kellett Wealth Advisors, LLC returned an annualized 19.4% over the trailing 36 months — outperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.80 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 35.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 31 to 64 over the past 4 quarters — a shift toward more active trading.
It has added to its SCHD position over the past two quarters (+$10.2M, now $20.7M), while trimming DUK over the same stretch (-$156.9K, still holding $1.1M).
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Developer Access
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