KA
Keeley Asset Management CORP Historical SEC 13F Holdings & Archive (Q4 2016)
Keeley Asset Management CORPCIK: 0001056504
Diversified strategySector-focusedQuality / disciplined sizing
Total reported value
$2.4B
Reporting period: 2016-12-31 · Number of holdings: 270
KEELEY ASSET MANAGEMENT CORP disclosed 270 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $2.4B and a quarterly turnover rate of 25.7%.
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Personality snowflake
- Concentration
- 4.85
- Portfolio Stability
- 25.69
- Momentum
- 57.75
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 84.89
Keeley Asset Management CORP's disclosed holdings carry a Herfindahl concentration index of 0.012 — mathematically equivalent to about 82 equally-sized positions, well below its 270 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.51), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd CDNS
+57.3% $27.8M
Add 92532w103
+1649.6% $27.6M
Trim GLPI
-80.5% -$23.9M
Trim FLO
-99.2% -$22.3M
Trim AOS
+37.2% -$15.7M
Trim NWE
-46.2% -$12.8M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 270 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Stock-Other | 2.59% | +0.24% | -8.22% | ||
| 2 | ✓ | Stock-Other | 2.37% | — | -11.55% | ||
| 3 | CDNS | Cadence Design Systems, Inc. | Stock-Tech | 2.25% | +1.18% | +57.34% | |
| 4 | OUT | OUTFRONT Media Inc. | Stock-Other | 2.21% | +0.47% | +20.97% | |
| 5 | UMBF | Umb Financial CORP | Stock-Financials | 2.12% | -0.33% | -33.31% | |
| 6 | JBTM | Jbt Marel CORP | Stock-Industrials | 2.09% | — | -11.53% | |
| 7 | HTH | Hilltop Holdings Inc | Stock-Other | 2.09% | +0.28% | -13.13% | |
| 8 | ✓ | Stock-Other | 1.77% | -0.46% | -12.56% | ||
| 9 | NXST | Nexstar Media Group Inc | Stock-Comm Services | 1.76% | — | -13.42% | |
| 10 | ✓ | Stock-Other | 1.75% | +0.22% | -4.46% | ||
| 11 | RHP | Ryman Hospitality Properties | Stock-Real Estate | 1.71% | +0.23% | -11.87% | |
| 12 | CMC | Commercial Metals Co | Stock-Industrials | 1.70% | +0.28% | -11.11% | |
| 13 | ESE | Esco Technologies Inc | Stock-Tech | 1.66% | — | -11.94% | |
| 14 | ✓ | Stock-Other | 1.59% | -0.26% | -11.42% | ||
| 15 | ✓ | Stock-Other | 1.59% | +0.23% | -12.77% | ||
| 16 | BKH | Black Hills CORP | Stock-Utilities | 1.58% | -0.16% | -9.90% | |
| 17 | ✓ | Iberiabank CORP | Stock-Other | 1.56% | +0.45% | +12.57% | |
| 18 | ENSG | Ensign Group Inc/the | Stock-Healthcare | 1.56% | — | -11.75% | |
| 19 | ✓ | Stock-Other | 1.53% | -0.18% | -13.08% | ||
| 20 | ✓ | Stock-Other | 1.49% | — | -12.34% | ||
| 21 | PE1EUR | Parsley Energy Inc-class A | Stock-Other | 1.49% | -0.41% | -25.54% | |
| 22 | KRNY | Kearny Financial Corp/md | Stock-Other | 1.47% | — | -13.12% | |
| 23 | SJIEUR | South Jersey Industries | Stock-Other | 1.46% | — | -12.77% | |
| 24 | AEBA | Allete Inc | Stock-Other | 1.43% | +0.34% | +22.17% | |
| 25 | ✓ | Stock-Other | 1.41% | — | -13.11% | ||
| 26 | ✓ | Stock-Other | 1.39% | -0.51% | -32.01% | ||
| 27 | ✓ | Stock-Other | 1.38% | — | -11.21% | ||
| 28 | SYU1 | Synovus Financial CORP | Stock-Other | 1.36% | — | -22.33% | |
| 29 | ✓ | Mitel Networks Corporation | Stock-Other | 1.36% | -0.31% | -11.77% | |
| 30 | KALU | Kaiser Aluminum CORP | Stock-Other | 1.33% | -0.33% | -11.00% | |
| 31 | RBAGBP | Ritchie Bros Auctioneers | Stock-Other | 1.32% | -0.25% | -13.43% | |
| 32 | ABM | Abm Industries Inc | Stock-Other | 1.30% | -0.15% | -13.27% | |
| 33 | AOS | Smith (a.o.) CORP | Stock-Industrials | 1.28% | -0.67% | +37.16% | |
| 34 | KN | Knowles CORP | Stock-Other | 1.23% | +0.21% | +2.03% | |
| 35 | ✓ | Versum Materials Inc. | Stock-Other | 1.23% | +1.17% | +1649.62% | |
| 36 | VSTOEUR | Vista Outdoor Inc | Stock-Other | 1.23% | +0.41% | +62.28% | |
| 37 | GNRC | Generac Holdings Inc | Stock-Industrials | 1.19% | +0.18% | +5.51% | |
| 38 | ✓ | Wright Medical Group, Inc. | Stock-Other | 1.17% | -0.20% | -9.01% | |
| 39 | T86 | Tri Pointe Homes Inc | Stock-Other | 1.12% | -0.28% | -8.22% | |
| 40 | VTY | Verint Systems Inc | Stock-Other | 1.12% | -0.24% | -12.31% | |
| 41 | ✓ | Stock-Other | 1.12% | — | -12.01% | ||
| 42 | DBDEUR | Diebold Nixdorf Inc | Stock-Other | 1.10% | — | -9.75% | |
| 43 | ✓ | Media Gen Inc Cl A | Stock-Other | 1.05% | — | -13.47% | |
| 44 | ✓ | Synergy Resources Corp | Stock-Other | 1.01% | +0.35% | +18.20% | |
| 45 | BLMN | Bloomin' Brands Inc | Stock-Other | 0.88% | — | -13.08% | |
| 46 | VOYA | Voya Financial Inc | Stock-Financials | 0.82% | +0.21% | -2.37% | |
| 47 | TIME1EUR | Time Inc | Stock-Other | 0.80% | — | -13.50% | |
| 48 | HAFC | Hanmi Financial Corporation | Stock-Other | 0.75% | +0.32% | +30.43% | |
| 49 | ✓ | Urban Edge Properties | Stock-Other | 0.74% | — | -13.43% | |
| 50 | ✓ | Kapstone Paper Packaging CORP Com | Stock-Other | 0.73% | — | -14.44% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2016 Q4 | 270 | $2.4B | 26 | ||
| 2016 Q3 | 280 | $2.4B | 23 | ||
| 2016 Q2 | 289 | $2.4B | 33 | ||
| 2016 Q1 | 311 | $2.6B | 37 | ||
| 2015 Q4 | 299 | $3.1B | 25 | ||
| 2015 Q3 | 325 | $3.5B | 36 | ||
| 2015 Q2 | 352 | $4.2B | 25 | ||
| 2015 Q1 | 354 | $4.9B | 24 | ||
| 2014 Q4 | 371 | $5.0B | 27 | ||
| 2014 Q3 | 390 | $4.9B | 22 | ||
| 2014 Q2 | 407 | $5.6B | 28 | ||
| 2014 Q1 | 412 | $5.8B | 27 | ||
| 2013 Q4 | 407 | $5.9B | 33 | ||
| 2013 Q3 | 400 | $5.4B | 100 | ||
| 2013 Q2 | 398 | $5.0B | 0 |
Holding changes this quarter
Keeley Asset Management CORP's most significant position changes for 2016-12-31: Sold out: CST Brands, Inc.; New buy: ; New buy: Manitowoc Foodservice Inc; Sold out: Houghton Mifflin Harcourt Co (HMHCUSD); New buy: Oceanfirst Financial CORP (OCFC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CDNS | Cadence Design Systems, Inc. | +1.2% | +57.34% | Add |
| 2 | ✓ | Versum Materials Inc. | +1.2% | +1649.62% | Add |
| 3 | OUT | OUTFRONT Media Inc. | +0.5% | +20.97% | Add |
| 4 | ✓ | Iberiabank CORP | +0.5% | +12.57% | Add |
| 5 | VSTOEUR | Vista Outdoor Inc | +0.4% | +62.28% | Add |
| 6 | ✓ | Synergy Resources Corp | +0.4% | +18.20% | Add |
| 7 | AEBA | Allete Inc | +0.3% | +22.17% | Add |
| 8 | HAFC | Hanmi Financial Corporation | +0.3% | +30.43% | Add |
| 9 | CMC | Commercial Metals Co | +0.3% | -11.11% | Trim |
| 10 | HTH | Hilltop Holdings Inc | +0.3% | -13.13% | Trim |
| 11 | ✓ | +0.2% | -8.22% | Trim | |
| 12 | RHP | Ryman Hospitality Properties | +0.2% | -11.87% | Trim |
| 13 | ✓ | +0.2% | -12.77% | Trim | |
| 14 | ✓ | +0.2% | -4.46% | Trim | |
| 15 | KN | Knowles CORP | +0.2% | +2.03% | Add |
| 16 | VOYA | Voya Financial Inc | +0.2% | -2.37% | Trim |
| 17 | GNRC | Generac Holdings Inc | +0.2% | +5.51% | Add |
| 18 | ABM | Abm Industries Inc | -0.2% | -13.27% | Trim |
| 19 | BKH | Black Hills CORP | -0.2% | -9.90% | Trim |
| 20 | ASH | Ashland Inc | -0.2% | -28.98% | Trim |
| 21 | TGNA | Tegna Inc | -0.2% | -76.44% | Trim |
| 22 | ✓ | Alere Inc | -0.2% | -13.12% | Trim |
| 23 | ✓ | -0.2% | -13.08% | Trim | |
| 24 | ✓ | Wright Medical Group, Inc. | -0.2% | -9.01% | Trim |
| 25 | ✓ | Spirit Realty Capital Inc | -0.2% | -69.97% | Trim |
| 26 | VTY | Verint Systems Inc | -0.2% | -12.31% | Trim |
| 27 | RBAGBP | Ritchie Bros Auctioneers | -0.3% | -13.43% | Trim |
| 28 | ✓ | -0.3% | -11.42% | Trim | |
| 29 | T86 | Tri Pointe Homes Inc | -0.3% | -8.22% | Trim |
| 30 | ✓ | Mitel Networks Corporation | -0.3% | -11.77% | Trim |
| 31 | KALU | Kaiser Aluminum CORP | -0.3% | -11.00% | Trim |
| 32 | UMBF | Umb Financial CORP | -0.3% | -33.31% | Trim |
| 33 | PE1EUR | Parsley Energy Inc-class A | -0.4% | -25.54% | Trim |
| 34 | ✓ | -0.5% | -12.56% | Trim | |
| 35 | ✓ | Chemtura CORP | -0.5% | -44.15% | Trim |
| 36 | ✓ | -0.5% | -32.01% | Trim | |
| 37 | NWE | Northwestern Energy Group In | -0.6% | -46.25% | Trim |
| 38 | AOS | Smith (a.o.) CORP | -0.7% | +37.16% | Add |
| 39 | FLO | Flowers Foods Inc | -1% | -99.19% | Trim |
| 40 | GLPI | Gaming And Leisure Propertie | -1% | -80.48% | Trim |
| 41 | ✓ | CST Brands, Inc. | — | EXIT | Sold out |
| 42 | ✓ | — | NEW | New buy | |
| 43 | ✓ | Manitowoc Foodservice Inc | — | NEW | New buy |
| 44 | HMHCUSD | Houghton Mifflin Harcourt Co | — | EXIT | Sold out |
| 45 | OCFC | Oceanfirst Financial CORP | — | NEW | New buy |
| 46 | OPBUSD | Opus Bank | — | NEW | New buy |
| 47 | LW | Lamb Weston Holdings Inc | — | NEW | New buy |
| 48 | ✓ | Capital Bank Financial CORP | — | NEW | New buy |
| 49 | ✓ | — | NEW | New buy | |
| 50 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | — | NEW | New buy |
Filing History
FAQ
What is Keeley Asset Management CORP and what type of investor is it?
Keeley Asset Management CORP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-12-31), the firm manages a tracked equity portfolio valued at approximately $2.4B, spread across 270 disclosed positions.
What are Keeley Asset Management CORP's largest equity positions?
Based on the latest 13F filing, Keeley Asset Management CORP's top holdings by market value are:
1. — $60.8M (2.6%)
2. — $55.8M (2.4%)
3. Cadence Design Systems, Inc. (CDNS) — $52.9M (2.3%)
4. OUTFRONT Media Inc. (OUT) — $52.1M (2.2%)
5. Umb Financial CORP (UMBF) — $49.8M (2.1%)
What changes did Keeley Asset Management CORP make in its most recent portfolio filing?
In the latest reported quarter, Keeley Asset Management CORP made 50 notable position adjustments: 8 new positions were initiated, 11 existing holdings were added to, 29 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: CST Brands, Inc.; New buy: ; New buy: Manitowoc Foodservice Inc; Sold out: Houghton Mifflin Harcourt Co (HMHCUSD); New buy: Oceanfirst Financial CORP (OCFC)
What sectors does Keeley Asset Management CORP focus on?
Keeley Asset Management CORP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 58.3%
• Financials: 19.3%
• Industrials: 9.9%
• Energy: 7.8%
• Communication Services: 2.4%
• Consumer Staples: 2.3%
Investment Profile
Keeley Asset Management CORP's portfolio is broadly diversified and moderately active, with 58.3% of the portfolio concentrated in Health Care.
It has added to its OUT position over the past two quarters (+$31.3M, now $52.1M), while trimming FLO over the same stretch (-$30.7M, still holding $241.0K).
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Developer Access
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REST API
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