CIK: 0002064489
Total reported value
$142.1M
Reporting period: 2026-03-31 · Number of holdings: 69
Kagan Cocozza Asset Management disclosed 69 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $142.1M and a quarterly turnover rate of 10.4%.
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Kagan Cocozza Asset Management's disclosed holdings carry a Herfindahl concentration index of 0.063 — mathematically equivalent to about 16 equally-sized positions, well below its 69 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.84), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Add AGG
+38.1% $1.7M
Trim SPYM
-1.5% -$1.3M
Trim SPAB
-5.7% -$1.2M
Add SPY
+65.2% $1.3M
Trim VIG
-8.8% -$951.0K
Add VWO
+14.1% $672.8K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 14.57% | -1.10% | -1.48% | |
| 2 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 12.62% | -0.98% | -5.71% | |
| 3 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 8.42% | +0.24% | +1.27% | |
| 4 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 6.52% | -0.19% | -0.90% | |
| 5 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 5.57% | -0.74% | -8.76% | |
| 6 | VO | Vanguard Mid-cap ETF | ETF-Other | 5.20% | — | +1.19% | |
| 7 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 4.46% | +1.18% | +38.10% | |
| 8 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 3.70% | +0.44% | +14.06% | |
| 9 | VNQ | Vanguard Real Estate ETF | ETF-Other | 3.34% | +0.34% | +12.25% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.65% | +0.12% | +2.29% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.51% | +0.90% | +65.17% | |
| 12 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 2.41% | — | -1.94% | |
| 13 | XLK | Ss Technology Select Sector | ETF-Tech | 2.22% | -0.18% | +1.43% | |
| 14 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.56% | -0.42% | -7.22% | |
| 15 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.42% | -0.10% | -1.12% | |
| 16 | AAPL | Apple INC | Stock-Tech | 1.06% | -0.09% | — | |
| 17 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.96% | -0.16% | +0.34% | |
| 18 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.94% | — | -1.00% | |
| 19 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.86% | — | -4.40% | |
| 20 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.79% | -0.28% | -28.56% | |
| 21 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.72% | +0.02% | -1.24% | |
| 22 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.71% | +0.31% | +74.21% | |
| 23 | ED | Consolidated Edison INC | Stock-Utilities | 0.66% | — | -11.41% | |
| 24 | XLI | Ss Industrial Select Sector | ETF-Other | 0.64% | -0.04% | -9.40% | |
| 25 | AFL | Aflac INC | Stock-Financials | 0.64% | -0.04% | -4.68% | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.63% | -0.06% | +0.26% | |
| 27 | IYR | Ishares US Real Estate ETF | ETF-Other | 0.60% | — | +0.39% | |
| 28 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 0.60% | -0.05% | +2.20% | |
| 29 | XLF | Ss Financial Select Sector | ETF-Other | 0.57% | -0.02% | +8.30% | |
| 30 | XLV | Ss Health Care Select Sector | ETF-Other | 0.56% | — | +3.47% | |
| 31 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.56% | +0.56% | NEW | |
| 32 | CWI | State Street Spdr Msci Acwi | ETF-Other | 0.54% | — | -1.59% | |
| 33 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.53% | — | -8.93% | |
| 34 | TGT | Target CORP | Stock-Consumer Disc | 0.51% | — | -20.05% | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.50% | — | -3.02% | |
| 36 | VZ | Verizon Communications INC | Stock-Comm Services | 0.46% | — | -17.66% | |
| 37 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.46% | +0.01% | +1.33% | |
| 38 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.44% | -0.07% | +13.29% | |
| 39 | WFC | Wells Fargo & Co | Stock-Financials | 0.44% | -0.10% | -3.53% | |
| 40 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.44% | — | +7.17% | |
| 41 | ADP | Automatic Data Processing | Stock-Tech | 0.44% | -0.03% | +19.52% | |
| 42 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.42% | +0.02% | +1.86% | |
| 43 | SYY | Sysco CORP | Stock-Consumer Staples | 0.40% | -0.05% | -6.72% | |
| 44 | BND | Vanguard Total Bond Market | ETF-Other | 0.35% | +0.35% | NEW | |
| 45 | XOM | Exxon Mobil CORP | Stock-Energy | 0.35% | +0.10% | -2.30% | |
| 46 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.31% | -0.04% | -1.11% | |
| 47 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.30% | — | -4.02% | |
| 48 | PFE | Pfizer INC | Stock-Healthcare | 0.29% | — | -7.07% | |
| 49 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.29% | -0.02% | — | |
| 50 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.28% | +0.28% | NEW |
Performance for Q3 2026
+2.8%
Performance Last 4 Quarters
+13.4%
Based on 78% of reported portfolio value with available pricing
Kagan Cocozza Asset Management's most significant position changes for 2026-03-31: New buy: Vanguard Int-term Corporate (VCIT); New buy: Vanguard Total Bond Market (BND); New buy: Schwab US Mid Cap ETF (SCHM); New buy: Ishares Core Msci Emerging (IEMG); New buy: Pimco Dynamic Income Fund (PDI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AGG | Ishares Core U.s. Aggregate | +1.2% | +38.10% | Add |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.9% | +65.17% | Add |
| 3 | VWO | Vanguard Ftse Emerging Marke | +0.4% | +14.06% | Add |
| 4 | VNQ | Vanguard Real Estate ETF | +0.3% | +12.25% | Add |
| 5 | VEA | Vanguard Ftse Developed ETF | +0.3% | +74.21% | Add |
| 6 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.2% | +1.27% | Add |
| 7 | IJR | Ishares Core S&p Small-cap E | +0.1% | +2.29% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.1% | -2.30% | Trim |
| 9 | EEM | Ishares Msci Emerging Market | 0% | +1.86% | Add |
| 10 | USRT | Ishares Core US Reit ETF | 0% | -1.24% | Trim |
| 11 | DUK | Duke Energy CORP | 0% | -0.34% | Trim |
| 12 | VEU | Vanguard Ftse All-world Ex-u | 0% | +1.33% | Add |
| 13 | JNJ | Johnson & Johnson | 0% | -10.50% | Trim |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | — | Unchanged |
| 15 | PAYX | Paychex INC | 0% | +4.14% | Add |
| 16 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 17 | XLF | Ss Financial Select Sector | 0% | +8.30% | Add |
| 18 | GE | General Electric | 0% | — | Unchanged |
| 19 | CVX | Chevron CORP | 0% | -33.31% | Trim |
| 20 | ADP | Automatic Data Processing | 0% | +19.52% | Add |
| 21 | AMZN | Amazon.com INC | 0% | +0.72% | Add |
| 22 | XLP | Ss Consumer Staples Sel Sect | 0% | -23.85% | Trim |
| 23 | XLI | Ss Industrial Select Sector | 0% | -9.40% | Trim |
| 24 | AFL | Aflac INC | 0% | -4.68% | Trim |
| 25 | JPM | Jpmorgan Chase & Co | 0% | -1.11% | Trim |
| 26 | ETHA | Ishares Ethereum Trust ETF | -0.1% | -3.10% | Trim |
| 27 | XLY | Ss Consumer Disc Select Sect | -0.1% | +2.20% | Add |
| 28 | SYY | Sysco CORP | -0.1% | -6.72% | Trim |
| 29 | MUB | Ishares National Muni Bond E | -0.1% | -12.74% | Trim |
| 30 | BAC | Bank Of America CORP | -0.1% | -5.44% | Trim |
| 31 | GOOG | Alphabet Inc-cl C | -0.1% | +0.26% | Add |
| 32 | IBIT | Ishares Bitcoin Trust ETF | -0.1% | +13.29% | Add |
| 33 | AAPL | Apple INC | -0.1% | — | Unchanged |
| 34 | WFC | Wells Fargo & Co | -0.1% | -3.53% | Trim |
| 35 | IVV | Ishares Core S&p 500 ETF | -0.1% | -1.12% | Trim |
| 36 | META | Meta Platforms Inc-class A | -0.2% | +0.34% | Add |
| 37 | XLK | Ss Technology Select Sector | -0.2% | +1.43% | Add |
| 38 | SPIB | Ss Spdr P Int C CORP ETF | -0.2% | -0.90% | Trim |
| 39 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | -0.3% | -28.56% | Trim |
| 40 | LLY | Eli Lilly & Co | -0.4% | -7.22% | Trim |
| 41 | VIG | Vanguard Dividend Apprec ETF | -0.7% | -8.76% | Trim |
| 42 | SPAB | Ss Spdr P Agg Bond ETF | -1% | -5.71% | Trim |
| 43 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -1.1% | -1.48% | Trim |
| 44 | VCIT | Vanguard Int-term Corporate | — | NEW | New buy |
| 45 | BND | Vanguard Total Bond Market | — | NEW | New buy |
| 46 | SCHM | Schwab US Mid Cap ETF | — | NEW | New buy |
| 47 | IEMG | Ishares Core Msci Emerging | — | NEW | New buy |
| 48 | PDI | Pimco Dynamic Income Fund | — | NEW | New buy |
| 49 | FBTC | Fidelity Wise Origin Bitcoin | — | EXIT | Sold out |
| 50 | SPYI | Neos S&p 500 High Income ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026 Q1 | 2026-04-23 | 13F-HR | View on EDGAR |
| 2025 Q4 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025 Q3 | 2025-10-21 | 13F-HR | View on EDGAR |
| 2025 Q2 | 2025-07-15 | 13F-HR | View on EDGAR |
| 2025 Q1 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024 Q4 | 2025-04-11 | 13F-HR | View on EDGAR |
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