JP
Joseph P. Lucia & Associates, LLC: 13F Stock Holdings & Portfolio (Q2 2026)
Joseph P. Lucia & Associates, LLCCIK: 0001775391
Diversified strategySector-focusedMomentum follower
Total reported value
$332.6M
Reporting period: 2026-06-30 · Number of holdings: 188
Joseph P. Lucia & Associates, LLC disclosed 188 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $332.6M and a quarterly turnover rate of 20.5%.
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Personality snowflake
- Concentration
- 7.54
- Portfolio Stability
- 20.47
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 84.01
Joseph P. Lucia & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 53 equally-sized positions, well below its 188 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.60), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SMH
-1.2% $9.5M
Trim XLE
-3.4% -$782.5K
Add RSPT
-1.7% $2.6M
Add SOXX
-0.4% $1.8M
Add XLK
-1.5% $2.4M
Trim BINC
-0.3% $31.6K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SMH | Vaneck Semiconductor ETF | ETF-Other | 7.01% | +2.08% | -1.19% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 3.99% | -0.21% | -0.92% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 3.31% | -0.16% | -0.97% | |
| 4 | SCHB | Schwab US Broad Market ETF | ETF-Other | 3.07% | +0.02% | +3.90% | |
| 5 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.77% | +0.42% | -1.71% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.68% | -0.06% | +1.12% | |
| 7 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 2.62% | -0.34% | +98.62% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.59% | -0.11% | -0.29% | |
| 9 | XLK | Ss Technology Select Sector | ETF-Tech | 2.43% | +0.39% | -1.50% | |
| 10 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.30% | +0.28% | +5.85% | |
| 11 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.25% | -0.11% | -2.47% | |
| 12 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 2.13% | -0.39% | -0.34% | |
| 13 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 2.03% | +0.01% | +15.70% | |
| 14 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.96% | -0.04% | +5.28% | |
| 15 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.87% | -0.19% | +7.80% | |
| 16 | RSPF | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.84% | -0.17% | +0.21% | |
| 17 | DVY | Ishares Select Dividend ETF | ETF-Other | 1.71% | +0.01% | +15.79% | |
| 18 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.64% | +0.07% | +24.64% | |
| 19 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.49% | -0.18% | +6.34% | |
| 20 | XLF | Ss Financial Select Sector | ETF-Other | 1.47% | +0.02% | +10.88% | |
| 21 | HACK | Amplify Cybersecurity ETF | ETF-Other | 1.43% | +0.21% | -0.02% | |
| 22 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.33% | +0.33% | +38.23% | |
| 23 | XLE | Ss Energy Select Sector | ETF-Other | 1.21% | -0.51% | -3.38% | |
| 24 | XLI | Ss Industrial Select Sector | ETF-Other | 1.14% | +0.32% | +44.79% | |
| 25 | RSPH | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.12% | -0.10% | -0.16% | |
| 26 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.09% | +0.42% | -0.44% | |
| 27 | XLV | Ss Health Care Select Sector | ETF-Other | 0.97% | -0.11% | -0.62% | |
| 28 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.92% | -0.02% | +4.83% | |
| 29 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.91% | +0.04% | -0.14% | |
| 30 | RSPN | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.91% | -0.07% | -1.05% | |
| 31 | VB | Vanguard Small-cap ETF | ETF-Other | 0.88% | -0.04% | -1.42% | |
| 32 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.88% | -0.21% | -3.22% | |
| 33 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.87% | -0.11% | +6.43% | |
| 34 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.87% | -0.02% | -1.95% | |
| 35 | XLB | Ss Materials Select Sector | ETF-Other | 0.87% | -0.04% | +10.73% | |
| 36 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.84% | -0.08% | -6.16% | |
| 37 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.76% | — | — | |
| 38 | SDOG | Alps Sector Dividend Dogs | ETF-Other | 0.76% | -0.11% | -0.57% | |
| 39 | RSPG | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.76% | -0.26% | -1.79% | |
| 40 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.75% | -0.19% | -3.25% | |
| 41 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.75% | +0.01% | -3.13% | |
| 42 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.74% | +0.03% | +12.42% | |
| 43 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 0.71% | -0.07% | +1.37% | |
| 44 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.70% | -0.04% | -0.12% | |
| 45 | APRW | Allinzim US Eq Bfr20 Apr-usd | ETF-Other | 0.70% | +0.09% | +28.27% | |
| 46 | FTSD | Franklin Short Duration U.s. | ETF-Other | 0.69% | -0.15% | -1.31% | |
| 47 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.68% | +0.11% | +38.16% | |
| 48 | JANW | Alianzim US Eq Bfr20 Jan-usd | ETF-Other | 0.52% | -0.06% | — | |
| 49 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.50% | -0.02% | +2.25% | |
| 50 | SDSI | Amer Cent Sh Dur Strat Inc | ETF-Other | 0.49% | — | +19.49% |
1–50 of 188
Portfolio Performance
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+20.7%
- Stdev
- +12.2%
- Beta
- +0.93
- Alpha
- -0.8%
- Max Drawdown
- -7.7%
- Annualized Perf
- +18.5%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.09
- Stutzer
- +0.43
- Treynor
- +0.19
- Sterling
- +1.2
- Calmar
- +2.4
- Information Ratio
- -0.95
- Tracking Error
- +2.3%
- Stdev Down
- +5.8%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +32.5%
- Worst 12 Months
- +6.2%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.46
- Stdev Sectors
- +15.7%
- Skewness
- +0.08
- Kurtosis
- -0.41
- Upside Potential
- +4.75
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 188 | $332.6M | 20 | ||
| 2026 Q1 | 169 | $279.7M | 12 | ||
| 2025 Q4 | 166 | $277.3M | 13 | ||
| 2025 Q3 | 161 | $265.1M | 23 | ||
| 2025 Q2 | 151 | $244.4M | 0 | ||
| 2025 Q1 | 140 | $218.8M | 100 | ||
| 2024 Q4 | 146 | $225.0M | 0 | ||
| 2024 Q3 | 136 | $217.1M | 0 | ||
| 2024 Q2 | 123 | $195.2M | 0 | ||
| 2024 Q1 | 122 | $186.7M | 0 | ||
| 2023 Q4 | 117 | $160.7M | 0 | ||
| 2023 Q3 | 109 | $143.0M | 0 | ||
| 2023 Q2 | 117 | $149.4M | 0 | ||
| 2023 Q1 | 119 | $143.6M | 0 | ||
| 2022 Q4 | 114 | $133.5M | 0 | ||
| 2022 Q3 | 107 | $127.4M | 0 | ||
| 2022 Q2 | 485 | $141.7M | 0 | ||
| 2022 Q1 | 484 | $164.4M | 0 | ||
| 2021 Q4 | 127 | $157.3M | 0 | ||
| 2021 Q3 | 610 | $168.8M | 0 | ||
| 2021 Q2 | 604 | $167.4M | 100 | ||
| 2021 Q1 | 597 | $224.2M | 54 | ||
| 2020 Q4 | 518 | $143.3M | 31 | ||
| 2020 Q3 | 94 | $107.1M | 25 | ||
| 2020 Q2 | 510 | $111.2M | 28 | ||
| 2020 Q1 | 476 | $89.9M | 31 | ||
| 2019 Q4 | 481 | $110.0M | 18 | ||
| 2019 Q3 | 486 | $97.1M | 10 | ||
| 2019 Q2 | 478 | $95.3M | 100 | ||
| 2019 Q1 | 4951 | $1.3B | 0 |
Holding changes this quarter
Joseph P. Lucia & Associates, LLC's most significant position changes for 2026-06-30: New buy: Franklin Ultra Short Bond Et (FLUD); New buy: Tema Electrification (VOLT); New buy: Goldman Sachs Eql Wght Large (GSEW); New buy: ; New buy: Palo Alto Networks Inc (PANW).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SMH | Vaneck Semiconductor ETF | +2.1% | -1.19% | Trim |
| 2 | RSPT | Invesco S&p 500 Equal Weight | +0.4% | -1.71% | Trim |
| 3 | SOXX | Ishares Semiconductor ETF | +0.4% | -0.44% | Trim |
| 4 | XLK | Ss Technology Select Sector | +0.4% | -1.50% | Trim |
| 5 | FLUD | Franklin Ultra Short Bond Et | +0.4% | NEW | New buy |
| 6 | VOO | Vanguard S&p 500 ETF | +0.3% | +38.23% | Add |
| 7 | XLI | Ss Industrial Select Sector | +0.3% | +44.79% | Add |
| 8 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | +5.85% | Add |
| 9 | HACK | Amplify Cybersecurity ETF | +0.2% | -0.02% | Trim |
| 10 | JUNW | Alianzim US Eq Bfr20 Jun-usd | +0.2% | +178.08% | Add |
| 11 | VOLT | Tema Electrification | +0.2% | NEW | New buy |
| 12 | GSEW | Goldman Sachs Eql Wght Large | +0.1% | NEW | New buy |
| 13 | ✓ | +0.1% | NEW | New buy | |
| 14 | EMB | Ishares Jp Morgan Usd Emergi | +0.1% | +38.16% | Add |
| 15 | PANW | Palo Alto Networks Inc | +0.1% | NEW | New buy |
| 16 | AMD | Advanced Micro Devices | +0.1% | NEW | New buy |
| 17 | DBND | Doubleline Oppor Cor Bnd-usd | +0.1% | NEW | New buy |
| 18 | QTUM | Defiance Quantum ETF | +0.1% | NEW | New buy |
| 19 | APRW | Allinzim US Eq Bfr20 Apr-usd | +0.1% | +28.27% | Add |
| 20 | XNTK | Ss Spdr Nyse Tech ETF | +0.1% | -1.03% | Trim |
| 21 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | -1.08% | Trim |
| 22 | GEV | GE Vernova Inc | +0.1% | NEW | New buy |
| 23 | GE | General Electric | +0.1% | NEW | New buy |
| 24 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | +24.64% | Add |
| 25 | BUG | Global X Cybersecurity ETF | +0.1% | +2.29% | Add |
| 26 | URI | United Rentals Inc | +0.1% | NEW | New buy |
| 27 | IHF | Ishares U.s. Healthcare Prov | +0.1% | NEW | New buy |
| 28 | CRWV | Coreweave Inc-cl A | +0.1% | NEW | New buy |
| 29 | BAC | Bank Of America CORP | +0.1% | NEW | New buy |
| 30 | NASA | Tema Space Innovators ETF | +0.1% | NEW | New buy |
| 31 | DGT | Ss Spdr Global Dow ETF | +0.1% | NEW | New buy |
| 32 | LLY | Eli Lilly & Co | +0.1% | +49.38% | Add |
| 33 | MARW | Alianzim US Eq Bfr20 Mar-usd | +0.1% | NEW | New buy |
| 34 | GLW | Corning Inc | +0.1% | NEW | New buy |
| 35 | UTG | Reaves Utility Income Fund | +0.1% | NEW | New buy |
| 36 | FDIS | Fidelity Msci Cons Discr Ind | +0.1% | NEW | New buy |
| 37 | GPIQ | Gs Nasdaq-100 Pr Inc Etf-usd | +0.1% | +24.36% | Add |
| 38 | CAT | Caterpillar Inc | +0.1% | +10.31% | Add |
| 39 | SCHA | Schwab US Small-cap ETF | 0% | -0.14% | Trim |
| 40 | HOOD | Robinhood Markets Inc - A | 0% | +17.26% | Add |
| 41 | JEPQ | JPM Nasdaq Equity Premium | 0% | +12.42% | Add |
| 42 | TSM | Taiwan Semiconductor-sp Adr | 0% | +10.78% | Add |
| 43 | MAYW | Alianzim US Eq Bfr20 May-usd | 0% | +63.40% | Add |
| 44 | SCHB | Schwab US Broad Market ETF | 0% | +3.90% | Add |
| 45 | XLF | Ss Financial Select Sector | 0% | +10.88% | Add |
| 46 | BCTK | Baron Technology ETF | 0% | -9.40% | Trim |
| 47 | XAR | Ss Spdr S&p Aerospace Def | 0% | +31.44% | Add |
| 48 | AIQ | Global X Art Intel & Tech | 0% | — | Unchanged |
| 49 | SCHD | Schwab US Dvd Equity ETF | 0% | +15.70% | Add |
| 50 | DVY | Ishares Select Dividend ETF | 0% | +15.79% | Add |
1–50 of 189
Filing History
FAQ
What is Joseph P. Lucia & Associates, LLC and what type of investor is it?
Joseph P. Lucia & Associates, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $332.6M, spread across 188 disclosed positions.
What are Joseph P. Lucia & Associates, LLC's largest equity positions?
Based on the latest 13F filing, Joseph P. Lucia & Associates, LLC's top holdings by market value are:
1. Vaneck Semiconductor ETF (SMH) — $23.3M (7.0%)
2. Apple Inc (AAPL) — $13.3M (4.0%)
3. Nvidia CORP (NVDA) — $11.0M (3.3%)
4. Schwab US Broad Market ETF (SCHB) — $10.2M (3.1%)
5. Invesco S&p 500 Equal Weight (RSPT) — $9.2M (2.8%)
What changes did Joseph P. Lucia & Associates, LLC make in its most recent portfolio filing?
In the latest reported quarter, Joseph P. Lucia & Associates, LLC made 161 notable position adjustments: 20 new positions were initiated, 62 existing holdings were added to, 78 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Franklin Ultra Short Bond Et (FLUD); New buy: Tema Electrification (VOLT); New buy: Goldman Sachs Eql Wght Large (GSEW); New buy: ; New buy: Palo Alto Networks Inc (PANW)
What sectors does Joseph P. Lucia & Associates, LLC focus on?
Joseph P. Lucia & Associates, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 53.0%
• Consumer Discretionary: 16.5%
• Communication Services: 13.9%
• Industrials: 5.4%
• Financials: 4.2%
• Energy: 3.3%
Investment Profile
Joseph P. Lucia & Associates, LLC returned an annualized 18.5% over the trailing 36 months — underperforming the S&P 500 by 0.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.93 (roughly in line with the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 53.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 20 over the past 4 quarters — a shift toward more active trading.
It has added to its SMH position over the past two quarters (+$10.1M, now $23.3M), while trimming TLT over the same stretch (-$992.2K, still holding $1.0M).
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