JM
Johnson Midwest Financial, LLC Historical SEC 13F Holdings & Archive (Q3 2023)
Johnson Midwest Financial, LLCCIK: 0001732399
Diversified strategyLong-term holder
Total reported value
$44.7M
Reporting period: 2023-09-30 · Number of holdings: 376
Johnson Midwest Financial, LLC disclosed 376 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $44.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 22.7
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 37.08
- Diversification
- 100
- Sizing Uniformity
- 54.85
Johnson Midwest Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.057 — mathematically equivalent to about 18 equally-sized positions, well below its 376 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 376 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 13.27% | — | -57.99% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 10.11% | — | -68.38% | |
| 3 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 9.48% | — | -70.25% | |
| 4 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 8.63% | — | -72.58% | |
| 5 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 7.98% | — | -75.19% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 3.84% | — | +1.30% | |
| 7 | FSK | Fs Kkr Capital CORP | Stock-Financials | 3.27% | — | -2.52% | |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.03% | — | +0.52% | |
| 9 | WMT | Walmart Inc | Stock-Consumer Staples | 1.78% | — | — | |
| 10 | PFG | Principal Financial Group | Stock-Financials | 1.53% | — | — | |
| 11 | LNT | Alliant Energy CORP | Stock-Utilities | 1.50% | — | +0.10% | |
| 12 | PECO | Phillips Edison & Company In | Stock-Real Estate | 1.48% | — | -4.06% | |
| 13 | NEE | Nextera Energy Inc | Stock-Utilities | 1.44% | — | — | |
| 14 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.26% | — | — | |
| 15 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.24% | — | — | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.20% | — | — | |
| 17 | ARCC | Ares Capital CORP | Stock-Financials | 0.90% | — | +0.98% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 0.86% | — | — | |
| 19 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.83% | — | — | |
| 20 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 0.79% | — | — | |
| 21 | OTTR | Otter Tail CORP | Stock-Industrials | 0.76% | — | — | |
| 22 | XEL | Xcel Energy Inc | Stock-Utilities | 0.73% | — | +0.23% | |
| 23 | ADBE | Adobe Inc | Stock-Tech | 0.68% | — | +2.59% | |
| 24 | CSX | Csx CORP | Stock-Industrials | 0.56% | — | — | |
| 25 | DE | Deere & Co | Stock-Industrials | 0.56% | — | +4.09% | |
| 26 | MO | Altria Group Inc | Stock-Consumer Staples | 0.51% | — | +1.80% | |
| 27 | EIX | Edison International | Stock-Utilities | 0.50% | — | — | |
| 28 | CPRT | Copart Inc | Stock-Industrials | 0.49% | — | +104.38% | |
| 29 | WEC | Wec Energy Group Inc | Stock-Utilities | 0.47% | — | — | |
| 30 | GSK | Gsk Plc-spon Adr | Stock-Healthcare | 0.46% | — | — | |
| 31 | XOM | Exxon Mobil CORP | Stock-Energy | 0.45% | — | -36.87% | |
| 32 | ET | Energy Transfer LP | Stock-Energy | 0.44% | — | +0.07% | |
| 33 | AXP | American Express Co | Stock-Financials | 0.44% | — | — | |
| 34 | BAC | Bank Of America CORP | Stock-Financials | 0.44% | — | — | |
| 35 | IBM | Intl Business Machines CORP | Stock-Tech | 0.42% | — | — | |
| 36 | ES | Eversource Energy | Stock-Utilities | 0.42% | — | — | |
| 37 | HTGC | Hercules Capital Inc | Stock-Financials | 0.39% | — | — | |
| 38 | WDAY | Workday Inc-class A | Stock-Tech | 0.37% | — | +3614.29% | |
| 39 | PSEC | Prospect Capital CORP | Stock-Other | 0.35% | — | +0.11% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.33% | — | +6.00% | |
| 41 | QCOM | Qualcomm Inc | Stock-Tech | 0.32% | — | -5.42% | |
| 42 | CAT | Caterpillar Inc | Stock-Industrials | 0.30% | — | +0.41% | |
| 43 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.29% | — | +0.52% | |
| 44 | EQT | Eqt CORP | Stock-Energy | 0.29% | — | — | |
| 45 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.28% | — | — | |
| 46 | WY | Weyerhaeuser Co | Stock-Real Estate | 0.27% | — | — | |
| 47 | AEP | American Electric Power | Stock-Utilities | 0.27% | — | — | |
| 48 | RFI | Cohen & Steers Tot Ret Rlty | Stock-Other | 0.26% | — | +38.01% | |
| 49 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.25% | — | +3.45% | |
| 50 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.23% | — | — |
1–50 of 200
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+1.1%
Performance Last 4 Quarters
+18.4%
- Stdev
- +11.9%
- Beta
- +0.9
- Alpha
- -0.3%
- Max Drawdown
- -7.2%
- Annualized Perf
- +18.4%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.09
- Stutzer
- +0.44
- Treynor
- +0.2
- Sterling
- +1.21
- Calmar
- +2.54
- Information Ratio
- -0.91
- Tracking Error
- +2.5%
- Stdev Down
- +5.7%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +33.6%
- Worst 12 Months
- +10%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.49
- Stdev Sectors
- +5.5%
- Skewness
- +0.05
- Kurtosis
- -0.2
- Upside Potential
- +4.72
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Johnson Midwest Financial, LLC and what type of investor is it?
Johnson Midwest Financial, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $44.7M, spread across 376 disclosed positions.
What are Johnson Midwest Financial, LLC's largest equity positions?
Based on the latest 13F filing, Johnson Midwest Financial, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $5.9M (13.3%)
2. Invesco Qqq Trust Series 1 (QQQ) — $4.5M (10.1%)
3. Ss Spdr Dow Jones Indus Avg (DIA) — $4.2M (9.5%)
4. Ishares S&p 500 Value ETF (IVE) — $3.9M (8.6%)
5. Ishares S&p 500 Growth ETF (IVW) — $3.6M (8.0%)
What changes did Johnson Midwest Financial, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Johnson Midwest Financial, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Johnson Midwest Financial, LLC focus on?
Johnson Midwest Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 19.3%
• Information Technology: 17.4%
• Utilities: 14.4%
• Consumer Staples: 9.6%
• Industrials: 9.2%
• Consumer Discretionary: 7.8%
Investment Profile
Johnson Midwest Financial, LLC returned an annualized 18.4% over the trailing 36 months — underperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.90 (roughly in line with the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its WDAY position over the past two quarters (+$163.2K, now $167.6K), while trimming IVW over the same stretch (-$12.0M, still holding $3.6M).
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