CIK: 0001732399
Total reported value
$44.7M
Reporting period: 2023-09-30 · Number of holdings: 376
Johnson Midwest Financial, LLC disclosed 376 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $44.7M and a quarterly turnover rate of 0.0%.
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Johnson Midwest Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.057 — mathematically equivalent to about 18 equally-sized positions, well below its 376 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 376 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 13.27% | — | -57.99% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 10.11% | — | -68.38% | |
| 3 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 9.48% | — | -70.25% | |
| 4 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 8.63% | — | -72.58% | |
| 5 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 7.98% | — | -75.19% | |
| 6 | AAPL | Apple INC | Stock-Tech | 3.84% | — | +1.30% | |
| 7 | FSK | Fs Kkr Capital CORP | Stock-Financials | 3.27% | — | -2.52% | |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.03% | — | +0.52% | |
| 9 | WMT | Walmart INC | Stock-Consumer Staples | 1.78% | — | — | |
| 10 | PFG | Principal Financial Group | Stock-Financials | 1.53% | — | — | |
| 11 | LNT | Alliant Energy CORP | Stock-Utilities | 1.50% | — | +0.10% | |
| 12 | PECO | Phillips Edison & Company In | Stock-Real Estate | 1.48% | — | -4.06% | |
| 13 | NEE | Nextera Energy INC | Stock-Utilities | 1.44% | — | — | |
| 14 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.26% | — | — | |
| 15 | TSLA | Tesla INC | Stock-Consumer Disc | 1.24% | — | — | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.20% | — | — | |
| 17 | ARCC | Ares Capital CORP | Stock-Financials | 0.90% | — | +0.98% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 0.86% | — | — | |
| 19 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.83% | — | — | |
| 20 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 0.79% | — | — | |
| 21 | OTTR | Otter Tail CORP | Stock-Industrials | 0.76% | — | — | |
| 22 | XEL | Xcel Energy INC | Stock-Utilities | 0.73% | — | +0.23% | |
| 23 | ADBE | Adobe INC | Stock-Tech | 0.68% | — | +2.59% | |
| 24 | CSX | Csx CORP | Stock-Industrials | 0.56% | — | — | |
| 25 | DE | Deere & Co | Stock-Industrials | 0.56% | — | +4.09% | |
| 26 | MO | Altria Group INC | Stock-Consumer Staples | 0.51% | — | +1.80% | |
| 27 | EIX | Edison International | Stock-Utilities | 0.50% | — | — | |
| 28 | CPRT | Copart INC | Stock-Industrials | 0.49% | — | +104.38% | |
| 29 | WEC | Wec Energy Group INC | Stock-Utilities | 0.47% | — | — | |
| 30 | GSK | Gsk Plc-spon Adr | Stock-Healthcare | 0.46% | — | — | |
| 31 | XOM | Exxon Mobil CORP | Stock-Energy | 0.45% | — | -36.87% | |
| 32 | ET | Energy Transfer LP | Stock-Energy | 0.44% | — | +0.07% | |
| 33 | AXP | American Express Co | Stock-Financials | 0.44% | — | — | |
| 34 | BAC | Bank Of America CORP | Stock-Financials | 0.44% | — | — | |
| 35 | IBM | Intl Business Machines CORP | Stock-Tech | 0.42% | — | — | |
| 36 | ES | Eversource Energy | Stock-Utilities | 0.42% | — | — | |
| 37 | HTGC | Hercules Capital INC | Stock-Financials | 0.39% | — | — | |
| 38 | WDAY | Workday Inc-class A | Stock-Tech | 0.37% | — | +3614.29% | |
| 39 | PSEC | Prospect Capital CORP | Stock-Other | 0.35% | — | +0.11% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.33% | — | +6.00% | |
| 41 | QCOM | Qualcomm INC | Stock-Tech | 0.32% | — | -5.42% | |
| 42 | CAT | Caterpillar INC | Stock-Industrials | 0.30% | — | +0.41% | |
| 43 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.29% | — | +0.52% | |
| 44 | EQT | Eqt CORP | Stock-Energy | 0.29% | — | — | |
| 45 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.28% | — | — | |
| 46 | WY | Weyerhaeuser Co | Stock-Real Estate | 0.27% | — | — | |
| 47 | AEP | American Electric Power | Stock-Utilities | 0.27% | — | — | |
| 48 | RFI | Cohen & Steers Tot Ret Rlty | Stock-Other | 0.26% | — | +38.01% | |
| 49 | VZ | Verizon Communications INC | Stock-Comm Services | 0.25% | — | +3.45% | |
| 50 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.23% | — | — |
Performance for Q3 2026
+3.9%
Performance Last 4 Quarters
+19.6%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2023-09-30 | 376 | $44.7M | 0 | |
| 2023-06-30 | 369 | $112.7M | 0 | |
| 2023-03-31 | 385 | $69.6M | 0 | |
| 2022-12-31 | 390 | $27.3M | 0 | |
| 2022-09-30 | 347 | $26.2M | 0 | |
| 2022-06-30 | 320 | $74.4M | 0 | |
| 2022-03-31 | 287 | $70.5M | 0 | |
| 2021-12-31 | 309 | $133.3M | 0 | |
| 2021-09-30 | 321 | $122.4M | 0 | |
| 2021-06-30 | 303 | $101.6M | 97 | |
| 2021-03-31 | 278 | $95.5M | 100 | |
| 2020-12-31 | 280 | $105.0M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2023-09-30 | 2023-11-07 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-20 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-19 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-26 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-13 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-18 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-26 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-08 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-20 | 13F-HR | View on EDGAR |
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