JW
John W. Brooker & Co., CPAs 13F Portfolio & Top Holdings (Q3 2026)
John W. Brooker & Co., CPAsCIK: 0001798926
Diversified strategySector-focusedMomentum follower
Total reported value
$88.0M
Reporting period: 2026-09-30 · Number of holdings: 74
John W. Brooker & Co., CPAs disclosed 74 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $88.0M and a quarterly turnover rate of 17.0%.
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Personality snowflake
- Concentration
- 14.64
- Portfolio Stability
- 16.98
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 86.84
John W. Brooker & Co., CPAs's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 74 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.32), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VOO
+12.5% $1.3M
Trim BINC
-71.5% -$595.4K
Trim IJR
-16.3% -$507.6K
Add VUG
+11.5% $1.0M
Trim FBND
-49.8% -$562.5K
New buy MGK
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 11.48% | +0.85% | +12.53% | |
| 2 | VUG | Vanguard Growth ETF | ETF-Other | 8.06% | +0.71% | +11.48% | |
| 3 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 4.89% | +0.03% | +11.67% | |
| 4 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 4.53% | +0.09% | +5.76% | |
| 5 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 3.91% | +0.20% | +17.88% | |
| 6 | VO | Vanguard Mid-cap ETF | ETF-Other | 3.57% | -0.26% | +1.85% | |
| 7 | VB | Vanguard Small-cap ETF | ETF-Other | 3.03% | -0.09% | +9.72% | |
| 8 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 2.89% | +0.37% | +21.86% | |
| 9 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 2.70% | +0.35% | +22.54% | |
| 10 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 2.41% | +0.40% | +27.66% | |
| 11 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 2.33% | +0.05% | +14.71% | |
| 12 | VTV | Vanguard Value ETF | ETF-Other | 2.23% | -0.05% | +4.51% | |
| 13 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 2.11% | -0.16% | +0.45% | |
| 14 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 2.03% | -0.44% | -12.30% | |
| 15 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.91% | -0.73% | -16.31% | |
| 16 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 1.84% | -0.37% | -13.22% | |
| 17 | XLK | Ss Technology Select Sector | ETF-Tech | 1.82% | +0.06% | +7.16% | |
| 18 | XHLF | Bondbloxx Bbg 6 Mth US Treas | ETF-Other | 1.73% | +0.23% | +22.59% | |
| 19 | JUCY | Aptus Enhanced Yield ETF | ETF-Other | 1.73% | +0.23% | +24.86% | |
| 20 | IGRO | Ishares Intl Div Growth ETF | ETF-Other | 1.68% | +0.17% | +17.03% | |
| 21 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.68% | -0.69% | -21.17% | |
| 22 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.47% | -0.11% | -6.70% | |
| 23 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.39% | -0.24% | -2.09% | |
| 24 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.39% | -0.07% | -2.39% | |
| 25 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 1.30% | -0.43% | -15.51% | |
| 26 | PFFD | Global X US Preferred ETF | ETF-Other | 1.30% | +0.13% | +24.96% | |
| 27 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 1.13% | +0.02% | +5.50% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 1.11% | +0.30% | +27.70% | |
| 29 | AAPL | Apple Inc | Stock-Tech | 1.11% | +0.22% | +15.42% | |
| 30 | JGRO | Jpmorgan Active Growth ETF | ETF-Other | 0.97% | -0.15% | -5.49% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.95% | +0.36% | +24.47% | |
| 32 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.86% | -0.22% | +0.80% | |
| 33 | IDUB | Aptus Intl Enhan Yld ETF | ETF-Other | 0.85% | +0.07% | +16.58% | |
| 34 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.81% | -0.06% | -1.80% | |
| 35 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.77% | -0.09% | -6.03% | |
| 36 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.70% | +0.70% | NEW | |
| 37 | DVYE | Ishares Emerging Markets Div | ETF-Emerging Markets | 0.68% | +0.12% | +22.37% | |
| 38 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 0.65% | -0.01% | +7.90% | |
| 39 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.64% | -0.16% | -15.71% | |
| 40 | VTC | Vanguard Total Corporate Bnd | ETF-Corp Bonds | 0.60% | -0.02% | +8.23% | |
| 41 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.59% | -0.71% | -49.79% | |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.58% | -0.02% | — | |
| 43 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.57% | -0.03% | — | |
| 44 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.56% | +0.21% | +62.32% | |
| 45 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.55% | +0.04% | +27.74% | |
| 46 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.54% | -0.05% | +1.37% | |
| 47 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 0.51% | -0.02% | -2.11% | |
| 48 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 0.48% | -0.03% | +4.58% | |
| 49 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.47% | -0.05% | +2.25% | |
| 50 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.46% | -0.08% | -10.42% |
1–50 of 74
Portfolio Performance
Performance for Q4 2026
+1.7%
Performance Last 4 Quarters
+9.3%
- Stdev
- +7.9%
- Beta
- +0.6
- Alpha
- +0.4%
- Max Drawdown
- -4.8%
- Annualized Perf
- +14.2%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3.54
- Stutzer
- +0.5
- Treynor
- +0.23
- Sterling
- +1.03
- Calmar
- +2.95
- Information Ratio
- -1.5
- Tracking Error
- +5.7%
- Stdev Down
- +3.9%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +21.7%
- Worst 12 Months
- +6%
- Efficiency Ratio
- +0.66
- Sharpe
- +1.74
- Stdev Sectors
- +20%
- Skewness
- -0.2
- Kurtosis
- -0.12
- Upside Potential
- +5
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 74 | $88.0M | 17 | ||
| 2026 Q2 | 71 | $82.8M | 40 | ||
| 2026 Q1 | 66 | $63.5M | 37 | ||
| 2025 Q4 | 57 | $55.9M | 28 | ||
| 2025 Q3 | 48 | $49.2M | 100 | ||
| 2025 Q2 | 36 | $42.7M | 0 | ||
| 2025 Q1 | 77 | $241.8M | 100 | ||
| 2024 Q4 | 75 | $231.8M | 0 | ||
| 2024 Q3 | 75 | $217.9M | 0 | ||
| 2024 Q2 | 75 | $199.6M | 0 | ||
| 2024 Q1 | 74 | $186.2M | 0 | ||
| 2023 Q4 | 70 | $173.4M | 0 | ||
| 2023 Q3 | 67 | $158.2M | 0 | ||
| 2023 Q2 | 65 | $154.5M | 0 | ||
| 2023 Q1 | 64 | $151.0M | 0 | ||
| 2022 Q4 | 62 | $152.9M | 0 | ||
| 2022 Q3 | 202 | $155.6M | 0 | ||
| 2022 Q2 | 198 | $163.5M | 0 | ||
| 2022 Q1 | 196 | $184.6M | 0 | ||
| 2021 Q4 | 202 | $194.5M | 0 | ||
| 2021 Q3 | 196 | $177.6M | 0 | ||
| 2021 Q2 | 195 | $171.4M | 100 | ||
| 2021 Q1 | 177 | $160.9M | 11 | ||
| 2020 Q4 | 167 | $152.9M | 18 | ||
| 2020 Q3 | 165 | $143.6M | 10 | ||
| 2020 Q2 | 167 | $140.5M | 28 | ||
| 2020 Q1 | 174 | $138.9M | 14 | ||
| 2019 Q4 | 163 | $156.5M | — |
Holding changes this quarter
John W. Brooker & Co., CPAs's most significant position changes for 2026-09-30: New buy: Vanguard Mega Cap Growth ETF (MGK); Sold out: Innovator Eqty Mgd Floor ETF (SFLR); New buy: Vanguard Mega Cap Value ETF (MGV); New buy: Meta Platforms Inc-class A (META); Sold out: Ishares Msci Acwi ETF (ACWI).
1–50 of 78
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is John W. Brooker & Co., CPAs and what type of investor is it?
John W. Brooker & Co., CPAs is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $88.0M, spread across 74 disclosed positions.
What are John W. Brooker & Co., CPAs's largest equity positions?
Based on the latest 13F filing, John W. Brooker & Co., CPAs's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $10.1M (11.5%)
2. Vanguard Growth ETF (VUG) — $7.1M (8.1%)
3. Pimco Multisector Bond Actv (PYLD) — $4.3M (4.9%)
4. Schwab US Dvd Equity ETF (SCHD) — $4.0M (4.5%)
5. Ss Doubleline Tr Tact ETF (TOTL) — $3.4M (3.9%)
What changes did John W. Brooker & Co., CPAs make in its most recent portfolio filing?
In the latest reported quarter, John W. Brooker & Co., CPAs made 75 notable position adjustments: 7 new positions were initiated, 41 existing holdings were added to, 23 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Vanguard Mega Cap Growth ETF (MGK); Sold out: Innovator Eqty Mgd Floor ETF (SFLR); New buy: Vanguard Mega Cap Value ETF (MGV); New buy: Meta Platforms Inc-class A (META); Sold out: Ishares Msci Acwi ETF (ACWI)
What sectors does John W. Brooker & Co., CPAs focus on?
John W. Brooker & Co., CPAs is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 57.3%
• Consumer Discretionary: 24.4%
• Communication Services: 9.8%
• Consumer Staples: 5.3%
• Financials: 3.3%
Investment Profile
John W. Brooker & Co., CPAs returned an annualized 14.2% over the trailing 36 months — outperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.60 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 57.3% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 100 to 17 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VOO position over the past two quarters (+$5.3M, now $10.1M), while trimming JCPB over the same stretch (-$1.3M, still holding $1.5M).
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