13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0000919530
Total reported value
$824.4M
$824.4M
179 檔
19.0%
In Q4 2025, John G Ullman & Associates Inc's U.S. equity holdings reached a combined market value of $824.4M, distributed across 179 disclosed stock positions.
In Q4 2025, John G Ullman & Associates Inc adopted a defensive or profit-taking posture, trimming 34 positions and completely liquidating 1 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 5.15% | +0.84% | -6.11% | |
| 2 | EMR | Emerson Electric Co | Stock-Industrials | 4.91% | -0.05% | -1.48% | |
| 3 | GLW | Corning Inc | Stock-Tech | 4.48% | +1.49% | -6.27% | |
| 4 | ✓ | Stock-Other | 3.39% | — | -1.32% | ||
| 5 | ✓ | Stock-Other | 3.00% | — | -3.33% | ||
| 6 | ✓ | Stock-Other | 2.88% | — | -23.77% | ||
| 7 | OGE | Oge Energy CORP | Stock-Utilities | 2.84% | -0.38% | -1.80% | |
| 8 | ✓ | Stock-Other | 2.07% | — | -12.79% | ||
| 9 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.07% | +0.08% | -1.18% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 2.02% | -0.10% | -2.03% | |
| 11 | IBM | Intl Business Machines CORP | Stock-Tech | 1.92% | +0.08% | -28.41% | |
| 12 | ✓ | Stock-Other | 1.75% | — | +19.56% | ||
| 13 | ✓ | Stock-Other | 1.69% | — | -1.52% | ||
| 14 | ✓ | Stock-Other | 1.65% | — | -1.34% | ||
| 15 | BE | Bloom Energy Corp- A | Stock-Industrials | 1.54% | -0.45% | -41.04% | |
| 16 | ✓ | Stock-Other | 1.51% | — | +7.20% | ||
| 17 | WDC | Western Digital CORP | Stock-Tech | 1.48% | -0.21% | -15.45% | |
| 18 | ✓ | Stock-Other | 1.43% | — | +7.93% | ||
| 19 | ✓ | Stock-Other | 1.42% | — | +2.65% | ||
| 20 | POR | Portland General Electric Co | Stock-Utilities | 1.39% | -0.22% | -0.93% | |
| 21 | SLB | Slb LTD | Stock-Energy | 1.38% | -0.32% | -1.64% | |
| 22 | CACI | Caci International Inc -cl A | Stock-Tech | 1.34% | -0.32% | -4.90% | |
| 23 | LNN | Lindsay CORP | Stock-Other | 1.29% | +0.04% | +41.96% | |
| 24 | ✓ | Stock-Other | 1.28% | — | -2.02% | ||
| 25 | GVA | Granite Construction Inc | Stock-Industrials | 1.16% | +0.06% | -3.25% | |
| 26 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.12% | +0.03% | -0.98% | |
| 27 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.08% | -0.16% | -1.43% | |
| 28 | GNRC | Generac Holdings Inc | Stock-Industrials | 1.05% | -0.03% | -0.60% | |
| 29 | ✓ | Stock-Other | 1.04% | — | +0.90% | ||
| 30 | ASTE | Astec Industries Inc | Stock-Other | 1.01% | +0.02% | -2.55% | |
| 31 | MDU | Mdu Resources Group Inc | Stock-Utilities | 1.01% | -0.11% | -0.59% | |
| 32 | VMC | Vulcan Materials Co | Stock-Materials | 0.94% | -0.01% | -2.04% | |
| 33 | ✓ | Stock-Other | 0.92% | — | -0.82% | ||
| 34 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.91% | -0.04% | -2.19% | |
| 35 | INTC | Intel CORP | Stock-Tech | 0.88% | +0.47% | -1.77% | |
| 36 | ECG | Everus Construction Group | Stock-Industrials | 0.87% | -0.11% | -5.44% | |
| 37 | TMP | Tompkins Financial CORP | Stock-Other | 0.81% | +0.06% | -1.77% | |
| 38 | ✓ | Stock-Other | 0.78% | — | +15.63% | ||
| 39 | ✓ | Stock-Other | 0.78% | — | -2.76% | ||
| 40 | HON | Honeywell International Inc | Stock-Industrials | 0.77% | -0.88% | EXIT | |
| 41 | ✓ | Stock-Other | 0.74% | — | +86.45% | ||
| 42 | ✓ | Stock-Other | 0.74% | — | -2.84% | ||
| 43 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.74% | -0.10% | -0.74% | |
| 44 | ✓ | Stock-Other | 0.73% | — | -2.18% | ||
| 45 | ITRI | Itron Inc | Stock-Tech | 0.73% | -0.14% | +1.17% | |
| 46 | GRC | Gorman-rupp Co | Stock-Other | 0.72% | +0.02% | -1.17% | |
| 47 | STT | State Street CORP | Stock-Financials | 0.72% | +0.14% | -2.29% | |
| 48 | ✓ | Stock-Other | 0.70% | — | -0.94% | ||
| 49 | ✓ | Stock-Other | 0.69% | — | -26.23% | ||
| 50 | PFE | Pfizer Inc | Stock-Healthcare | 0.68% | -0.13% | +35.04% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +0.4% | +86.45% | Add | |
| 2 | ✓ | +0.3% | -1.32% | Trim | |
| 3 | ✓ | +0.3% | +2.65% | Add | |
| 4 | ✓ | +0.3% | -2.02% | Trim | |
| 5 | WDC | Western Digital CORP | +0.3% | -15.45% | Trim |
| 6 | ✓ | +0.2% | +81.95% | Add | |
| 7 | LNN | Lindsay CORP | +0.2% | +41.96% | Add |
| 8 | ✓ | +0.2% | +19.56% | Add | |
| 9 | ✓ | +0.2% | -0.82% | Trim | |
| 10 | CIEN | Ciena CORP | +0.2% | -1.20% | Trim |
| 11 | PFE | Pfizer Inc | +0.2% | +35.04% | Add |
| 12 | BMY | Bristol-myers Squibb Co | +0.2% | -1.43% | Trim |
| 13 | ✓ | +0.2% | -2.76% | Trim | |
| 14 | ✓ | +0.1% | -0.94% | Trim | |
| 15 | ✓ | +0.1% | -26.23% | Trim | |
| 16 | ✓ | +0.1% | +58.71% | Add | |
| 17 | TMO | Thermo Fisher Scientific Inc | +0.1% | -2.19% | Trim |
| 18 | SLB | Slb LTD | +0.1% | -1.64% | Trim |
| 19 | SNDK | Sandisk CORP | +0.1% | -40.91% | Trim |
| 20 | POR | Portland General Electric Co | +0.1% | -0.93% | Trim |
| 21 | TWLO | Twilio Inc - A | +0.1% | -2.66% | Trim |
| 22 | MDU | Mdu Resources Group Inc | +0.1% | -0.59% | Trim |
| 23 | ✓ | +0.1% | -1.52% | Trim | |
| 24 | HAE | Haemonetics Corp/mass | +0.1% | +13.81% | Add |
| 25 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | -6.11% | Trim |
| 26 | ✓ | +0.1% | -1.34% | Trim | |
| 27 | AMZN | Amazon.com Inc | +0.1% | -1.18% | Trim |
| 28 | INTC | Intel CORP | +0.1% | -1.77% | Trim |
| 29 | HON | Honeywell International Inc | -0.1% | -1.25% | Trim |
| 30 | EHC | Encompass Health CORP | -0.1% | -3.00% | Trim |
| 31 | SYY | Sysco CORP | -0.1% | -1.47% | Trim |
| 32 | ✓ | -0.1% | +18.27% | Add | |
| 33 | VMC | Vulcan Materials Co | -0.1% | -2.04% | Trim |
| 34 | ASTE | Astec Industries Inc | -0.2% | -2.55% | Trim |
| 35 | MSFT | Microsoft CORP | -0.2% | -2.03% | Trim |
| 36 | ITRI | Itron Inc | -0.2% | +1.17% | Add |
| 37 | GNRC | Generac Holdings Inc | -0.3% | -0.60% | Trim |
| 38 | OGE | Oge Energy CORP | -0.3% | -1.80% | Trim |
| 39 | ✓ | -0.4% | -12.79% | Trim | |
| 40 | LITE | Lumentum Holdings Inc | -0.6% | -84.71% | Trim |
| 41 | FISV | Fiserv Inc | -0.6% | -80.38% | Trim |
| 42 | IBM | Intl Business Machines CORP | -0.7% | -28.41% | Trim |
| 43 | ✓ | -0.8% | -23.77% | Trim | |
| 44 | BE | Bloom Energy Corp- A | -1% | -41.04% | Trim |
| 45 | KDP | Keurig Dr Pepper Inc | — | NEW | New buy |
| 46 | MANH | Manhattan Associates Inc | — | NEW | New buy |
| 47 | PLNT | Planet Fitness Inc - Cl A | — | NEW | New buy |
| 48 | BAX | Baxter International Inc | — | EXIT | Sold out |
| 49 | YORW | York Water Co | — | NEW | New buy |
| 50 | BKNG | Booking Holdings Inc | — | NEW | New buy |
According to official SEC Form 13F filings, John G Ullman & Associates Inc reported a total U.S. public equity portfolio value of $824.4M across 179 disclosed positions in Q4 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including TSM, EMR, GLW) accounted for 19.0% of total reported equity market value during Q4 2025.
Top New Position Initiated
KDP
市值: $4.4M
Top Position Liquidated / Trimmed
BAX
前期市值: $1.2M
During Q4 2025, John G Ullman & Associates Inc's top holdings by market value included TSM (5.2%)、EMR (4.9%)、GLW (4.5%). The largest single position, TSM, represented 5.2% of total portfolio value.
In Q4 2025, John G Ullman & Associates Inc made 50 total portfolio adjustments, initiating 5 new buys, adding to 10 positions, trimming 34 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.