JT
James T. Borello RIA 13F Holdings (1430 Positions, Q3 2026)
James T. Borello RIACIK: 0002157919
Diversified strategyMomentum followerLong-term holder
Total reported value
$481.8M
Reporting period: 2026-09-30 · Number of holdings: 1430
James T. Borello RIA disclosed 1430 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $481.8M and a quarterly turnover rate of 7.5%.
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Personality snowflake
- Concentration
- 15.71
- Portfolio Stability
- 7.46
- Momentum
- 100
- Sector conviction
- 52.36
- Diversification
- 100
- Sizing Uniformity
- 29.75
James T. Borello RIA's disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 25 equally-sized positions, well below its 1430 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 7.03), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPDW
+11.7% $3.1M
Add SPYG
+6.4% $3.2M
Trim AIRR
+0.3% -$1.3M
Add RDVY
+24.5% $1.8M
Add CGGR
+13.1% $1.7M
Add RDVI
+37.5% $1.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1430 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGUS | Cap Group Core Equity | ETF-Other | 9.14% | -0.09% | +3.00% | |
| 2 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 7.30% | +0.40% | +6.35% | |
| 3 | CGDV | Cap Group Dividend Value | ETF-Other | 6.94% | -0.20% | +1.95% | |
| 4 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 6.25% | +0.41% | +11.75% | |
| 5 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 5.30% | -0.19% | -1.09% | |
| 6 | CGXU | Cap Group Intl Focus | ETF-Other | 5.13% | +0.03% | +5.63% | |
| 7 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 5.12% | -0.22% | — | |
| 8 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 3.73% | -0.10% | +8.80% | |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.42% | -0.05% | +0.22% | |
| 10 | TDVG | T Rowe Price Dividend Growth | ETF-Other | 3.40% | -0.14% | +1.67% | |
| 11 | CGGR | Cap Group Growth Equity | ETF-Other | 2.90% | +0.25% | +13.14% | |
| 12 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 2.83% | -0.07% | +7.96% | |
| 13 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 2.64% | -0.04% | -0.28% | |
| 14 | TCHP | T Rowe Price Blue Chip Growt | ETF-Other | 2.27% | +0.04% | +3.05% | |
| 15 | RDVY | First Trust Rising Dividend | ETF-Other | 2.25% | +0.31% | +24.49% | |
| 16 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.34% | +0.02% | +0.80% | |
| 17 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.33% | -0.05% | +0.16% | |
| 18 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 1.25% | +0.25% | +37.49% | |
| 19 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.24% | -0.17% | -0.07% | |
| 20 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 1.23% | +0.03% | +6.15% | |
| 21 | CGGO | Cap Group Global Growth | ETF-Other | 1.22% | -0.09% | +2.48% | |
| 22 | AIRR | First Trust Rba American Ind | ETF-Other | 0.95% | -0.32% | +0.27% | |
| 23 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.93% | -0.11% | +0.19% | |
| 24 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.69% | +0.15% | +33.01% | |
| 25 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.67% | +0.10% | +14.93% | |
| 26 | TGRW | T Rowe Price Growth Stock Et | ETF-Other | 0.59% | -0.02% | -0.11% | |
| 27 | POCT | Innovator U.s. Equity Power | ETF-Other | 0.58% | -0.04% | -6.92% | |
| 28 | AAPL | Apple Inc | Stock-Tech | 0.55% | +0.07% | +4.81% | |
| 29 | TEQI | T Rowe Price Equity Income E | ETF-Other | 0.55% | -0.04% | -2.68% | |
| 30 | AZO | Autozone Inc | Stock-Consumer Disc | 0.55% | -0.09% | +0.21% | |
| 31 | TMSL | T.rowe Prc Small-mid Cap ETF | ETF-Other | 0.55% | +0.14% | +48.00% | |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.49% | -0.02% | +0.80% | |
| 33 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.47% | -0.01% | +7.47% | |
| 34 | PJUL | Innovator U.s. Equity Power | ETF-Other | 0.46% | +0.03% | +7.94% | |
| 35 | PMAY | Innovator U.s. Equity Power | ETF-Other | 0.42% | -0.01% | — | |
| 36 | NVDA | Nvidia CORP | Stock-Tech | 0.41% | +0.05% | +3.78% | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.41% | +0.13% | +10.71% | |
| 38 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 0.41% | -0.05% | — | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.41% | +0.06% | +23.83% | |
| 40 | FTNT | Fortinet Inc | Stock-Tech | 0.38% | +0.04% | -0.01% | |
| 41 | CNH | CNH Industrial N.V. | Stock-Industrials | 0.35% | +0.03% | -0.01% | |
| 42 | ALV | Autoliv Inc | Stock-Consumer Disc | 0.32% | -0.02% | +0.73% | |
| 43 | MISL | First Trust Indxx Aero & Def | ETF-Other | 0.28% | -0.04% | — | |
| 44 | PJAN | Innovator U.s. Equity Power | ETF-Other | 0.27% | -0.01% | — | |
| 45 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.26% | -0.02% | — | |
| 46 | PDEC | Innovator U.s. Equity Power | ETF-Other | 0.25% | -0.01% | -3.00% | |
| 47 | PNOV | Innovator U.s. Equity Power | ETF-Other | 0.25% | -0.01% | -3.22% | |
| 48 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 0.24% | -0.05% | -13.85% | |
| 49 | CGBL | Cap Group Core Balanced | ETF-Other | 0.23% | — | +8.50% | |
| 50 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.23% | -0.01% | +1.05% |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q4 2026
0%
Performance Last 4 Quarters
+12.7%
- Stdev
- +10.9%
- Beta
- +0.88
- Alpha
- -0.3%
- Max Drawdown
- -6.2%
- Annualized Perf
- +15.4%
- Batting Avg vs S&P
- +34.4%
- Sortino
- +2.68
- Stutzer
- +0.4
- Treynor
- +0.17
- Sterling
- +0.97
- Calmar
- +2.51
- Information Ratio
- -0.66
- Tracking Error
- +3.4%
- Stdev Down
- +5.6%
- Winning Months %
- +68.8%
- Losing Months %
- +31.3%
- Best 12 Months
- +28.9%
- Worst 12 Months
- +6%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.38
- Stdev Sectors
- +8.7%
- Skewness
- -0.02
- Kurtosis
- +0.29
- Upside Potential
- +4.22
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
James T. Borello RIA's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Fthi/first Trust Exchange-tr (FTHI); New buy: Cap Group Small And Mid Cap (CGMM); New buy: First Trust Capital Strength (FTCS).
Showing top 200 changes by size (of 1348 total)
1–50 of 200
Filing History
FAQ
What is James T. Borello RIA and what type of investor is it?
James T. Borello RIA is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $481.8M, spread across 1430 disclosed positions.
What are James T. Borello RIA's largest equity positions?
Based on the latest 13F filing, James T. Borello RIA's top holdings by market value are:
1. Cap Group Core Equity (CGUS) — $44.0M (9.1%)
2. Ss Spdr P S&p 500 Growth ETF (SPYG) — $35.2M (7.3%)
3. Cap Group Dividend Value (CGDV) — $33.4M (6.9%)
4. Ste Str Spdr Pt Dw EU ETF (SPDW) — $30.1M (6.3%)
5. Ss Spdr P S&p 1500 Comp ETF (SPTM) — $25.5M (5.3%)
What changes did James T. Borello RIA make in its most recent portfolio filing?
In the latest reported quarter, James T. Borello RIA made 183 notable position adjustments: 14 new positions were initiated, 99 existing holdings were added to, 64 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Fthi/first Trust Exchange-tr (FTHI); New buy: Cap Group Small And Mid Cap (CGMM); New buy: First Trust Capital Strength (FTCS)
What sectors does James T. Borello RIA focus on?
James T. Borello RIA is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.2%
• Health Care: 18.8%
• Consumer Discretionary: 12.7%
• Industrials: 12.1%
• Financials: 9.8%
• Communication Services: 8.0%
Investment Profile
James T. Borello RIA returned an annualized 15.4% over the trailing 32 months — underperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 34% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 30.2% of the portfolio concentrated in Information Technology.
It has added to its CGDV position over the past two quarters (+$15.1M, now $33.4M), while trimming BRK-A over the same stretch (-$13.4M, still holding $24.7M).
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Developer Access
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