IW
Integrated Wealth Counsel, LLC Historical SEC 13F Holdings & Archive (Q4 2016)
Integrated Wealth Counsel, LLCCIK: 0001110443
Diversified strategyMomentum follower
Total reported value
$46.5M
Reporting period: 2016-12-31 · Number of holdings: 222
INTEGRATED WEALTH COUNSEL, LLC disclosed 222 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $46.5M and a quarterly turnover rate of 24.0%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "I"
Personality snowflake
- Concentration
- 23.13
- Portfolio Stability
- 24.01
- Momentum
- 100
- Sector conviction
- 47.61
- Diversification
- 100
- Sizing Uniformity
- 65.51
Integrated Wealth Counsel, LLC's disclosed holdings carry a Herfindahl concentration index of 0.058 — mathematically equivalent to about 17 equally-sized positions, well below its 222 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.45), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim RWX
-5.8% -$975.0K
Trim IFGL
-6.9% -$919.0K
Trim GLD
-2.4% -$388.0K
Trim UBS
-8.2% -$370.0K
Add CVX
+2.3% $229.0K
Add XOM
+35.9% $197.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 222 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TEI | Templeton Emrg Mkts Inc | Stock-Other | 11.68% | -0.21% | -3.05% | |
| 2 | TDF | Templeton Dragon Fund, Inc. | Stock-Other | 10.89% | — | -3.30% | |
| 3 | RWX | State Street Spdr Dow Jones | ETF-Other | 9.23% | -1.86% | -5.79% | |
| 4 | UBS | UBS Group AG | Stock-Financials | 8.96% | -0.59% | -8.22% | |
| 5 | IFGL | Ishares International Develo | ETF-Other | 8.48% | -1.76% | -6.88% | |
| 6 | GLD | Spdr Gold Shares | ETF-Commodities | 4.78% | -0.72% | -2.40% | |
| 7 | ARCC | Ares Capital CORP | Stock-Financials | 3.86% | — | -4.92% | |
| 8 | CVX | Chevron CORP | Stock-Energy | 3.39% | +0.56% | +2.29% | |
| 9 | APO | Apollo Global Management, Inc. | Stock-Financials | 2.63% | -0.05% | -5.10% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 2.19% | +2.19% | NEW | |
| 11 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.97% | — | -3.98% | |
| 12 | UNP | Union Pacific CORP | Stock-Industrials | 1.78% | +1.78% | NEW | |
| 13 | XOM | Exxon Mobil CORP | Stock-Energy | 1.47% | +0.45% | +35.94% | |
| 14 | REM | Ishares Mortgage Real Estate | ETF-Other | 1.21% | +1.21% | NEW | |
| 15 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 1.19% | -0.11% | -4.25% | |
| 16 | PFE | Pfizer Inc | Stock-Healthcare | 1.15% | — | — | |
| 17 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.10% | -0.03% | -2.20% | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.04% | — | — | |
| 19 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.02% | +0.07% | +7.87% | |
| 20 | MMM | 3m Co | Stock-Industrials | 0.99% | -0.03% | -6.30% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.91% | — | +6.35% | |
| 22 | ABT | Abbott Laboratories | Stock-Healthcare | 0.86% | +0.86% | NEW | |
| 23 | IBM | Intl Business Machines CORP | Stock-Tech | 0.81% | — | — | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.81% | +0.20% | — | |
| 25 | ABBV | Abbvie Inc | Stock-Healthcare | 0.70% | — | -0.37% | |
| 26 | IT | Gartner Inc | Stock-Tech | 0.61% | +0.09% | — | |
| 27 | DUK | Duke Energy Corporation | Stock-Utilities | 0.51% | +0.34% | +166.67% | |
| 28 | NEE | Nextera Energy Inc | Stock-Utilities | 0.49% | — | — | |
| 29 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.47% | — | — | |
| 30 | CSX | Csx CORP | Stock-Industrials | 0.46% | +0.07% | — | |
| 31 | CAT | Caterpillar Inc | Stock-Industrials | 0.44% | — | — | |
| 32 | SLB | Slb LTD | Stock-Energy | 0.38% | — | — | |
| 33 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.36% | — | — | |
| 34 | BA | Boeing Co/the | Stock-Industrials | 0.35% | +0.35% | NEW | |
| 35 | GSK | GSK plc | Stock-Healthcare | 0.35% | — | — | |
| 36 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.34% | +0.11% | +42.86% | |
| 37 | T | At&t Inc | Stock-Comm Services | 0.32% | — | — | |
| 38 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.31% | — | — | |
| 39 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.29% | +0.25% | +709.88% | |
| 40 | PM | Philip Morris International | Stock-Consumer Staples | 0.29% | -0.06% | -11.19% | |
| 41 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.29% | -0.11% | -30.77% | |
| 42 | WFC | Wells Fargo & Co | Stock-Financials | 0.29% | +0.06% | — | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.28% | +0.28% | NEW | |
| 44 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.26% | — | -2.72% | |
| 45 | PXGBX | Praxair Inc | Stock-Other | 0.25% | — | — | |
| 46 | WDFC | Wd-40 Co | Stock-Materials | 0.25% | — | — | |
| 47 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.25% | — | — | |
| 48 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.24% | +0.12% | +109.89% | |
| 49 | MO | Altria Group Inc | Stock-Consumer Staples | 0.23% | — | — | |
| 50 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.22% | — | — |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2016 Q4 | 222 | $46.5M | 24 | ||
| 2016 Q3 | 217 | $47.5M | 30 | ||
| 2016 Q2 | 77 | $43.5M | 9 | ||
| 2016 Q1 | 81 | $43.9M | 81 | ||
| 2015 Q4 | 91 | $62.7M | 21 | ||
| 2015 Q3 | 91 | $59.7M | 19 | ||
| 2015 Q2 | 85 | $72.1M | 16 | ||
| 2015 Q1 | 83 | $79.2M | 34 | ||
| 2014 Q4 | 81 | $83.1M | 18 | ||
| 2014 Q3 | 78 | $97.5M | 27 | ||
| 2014 Q2 | 88 | $127.0M | 80 | ||
| 2014 Q1 | 165 | $126.8M | 65 | ||
| 2013 Q4 | 192 | $136.2M | 22 | ||
| 2013 Q3 | 196 | $137.2M | 48 | ||
| 2013 Q2 | 184 | $139.1M | 0 |
Holding changes this quarter
Integrated Wealth Counsel, LLC's most significant position changes for 2016-12-31: New buy: Apple Inc (AAPL); Sold out: Apple Computer (AAPL); New buy: Union Pacific CORP (UNP); Sold out: iShares 20+ Year Treasury Bond ETF (TLT); New buy: Ishares Mortgage Real Estate (REM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CVX | Chevron CORP | +0.6% | +2.29% | Add |
| 2 | XOM | Exxon Mobil CORP | +0.5% | +35.94% | Add |
| 3 | DUK | Duke Energy Corporation | +0.3% | +166.67% | Add |
| 4 | PEP | Pepsico Inc | +0.3% | +709.88% | Add |
| 5 | JPM | Jpmorgan Chase & Co | +0.2% | — | Unchanged |
| 6 | MRK | Merck & Co. Inc. | +0.1% | +109.89% | Add |
| 7 | COST | Costco Wholesale CORP | +0.1% | +42.86% | Add |
| 8 | IT | Gartner Inc | +0.1% | — | Unchanged |
| 9 | MSFT | Microsoft CORP | +0.1% | +61.35% | Add |
| 10 | CSX | Csx CORP | +0.1% | — | Unchanged |
| 11 | RDS-A | Shell Plc-spon Adr-a | +0.1% | +266.97% | Add |
| 12 | JNJ | Johnson & Johnson | +0.1% | +7.87% | Add |
| 13 | EMR | Emerson Electric Co | +0.1% | +116.55% | Add |
| 14 | WFC | Wells Fargo & Co | +0.1% | — | Unchanged |
| 15 | GILD | Gilead Sciences Inc | +0.1% | +66.67% | Add |
| 16 | EFA | Ishares Msci Eafe ETF | 0% | -2.20% | Trim |
| 17 | MMM | 3m Co | 0% | -6.30% | Trim |
| 18 | APO | Apollo Global Management, Inc. | -0.1% | -5.10% | Trim |
| 19 | PM | Philip Morris International | -0.1% | -11.19% | Trim |
| 20 | WDAY | Workday Inc-class A | -0.1% | — | Unchanged |
| 21 | DXJ | Wisdomtree Japan Hedged Eq | -0.1% | -91.66% | Trim |
| 22 | EEM | Ishares Msci Emerging Market | -0.1% | -4.25% | Trim |
| 23 | VZ | Verizon Communications Inc | -0.1% | -30.77% | Trim |
| 24 | IWM | Ishares Russell 2000 ETF | -0.2% | -82.08% | Trim |
| 25 | TEI | Templeton Emrg Mkts Inc | -0.2% | -3.05% | Trim |
| 26 | ✓ | Powershares Qqq Trust Ser 1 | -0.3% | -87.07% | Trim |
| 27 | UBS | UBS Group AG | -0.6% | -8.22% | Trim |
| 28 | GLD | Spdr Gold Shares | -0.7% | -2.40% | Trim |
| 29 | IFGL | Ishares International Develo | -1.8% | -6.88% | Trim |
| 30 | RWX | State Street Spdr Dow Jones | -1.9% | -5.79% | Trim |
| 31 | AAPL | Apple Inc | — | NEW | New buy |
| 32 | AAPL | Apple Computer | — | EXIT | Sold out |
| 33 | UNP | Union Pacific CORP | — | NEW | New buy |
| 34 | TLT | iShares 20+ Year Treasury Bond ETF | — | EXIT | Sold out |
| 35 | REM | Ishares Mortgage Real Estate | — | NEW | New buy |
| 36 | ABT | Abbott Laboratories | — | EXIT | Sold out |
| 37 | ABT | Abbott Laboratories | — | NEW | New buy |
| 38 | BA | Boeing Co/the | — | NEW | New buy |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | — | NEW | New buy |
| 40 | BRK-B | Berkshire Hathaway Inc. | — | EXIT | Sold out |
| 41 | HEFA | Isha Curr Hedged Msci Eafe | — | NEW | New buy |
| 42 | ACWI | iShares MSCI ACWI ETF | — | EXIT | Sold out |
| 43 | EW | Edwards Lifesciences CORP | — | NEW | New buy |
| 44 | HRB | H&r Block Inc | — | NEW | New buy |
| 45 | EWJ | Ishares Msci Japan ETF | — | NEW | New buy |
| 46 | BHP | Bhp Group Ltd-spon Adr | — | NEW | New buy |
| 47 | CLX | Clorox Company | — | NEW | New buy |
| 48 | HFCUSD | Hollyfrontier CORP | — | NEW | New buy |
| 49 | UVE | Universal Insurance Holdings | — | NEW | New buy |
| 50 | WYNN | Wynn Resorts LTD | — | NEW | New buy |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Integrated Wealth Counsel, LLC and what type of investor is it?
Integrated Wealth Counsel, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-12-31), the firm manages a tracked equity portfolio valued at approximately $46.5M, spread across 222 disclosed positions.
What are Integrated Wealth Counsel, LLC's largest equity positions?
Based on the latest 13F filing, Integrated Wealth Counsel, LLC's top holdings by market value are:
1. Templeton Emrg Mkts Inc (TEI) — $5.4M (11.7%)
2. Templeton Dragon Fund, Inc. (TDF) — $5.1M (10.9%)
3. State Street Spdr Dow Jones (RWX) — $4.3M (9.2%)
4. UBS Group AG (UBS) — $4.2M (9.0%)
5. Ishares International Develo (IFGL) — $3.9M (8.5%)
What changes did Integrated Wealth Counsel, LLC make in its most recent portfolio filing?
In the latest reported quarter, Integrated Wealth Counsel, LLC made 45 notable position adjustments: 15 new positions were initiated, 11 existing holdings were added to, 14 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: Apple Inc (AAPL); Sold out: Apple Computer (AAPL); New buy: Union Pacific CORP (UNP); Sold out: iShares 20+ Year Treasury Bond ETF (TLT); New buy: Ishares Mortgage Real Estate (REM)
What sectors does Integrated Wealth Counsel, LLC focus on?
Integrated Wealth Counsel, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Energy: 21.1%
• Health Care: 19.4%
• Financials: 16.8%
• Information Technology: 15.8%
• Industrials: 11.4%
• Consumer Staples: 8.9%
Investment Profile
Integrated Wealth Counsel, LLC's portfolio is broadly diversified and moderately active.
Its concentration score has fallen from 52 to 23 over the past 4 quarters — a shift toward broader diversification.
It has added to its CVX position over the past two quarters (+$1.1M, now $1.6M), while trimming RWX over the same stretch (-$1.6M, still holding $4.3M).
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