IA
Icm Asset Management Inc/wa Historical SEC 13F Holdings & Archive (Q3 2020)
Icm Asset Management Inc/waCIK: 0000905608
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$18.1M
Reporting period: 2020-09-30 · Number of holdings: 29
ICM ASSET MANAGEMENT INC/WA disclosed 29 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $18.1M and a quarterly turnover rate of 42.3%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "I"
Personality snowflake
- Concentration
- 21.34
- Portfolio Stability
- 42.33
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 58
- Sizing Uniformity
- 92.47
Icm Asset Management Inc/wa's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, close to its 29 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.75), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.1 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd g9456a100
+93.0% $309.0K
Add GBX
-1.7% $281.0K
Trim 40434l105
-49.1% -$345.0K
Add 50077b207
0.0% $246.0K
Add 62886e108
+1.0% $217.0K
Add 37954a204
-1.4% $160.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MU | Micron Technology Inc | Stock-Tech | 9.19% | -0.38% | +0.48% | |
| 2 | GBX | Greenbrier Companies Inc | Stock-Other | 7.30% | +1.82% | -1.75% | |
| 3 | ✓ | Stock-Other | 7.16% | +1.62% | — | ||
| 4 | ✓ | ProShares UltraShort S&P 500 E | Stock-Other | 6.92% | -1.11% | — | |
| 5 | ✓ | Stock-Other | 6.79% | +0.38% | — | ||
| 6 | ✓ | Stock-Other | 5.93% | +1.12% | -1.36% | ||
| 7 | ✓ | Acco Brands CORP | Stock-Other | 5.67% | -0.98% | -0.39% | |
| 8 | ✓ | Stock-Other | 5.57% | +0.79% | — | ||
| 9 | CLIRUSD | Clearsign Technologies CORP | Stock-Other | 5.38% | +0.63% | -0.58% | |
| 10 | ✓ | NCR Voyix Corporation | Stock-Other | 5.30% | +1.39% | +1.05% | |
| 11 | PRTKEUR | Paratek Pharmaceuticals Inc | Stock-Other | 4.67% | +0.47% | +2.22% | |
| 12 | ✓ | Golar LNG Limited | Stock-Other | 4.48% | +1.83% | +92.97% | |
| 13 | ✓ | Stock-Other | 3.19% | +1.10% | -0.35% | ||
| 14 | CVS | Cvs Health CORP | Stock-Healthcare | 2.67% | +2.67% | NEW | |
| 15 | ✓ | Stock-Other | 2.37% | -1.70% | -49.10% | ||
| 16 | ✓ | Stock-Other | 2.27% | +2.27% | NEW | ||
| 17 | ✓ | Aqua Metals Inc | Stock-Other | 2.13% | -1.00% | — | |
| 18 | WPM | Wheaton Precious Metals CORP | Stock-Materials | 2.00% | +0.38% | +5.71% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.92% | +0.14% | — | |
| 20 | ✓ | Colony Capital Inc. | Stock-Other | 1.81% | +1.81% | NEW | |
| 21 | ✓ | Endra Life Sciences Inc | Stock-Other | 1.65% | -0.39% | +1.99% | |
| 22 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.63% | +0.35% | — | |
| 23 | BAC | Bank Of America CORP | Stock-Financials | 1.57% | +1.57% | NEW | |
| 24 | C | Citigroup Inc | Stock-Financials | 1.21% | +1.21% | NEW | |
| 25 | ✓ | Destination XL Group Inc. | Stock-Other | 0.44% | -0.62% | — | |
| 26 | ✓ | Myomo Inc Com New | Stock-Other | 0.34% | +0.08% | — | |
| 27 | ✓ | Strategic Environmental | Stock-Other | 0.21% | +0.04% | — | |
| 28 | ✓ | Marrone Bio Innovations | Stock-Other | 0.14% | +0.01% | — | |
| 29 | ✓ | H-Source Holdings Ltd. | Stock-Other | 0.08% | -0.10% | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2020 Q3 | 29 | $18.1M | 42 | ||
| 2020 Q2 | 31 | $19.0M | 100 | ||
| 2020 Q1 | 32 | $102.6M | 53 | ||
| 2019 Q4 | 35 | $121.7M | 100 | ||
| 2019 Q3 | 36 | $129.6M | 17 | ||
| 2019 Q2 | 39 | $134.8M | 15 | ||
| 2019 Q1 | 37 | $130.1M | 30 | ||
| 2018 Q4 | 43 | $113.7M | 46 | ||
| 2018 Q3 | 51 | $143.2M | 33 | ||
| 2018 Q2 | 52 | $116.0M | 37 | ||
| 2018 Q1 | 46 | $94.2M | 34 | ||
| 2017 Q4 | 48 | $93.1M | 33 | ||
| 2017 Q3 | 56 | $86.0M | 25 | ||
| 2017 Q2 | 55 | $79.8M | 44 | ||
| 2017 Q1 | 57 | $79.3M | 36 | ||
| 2016 Q4 | 63 | $71.2M | 35 | ||
| 2016 Q3 | 63 | $75.2M | 55 | ||
| 2016 Q2 | 54 | $68.6M | 61 | ||
| 2016 Q1 | 57 | $64.0M | 44 | ||
| 2015 Q4 | 60 | $68.1M | 51 | ||
| 2015 Q3 | 61 | $62.2M | 70 | ||
| 2015 Q2 | 75 | $96.4M | 32 | ||
| 2015 Q1 | 68 | $90.0M | 45 | ||
| 2014 Q4 | 64 | $98.1M | 40 | ||
| 2014 Q3 | 66 | $92.6M | 37 | ||
| 2014 Q2 | 68 | $105.9M | 25 | ||
| 2014 Q1 | 68 | $105.1M | 28 | ||
| 2013 Q4 | 68 | $109.8M | 55 | ||
| 2013 Q3 | 70 | $92.7M | 48 | ||
| 2013 Q2 | 75 | $87.4M | 0 |
Holding changes this quarter
Icm Asset Management Inc/wa's most significant position changes for 2020-09-30: Sold out: Preferred Apt Cmntys Inc; Sold out: Dick's Sporting Goods Inc (DKS); Sold out: ; New buy: Cvs Health CORP (CVS); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Golar LNG Limited | +1.8% | +92.97% | Add |
| 2 | GBX | Greenbrier Companies Inc | +1.8% | -1.75% | Trim |
| 3 | ✓ | +1.6% | — | Unchanged | |
| 4 | ✓ | NCR Voyix Corporation | +1.4% | +1.05% | Add |
| 5 | ✓ | +1.1% | -1.36% | Trim | |
| 6 | ✓ | +1.1% | -0.35% | Trim | |
| 7 | ✓ | +0.8% | — | Unchanged | |
| 8 | CLIRUSD | Clearsign Technologies CORP | +0.6% | -0.58% | Trim |
| 9 | PRTKEUR | Paratek Pharmaceuticals Inc | +0.5% | +2.22% | Add |
| 10 | WPM | Wheaton Precious Metals CORP | +0.4% | +5.71% | Add |
| 11 | ✓ | +0.4% | — | Unchanged | |
| 12 | TMO | Thermo Fisher Scientific Inc | +0.4% | — | Unchanged |
| 13 | MSFT | Microsoft CORP | +0.1% | — | Unchanged |
| 14 | ✓ | Myomo Inc Com New | +0.1% | — | Unchanged |
| 15 | ✓ | Strategic Environmental | 0% | — | Unchanged |
| 16 | ✓ | Marrone Bio Innovations | 0% | — | Unchanged |
| 17 | ✓ | H-Source Holdings Ltd. | -0.1% | — | Unchanged |
| 18 | MU | Micron Technology Inc | -0.4% | +0.48% | Add |
| 19 | ✓ | Endra Life Sciences Inc | -0.4% | +1.99% | Add |
| 20 | ✓ | Destination XL Group Inc. | -0.6% | — | Unchanged |
| 21 | ✓ | Acco Brands CORP | -1% | -0.39% | Trim |
| 22 | ✓ | Aqua Metals Inc | -1% | — | Unchanged |
| 23 | ✓ | ProShares UltraShort S&P 500 E | -1.1% | — | Unchanged |
| 24 | ✓ | -1.7% | -49.10% | Trim | |
| 25 | ✓ | Preferred Apt Cmntys Inc | — | EXIT | Sold out |
| 26 | DKS | Dick's Sporting Goods Inc | — | EXIT | Sold out |
| 27 | ✓ | — | EXIT | Sold out | |
| 28 | CVS | Cvs Health CORP | — | NEW | New buy |
| 29 | ✓ | — | EXIT | Sold out | |
| 30 | ✓ | — | NEW | New buy | |
| 31 | CIO | City Office Reit Inc | — | EXIT | Sold out |
| 32 | ✓ | Colony Capital Inc. | — | NEW | New buy |
| 33 | BAC | Bank Of America CORP | — | NEW | New buy |
| 34 | C | Citigroup Inc | — | NEW | New buy |
| 35 | BBCP | Concrete Pumping Holdings In | — | EXIT | Sold out |
| 36 | ✓ | Ascena Retail Group Inc | — | EXIT | Sold out |
Filing History
FAQ
What is Icm Asset Management Inc/wa and what type of investor is it?
Icm Asset Management Inc/wa is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $18.1M, spread across 29 disclosed positions.
What are Icm Asset Management Inc/wa's largest equity positions?
Based on the latest 13F filing, Icm Asset Management Inc/wa's top holdings by market value are:
1. Micron Technology Inc (MU) — $1.7M (9.2%)
2. Greenbrier Companies Inc (GBX) — $1.3M (7.3%)
3. — $1.3M (7.2%)
4. ProShares UltraShort S&P 500 E — $1.3M (6.9%)
5. — $1.2M (6.8%)
What changes did Icm Asset Management Inc/wa make in its most recent portfolio filing?
In the latest reported quarter, Icm Asset Management Inc/wa made 24 notable position adjustments: 5 new positions were initiated, 6 existing holdings were added to, 6 positions were partially reduced, and 7 were completely exited. The largest of these moves: Sold out: Preferred Apt Cmntys Inc; Sold out: Dick's Sporting Goods Inc (DKS); Sold out: ; New buy: Cvs Health CORP (CVS); Sold out:
What sectors does Icm Asset Management Inc/wa focus on?
Icm Asset Management Inc/wa is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 61.1%
• Health Care: 23.7%
• Financials: 15.3%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Icm Asset Management Inc/wa's portfolio is broadly diversified and moderately active, with 61.1% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 17 to 42 over the past 4 quarters — a shift toward more active trading.
It has added to its GBX position over the past two quarters (+$599.0K, now $1.3M), while trimming ProShares UltraShort S&P 500 E over the same stretch (-$19.7M, still holding $1.3M).
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Developer Access
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