HR
Hoertkorn Richard Charles SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Hoertkorn Richard CharlesCIK: 0001598177
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$149.2M
Reporting period: 2026-06-30 · Number of holdings: 72
HOERTKORN RICHARD CHARLES disclosed 72 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $149.2M and a quarterly turnover rate of 34.3%.
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Personality snowflake
- Concentration
- 23.47
- Portfolio Stability
- 34.31
- Momentum
- 100
- Sector conviction
- 68.58
- Diversification
- 100
- Sizing Uniformity
- 82.08
Hoertkorn Richard Charles's disclosed holdings carry a Herfindahl concentration index of 0.059 — mathematically equivalent to about 17 equally-sized positions, well below its 72 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.79), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd MRVL
-2.3% $12.9M
Add INTC
-2.2% $5.4M
Sold out 9990302D
Sold out CVX
Trim XOM
-88.2% -$2.1M
Add AMD
-3.4% $2.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 71 holdings (of 72 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MRVL | Marvell Technology, Inc. | Stock-Tech | 13.08% | +7.63% | -2.31% | |
| 2 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 9.78% | +0.04% | -1.07% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 7.51% | -0.66% | -1.26% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 6.72% | -1.36% | +1.07% | |
| 5 | JPM | Jpmorgan Chase & Co | Stock-Financials | 6.30% | -0.66% | -0.38% | |
| 6 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 5.55% | +0.30% | -1.77% | |
| 7 | INTC | Intel CORP | Stock-Tech | 5.31% | +3.21% | -2.16% | |
| 8 | GEV | GE Vernova Inc | Stock-Industrials | 4.48% | +0.32% | -1.91% | |
| 9 | BAC | Bank Of America CORP | Stock-Financials | 4.27% | -0.26% | -1.24% | |
| 10 | KMI | Kinder Morgan, Inc. | Stock-Energy | 3.83% | -1.22% | -2.56% | |
| 11 | CSCO | Cisco Systems Inc | Stock-Tech | 3.34% | +0.60% | +5.79% | |
| 12 | BA | Boeing Co/the | Stock-Industrials | 3.16% | +0.17% | +19.01% | |
| 13 | HD | Home Depot Inc | Stock-Consumer Disc | 3.00% | -0.46% | -0.86% | |
| 14 | ✓ | Schwab Charles CORP New | Stock-Other | 2.82% | -0.80% | -2.88% | |
| 15 | AMD | Advanced Micro Devices | Stock-Tech | 2.46% | +1.37% | -3.36% | |
| 16 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.90% | -0.41% | -0.87% | |
| 17 | F | Ford Motor Co | Stock-Consumer Disc | 1.67% | -0.07% | -2.97% | |
| 18 | PSKY | Paramount Skydance Cl B | Stock-Comm Services | 1.67% | +0.51% | +61.64% | |
| 19 | DVN | Devon Energy CORP | Stock-Energy | 1.52% | -0.84% | -3.98% | |
| 20 | PYPL | Paypal Holdings Inc | Stock-Financials | 1.49% | +0.39% | +72.97% | |
| 21 | NVDA | Nvidia CORP | Stock-Tech | 1.48% | +0.41% | +48.28% | |
| 22 | TMUS | T-mobile US Inc | Stock-Comm Services | 1.47% | -0.82% | -1.59% | |
| 23 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.18% | -0.49% | -0.76% | |
| 24 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.07% | -0.19% | — | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.88% | -0.22% | -6.43% | |
| 26 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.56% | +0.03% | — | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.52% | -0.02% | +2.53% | |
| 28 | CBRE | Cbre Group Inc - A | Stock-Real Estate | 0.49% | -0.11% | -0.82% | |
| 29 | ITW | Illinois Tool Works | Stock-Industrials | 0.36% | -0.07% | — | |
| 30 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.28% | — | — | |
| 31 | DNP | Dnp Select Income Fund Inc | Stock-Financials | 0.25% | -0.01% | +12.90% | |
| 32 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.20% | -0.03% | — | |
| 33 | RTX | Rtx CORP | Stock-Industrials | 0.17% | -0.05% | — | |
| 34 | XOM | Exxon Mobil CORP | Stock-Energy | 0.15% | -1.74% | -88.19% | |
| 35 | PFE | Pfizer Inc | Stock-Healthcare | 0.14% | -0.06% | — | |
| 36 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.13% | — | +500.00% | |
| 37 | JHI | John Hancock Investors Tr | Stock-Other | 0.12% | -0.03% | — | |
| 38 | NTRS | Northern Trust CORP | Stock-Financials | 0.09% | — | — | |
| 39 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.08% | -0.04% | — | |
| 40 | PSA | Public Storage | Stock-Real Estate | 0.08% | — | — | |
| 41 | MMT | Aberdeen Multimarket Income | Stock-Other | 0.06% | -0.02% | — | |
| 42 | T | At&t Inc | Stock-Comm Services | 0.06% | -0.04% | — | |
| 43 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.05% | — | — | |
| 44 | YUM | Yum! Brands Inc | Stock-Consumer Disc | 0.04% | -0.01% | — | |
| 45 | VV | Vanguard Large-cap ETF | ETF-Other | 0.03% | -0.01% | — | |
| 46 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.03% | -0.01% | -25.00% | |
| 47 | O | Realty Income CORP | Stock-Real Estate | 0.03% | — | — | |
| 48 | PFG | Principal Financial Group | Stock-Financials | 0.02% | — | — | |
| 49 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.01% | -0.01% | — | |
| 50 | OTIS | Otis Worldwide CORP | Stock-Industrials | 0.01% | -0.01% | — |
1–50 of 71
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+40.2%
- Stdev
- +16.3%
- Beta
- +1.11
- Alpha
- +1.5%
- Max Drawdown
- -12.5%
- Annualized Perf
- +25%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.41
- Stutzer
- +0.45
- Treynor
- +0.21
- Sterling
- +1.47
- Calmar
- +2
- Information Ratio
- +0.48
- Tracking Error
- +7.8%
- Stdev Down
- +7%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +53.2%
- Worst 12 Months
- +8.7%
- Efficiency Ratio
- +0.71
- Sharpe
- +1.46
- Stdev Sectors
- +11.3%
- Skewness
- +0.94
- Kurtosis
- +2.78
- Upside Potential
- +4.93
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 72 | $149.2M | 34 | ||
| 2026 Q1 | 76 | $121.9M | 72 | ||
| 2025 Q4 | 79 | $257.4M | 10 | ||
| 2025 Q3 | 79 | $258.6M | 22 | ||
| 2025 Q2 | 80 | $236.2M | 0 | ||
| 2025 Q1 | 81 | $216.2M | 100 | ||
| 2024 Q4 | 82 | $243.2M | 0 | ||
| 2024 Q3 | 83 | $231.8M | 0 | ||
| 2024 Q2 | 86 | $229.6M | 0 | ||
| 2024 Q1 | 83 | $232.9M | 0 | ||
| 2023 Q4 | 84 | $221.8M | 0 | ||
| 2023 Q3 | 82 | $199.9M | 0 | ||
| 2023 Q2 | 87 | $207.6M | 0 | ||
| 2023 Q1 | 88 | $193.6M | 0 | ||
| 2022 Q4 | 87 | $188.5M | 0 | ||
| 2022 Q3 | 85 | $174.7M | 0 | ||
| 2022 Q2 | 80 | $181.7M | 0 | ||
| 2022 Q1 | 83 | $227.6M | 0 | ||
| 2021 Q4 | 85 | $247.0M | 0 | ||
| 2021 Q3 | 84 | $222.5M | 0 | ||
| 2021 Q2 | 82 | $223.5M | 95 | ||
| 2021 Q1 | 84 | $202.6M | 14 | ||
| 2020 Q4 | 84 | $181.8M | 21 | ||
| 2020 Q3 | 83 | $150.9M | 11 | ||
| 2020 Q2 | 85 | $146.8M | 27 | ||
| 2020 Q1 | 84 | $122.1M | 31 | ||
| 2019 Q4 | 83 | $162.5M | 11 | ||
| 2019 Q3 | 89 | $154.6M | 7 | ||
| 2019 Q2 | 86 | $150.3M | 7 | ||
| 2019 Q1 | 85 | $150.7M | 15 | ||
| 2018 Q4 | 86 | $142.0M | 19 | ||
| 2018 Q3 | 88 | $168.6M | 8 | ||
| 2018 Q2 | 89 | $163.2M | 10 | ||
| 2018 Q1 | 90 | $162.2M | 8 | ||
| 2017 Q4 | 91 | $168.6M | 16 | ||
| 2017 Q3 | 89 | $157.7M | 8 | ||
| 2017 Q2 | 86 | $151.0M | 9 | ||
| 2017 Q1 | 86 | $150.0M | 8 | ||
| 2016 Q4 | 89 | $144.5M | 18 | ||
| 2016 Q3 | 90 | $128.4M | 15 | ||
| 2016 Q2 | 93 | $125.4M | 10 | ||
| 2016 Q1 | 93 | $124.8M | 12 | ||
| 2015 Q4 | 98 | $133.2M | 12 | ||
| 2015 Q3 | 96 | $126.9M | 16 | ||
| 2015 Q2 | 94 | $134.0M | 6 | ||
| 2015 Q1 | 98 | $134.4M | 9 | ||
| 2014 Q4 | 101 | $141.1M | 12 | ||
| 2014 Q3 | 97 | $135.3M | 12 | ||
| 2014 Q2 | 91 | $134.1M | 12 | ||
| 2014 Q1 | 90 | $127.4M | 19 | ||
| 2013 Q4 | 96 | $129.5M | 0 |
Holding changes this quarter
Hoertkorn Richard Charles's most significant position changes for 2026-06-30: Sold out: Apache CORP (9990302D); Sold out: Chevron CORP (CVX); Sold out: Walt Disney Co/the (DIS); Sold out: Carlyle Group Inc/the (CG); Sold out: Slb LTD (SLB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MRVL | Marvell Technology, Inc. | +7.6% | -2.31% | Trim |
| 2 | INTC | Intel CORP | +3.2% | -2.16% | Trim |
| 3 | AMD | Advanced Micro Devices | +1.4% | -3.36% | Trim |
| 4 | CSCO | Cisco Systems Inc | +0.6% | +5.79% | Add |
| 5 | PSKY | Paramount Skydance Cl B | +0.5% | +61.64% | Add |
| 6 | NVDA | Nvidia CORP | +0.4% | +48.28% | Add |
| 7 | PYPL | Paypal Holdings Inc | +0.4% | +72.97% | Add |
| 8 | GEV | GE Vernova Inc | +0.3% | -1.91% | Trim |
| 9 | AEP | American Electric Power Company, Inc. | +0.3% | -1.77% | Trim |
| 10 | BA | Boeing Co/the | +0.2% | +19.01% | Add |
| 11 | GOOGL | Alphabet Inc-cl A | 0% | -1.07% | Trim |
| 12 | LLY | Eli Lilly & Co | 0% | — | Unchanged |
| 13 | GOOG | Alphabet Inc-cl C | — | — | Unchanged |
| 14 | VOOG | Vanguard S&p 500 Growth ETF | — | +500.00% | Add |
| 15 | NTRS | Northern Trust CORP | — | — | Unchanged |
| 16 | PSA | Public Storage | — | — | Unchanged |
| 17 | SCHB | Schwab US Broad Market ETF | — | — | Unchanged |
| 18 | PFG | Principal Financial Group | — | — | Unchanged |
| 19 | BABA | Alibaba Group Holding-sp Adr | — | EXIT | Sold out |
| 20 | C | Citigroup Inc | — | — | Unchanged |
| 21 | TCBK | Trico Bancshares | — | — | Unchanged |
| 22 | V | Visa Inc-class A Shares | — | — | Unchanged |
| 23 | TSLA | Tesla Inc | — | — | Unchanged |
| 24 | BP | Bp Plc-spons Adr | — | — | Unchanged |
| 25 | ESPR | Esperion Therapeutics Inc | — | — | Unchanged |
| 26 | KIM | Kimco Realty CORP | — | — | Unchanged |
| 27 | O | Realty Income CORP | — | — | Unchanged |
| 28 | MKC | Mccormick & Co-non Vtg Shrs | — | NEW | New buy |
| 29 | TLSI | Trisalus Life Sciences Inc | — | — | Unchanged |
| 30 | CMCSA | Comcast Corp-class A | — | — | Unchanged |
| 31 | ARKK | Ark Innovation ETF | — | NEW | New buy |
| 32 | BMY | Bristol-myers Squibb Co | — | — | Unchanged |
| 33 | ARKX | Ark Space & Defense Innovati | — | NEW | New buy |
| 34 | SPOT | Spotify Technology S.A. | — | — | Unchanged |
| 35 | MAT | Mattel Inc | — | — | Unchanged |
| 36 | HAL | Halliburton Co | — | — | Unchanged |
| 37 | HAS | Hasbro Inc | — | — | Unchanged |
| 38 | EA | Electronic Arts Inc | — | — | Unchanged |
| 39 | VSNT | Versant Media Group Inc | — | — | Unchanged |
| 40 | CHDN | Churchill Downs Inc | — | — | Unchanged |
| 41 | DNP | Dnp Select Income Fund Inc | 0% | +12.90% | Add |
| 42 | SBUX | Starbucks CORP | 0% | -25.00% | Trim |
| 43 | VV | Vanguard Large-cap ETF | 0% | — | Unchanged |
| 44 | OTIS | Otis Worldwide CORP | 0% | — | Unchanged |
| 45 | YUM | Yum! Brands Inc | 0% | — | Unchanged |
| 46 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 47 | ERTH | Invesco Msci Sustainable Fut | 0% | — | Unchanged |
| 48 | AMZN | Amazon.com Inc | 0% | +2.53% | Add |
| 49 | WYNN | Wynn Resorts LTD | 0% | EXIT | Sold out |
| 50 | MMT | Aberdeen Multimarket Income | 0% | — | Unchanged |
1–50 of 78
Filing History
FAQ
What is Hoertkorn Richard Charles and what type of investor is it?
Hoertkorn Richard Charles is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $149.2M, spread across 72 disclosed positions.
What are Hoertkorn Richard Charles's largest equity positions?
Based on the latest 13F filing, Hoertkorn Richard Charles's top holdings by market value are:
1. Marvell Technology, Inc. (MRVL) — $19.5M (13.1%)
2. Alphabet Inc-cl A (GOOGL) — $14.6M (9.8%)
3. Apple Inc (AAPL) — $11.2M (7.5%)
4. Microsoft CORP (MSFT) — $10.0M (6.7%)
5. Jpmorgan Chase & Co (JPM) — $9.4M (6.3%)
What changes did Hoertkorn Richard Charles make in its most recent portfolio filing?
In the latest reported quarter, Hoertkorn Richard Charles made 40 notable position adjustments: 3 new positions were initiated, 9 existing holdings were added to, 21 positions were partially reduced, and 7 were completely exited. The largest of these moves: Sold out: Apache CORP (9990302D); Sold out: Chevron CORP (CVX); Sold out: Walt Disney Co/the (DIS); Sold out: Carlyle Group Inc/the (CG); Sold out: Slb LTD (SLB)
What sectors does Hoertkorn Richard Charles focus on?
Hoertkorn Richard Charles is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.6%
• Communication Services: 13.8%
• Financials: 13.0%
• Industrials: 8.6%
• Consumer Discretionary: 6.7%
• Utilities: 5.8%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Hoertkorn Richard Charles returned an annualized 25.0% over the trailing 36 months — outperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.11 (more volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 41.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 34 over the past 4 quarters — a shift toward more active trading.
It has added to its JNJ position over the past two quarters (+$253.8K, now $1.6M), while trimming KMI over the same stretch (-$7.7M, still holding $5.7M).
Peer Institutions
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Portfolio Stability0.0
Sector conviction70.3
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Vennlight Capital Management, LP
CIK 0002013462
Total reported value
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BW
Blodgett Wealth Advisors, LLC
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Total reported value
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Portfolio Stability19.4
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Developer Access
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