HW
HighRoad Wealth Advisors, LLC — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
HighRoad Wealth Advisors, LLCCIK: 0002079807
Momentum followerSector-focusedQuality / disciplined sizing
Total reported value
$119.7M
Reporting period: 2026-09-30 · Number of holdings: 39
HighRoad Wealth Advisors, LLC disclosed 39 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $119.7M and a quarterly turnover rate of 12.8%.
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Personality snowflake
- Concentration
- 51.59
- Portfolio Stability
- 12.82
- Momentum
- 100
- Sector conviction
- 80.98
- Diversification
- 78
- Sizing Uniformity
- 79.66
HighRoad Wealth Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.129 — mathematically equivalent to about 8 equally-sized positions, well below its 39 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.03), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.9 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy OBIL
New buy UTWO
New buy UTRE
Sold out CMI
New buy UFIV
Trim QQQ
-7.7% -$887.3K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 29.17% | -0.72% | -3.52% | |
| 2 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 10.21% | -0.36% | -2.52% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 9.47% | -0.84% | -7.68% | |
| 4 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 8.45% | -0.26% | -1.22% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 7.74% | -0.12% | -2.92% | |
| 6 | VO | Vanguard Mid-cap ETF | ETF-Other | 6.73% | -0.24% | +0.07% | |
| 7 | VB | Vanguard Small-cap ETF | ETF-Other | 6.58% | -0.43% | +1.00% | |
| 8 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 3.13% | — | +1.70% | |
| 9 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.33% | -0.01% | -0.18% | |
| 10 | OBIL | F/m US Treasury 12 Month Bil | ETF-Gov Bonds | 1.31% | +1.31% | NEW | |
| 11 | UTWO | F/m US Treasury 2 Year Note | ETF-Gov Bonds | 1.25% | +1.25% | NEW | |
| 12 | AAPL | Apple Inc | Stock-Tech | 1.10% | +0.10% | -4.25% | |
| 13 | UTRE | F/m US Treasury 3 Year Note | ETF-Gov Bonds | 1.05% | +1.05% | NEW | |
| 14 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.03% | -0.06% | -0.74% | |
| 15 | UFIV | F/m US Treasury 5 Year Note | ETF-Gov Bonds | 0.94% | +0.94% | NEW | |
| 16 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.86% | +0.04% | — | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 0.85% | +0.23% | — | |
| 18 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.81% | -0.02% | -0.60% | |
| 19 | XBIL | F/m US Treasury 6 Month Bill | ETF-Gov Bonds | 0.74% | +0.74% | NEW | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.73% | +0.02% | +2.14% | |
| 21 | EWX | State Street Spdr S&p Emergi | ETF-Other | 0.52% | -0.03% | — | |
| 22 | PATK | Patrick Industries Inc | Stock-Consumer Disc | 0.50% | -0.58% | -38.59% | |
| 23 | USVN | F/m US Treasury 7 Year Note | ETF-Gov Bonds | 0.48% | +0.48% | NEW | |
| 24 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.47% | -0.02% | — | |
| 25 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.45% | -0.09% | — | |
| 26 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.45% | -0.05% | -1.54% | |
| 27 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.44% | +0.03% | +6.85% | |
| 28 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.40% | -0.04% | -1.46% | |
| 29 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.39% | -0.01% | -5.59% | |
| 30 | CAT | Caterpillar Inc | Stock-Industrials | 0.39% | -0.45% | -37.97% | |
| 31 | UTEN | F/m US Treasury 10 Year Note | ETF-Gov Bonds | 0.36% | +0.36% | NEW | |
| 32 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.31% | — | — | |
| 33 | VUG | Vanguard Growth ETF | ETF-Other | 0.27% | +0.01% | — | |
| 34 | CVX | Chevron CORP | Stock-Energy | 0.19% | +0.19% | NEW | |
| 35 | IBM | Intl Business Machines CORP | Stock-Tech | 0.19% | -0.06% | — | |
| 36 | NVDA | Nvidia CORP | Stock-Tech | 0.19% | +0.01% | -4.73% | |
| 37 | CB | Chubb Limited | Stock-Financials | 0.18% | -0.01% | — | |
| 38 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.17% | — | — | |
| 39 | CSCO | Cisco Systems Inc | Stock-Tech | 0.17% | -0.02% | — |
Portfolio Performance
Performance for Q4 2026
+1.4%
Performance Last 4 Quarters
+8.2%
- Stdev
- +14.8%
- Beta
- +0.91
- Alpha
- -5.1%
- Max Drawdown
- -1.4%
- Annualized Perf
- +12.5%
- Batting Avg vs S&P
- +12.5%
- Sortino
- +1.89
- Stutzer
- +0.27
- Treynor
- +0.14
- Sterling
- —
- Calmar
- +8.86
- Information Ratio
- -2.61
- Tracking Error
- +2.6%
- Stdev Down
- +6.7%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.34
- Sharpe
- +0.86
- Stdev Sectors
- +13.1%
- Skewness
- +0.5
- Kurtosis
- -0.31
- Upside Potential
- +3.61
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
HighRoad Wealth Advisors, LLC's most significant position changes for 2026-09-30: New buy: F/m US Treasury 12 Month Bil (OBIL); New buy: F/m US Treasury 2 Year Note (UTWO); New buy: F/m US Treasury 3 Year Note (UTRE); Sold out: Cummins Inc (CMI); New buy: F/m US Treasury 5 Year Note (UFIV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | OBIL | F/m US Treasury 12 Month Bil | +1.3% | NEW | New buy |
| 2 | UTWO | F/m US Treasury 2 Year Note | +1.3% | NEW | New buy |
| 3 | UTRE | F/m US Treasury 3 Year Note | +1.1% | NEW | New buy |
| 4 | UFIV | F/m US Treasury 5 Year Note | +0.9% | NEW | New buy |
| 5 | XBIL | F/m US Treasury 6 Month Bill | +0.7% | NEW | New buy |
| 6 | USVN | F/m US Treasury 7 Year Note | +0.5% | NEW | New buy |
| 7 | UTEN | F/m US Treasury 10 Year Note | +0.4% | NEW | New buy |
| 8 | MSFT | Microsoft CORP | +0.2% | — | Unchanged |
| 9 | CVX | Chevron CORP | +0.2% | NEW | New buy |
| 10 | AAPL | Apple Inc | +0.1% | -4.25% | Trim |
| 11 | VGT | Vanguard Info Tech ETF | 0% | — | Unchanged |
| 12 | VTI | Vanguard Total Stock Mkt ETF | 0% | +6.85% | Add |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +2.14% | Add |
| 14 | NVDA | Nvidia CORP | 0% | -4.73% | Trim |
| 15 | VUG | Vanguard Growth ETF | 0% | — | Unchanged |
| 16 | VWO | Vanguard Ftse Emerging Marke | — | +1.70% | Add |
| 17 | JPM | Jpmorgan Chase & Co | — | — | Unchanged |
| 18 | IWB | Ishares Russell 1000 ETF | — | — | Unchanged |
| 19 | CB | Chubb Limited | 0% | — | Unchanged |
| 20 | AMZN | Amazon.com Inc | 0% | -5.59% | Trim |
| 21 | EFA | Ishares Msci Eafe ETF | 0% | -0.18% | Trim |
| 22 | SVC | Service Properties Trust | 0% | EXIT | Sold out |
| 23 | VIG | Vanguard Dividend Apprec ETF | 0% | -0.60% | Trim |
| 24 | CSCO | Cisco Systems Inc | 0% | — | Unchanged |
| 25 | EEM | Ishares Msci Emerging Market | 0% | — | Unchanged |
| 26 | EWX | State Street Spdr S&p Emergi | 0% | — | Unchanged |
| 27 | IJH | Ishares Core S&p Midcap ETF | 0% | -1.46% | Trim |
| 28 | IJR | Ishares Core S&p Small-cap E | -0.1% | -1.54% | Trim |
| 29 | IBM | Intl Business Machines CORP | -0.1% | — | Unchanged |
| 30 | LLY | Eli Lilly & Co | -0.1% | -0.74% | Trim |
| 31 | TSLA | Tesla Inc | -0.1% | — | Unchanged |
| 32 | IVV | Ishares Core S&p 500 ETF | -0.1% | -2.92% | Trim |
| 33 | OEF | Ishares S&p 100 ETF | -0.2% | EXIT | Sold out |
| 34 | LMT | Lockheed Martin CORP | -0.2% | EXIT | Sold out |
| 35 | SHW | Sherwin-williams Co/the | -0.2% | EXIT | Sold out |
| 36 | WMT | Walmart Inc | -0.2% | EXIT | Sold out |
| 37 | VO | Vanguard Mid-cap ETF | -0.2% | +0.07% | Add |
| 38 | VEA | Vanguard Ftse Developed ETF | -0.3% | -1.22% | Trim |
| 39 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -0.4% | -2.52% | Trim |
| 40 | VB | Vanguard Small-cap ETF | -0.4% | +1.00% | Add |
| 41 | CAT | Caterpillar Inc | -0.5% | -37.97% | Trim |
| 42 | TJX | Tjx Companies Inc | -0.5% | EXIT | Sold out |
| 43 | PATK | Patrick Industries Inc | -0.6% | -38.59% | Trim |
| 44 | VOO | Vanguard S&p 500 ETF | -0.7% | -3.52% | Trim |
| 45 | QQQ | Invesco Qqq Trust Series 1 | -0.8% | -7.68% | Trim |
| 46 | CMI | Cummins Inc | -1% | EXIT | Sold out |
Filing History
FAQ
What is HighRoad Wealth Advisors, LLC and what type of investor is it?
HighRoad Wealth Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $119.7M, spread across 39 disclosed positions.
What are HighRoad Wealth Advisors, LLC's largest equity positions?
Based on the latest 13F filing, HighRoad Wealth Advisors, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $34.9M (29.2%)
2. Ss Spdr Bb 1-3m T-bill ETF (BIL) — $12.2M (10.2%)
3. Invesco Qqq Trust Series 1 (QQQ) — $11.3M (9.5%)
4. Vanguard Ftse Developed ETF (VEA) — $10.1M (8.4%)
5. Ishares Core S&p 500 ETF (IVV) — $9.3M (7.7%)
What changes did HighRoad Wealth Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, HighRoad Wealth Advisors, LLC made 35 notable position adjustments: 8 new positions were initiated, 5 existing holdings were added to, 15 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: F/m US Treasury 12 Month Bil (OBIL); New buy: F/m US Treasury 2 Year Note (UTWO); New buy: F/m US Treasury 3 Year Note (UTRE); Sold out: Cummins Inc (CMI); New buy: F/m US Treasury 5 Year Note (UFIV)
What sectors does HighRoad Wealth Advisors, LLC focus on?
HighRoad Wealth Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.0%
• Consumer Discretionary: 22.6%
• Health Care: 17.4%
• Financials: 8.1%
• Industrials: 6.6%
• Energy: 3.3%
Investment Profile
HighRoad Wealth Advisors, LLC returned an annualized 12.5% over the trailing 8 months — underperforming the S&P 500 by 5.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.91 (roughly in line with the market) and a 13% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 42.0% of the portfolio concentrated in Information Technology.
It has added to its VWO position over the past two quarters (+$484.3K, now $3.7M), while trimming PATK over the same stretch (-$993.1K, still holding $595.2K).
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