CIK: 0001320005
Total reported value
$658.9M
Reporting period: 2017-06-30 · Number of holdings: 198
HERNDON CAPITAL MANAGEMENT LLC disclosed 198 holdings in its latest 13F filing for the period ending 2017-06-30, with total reported value of $658.9M and a quarterly turnover rate of 23.6%.
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Herndon Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 42 equally-sized positions, well below its 198 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.93), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim HRSEUR
-99.9% -$17.0M
Add YUM
+84.8% $7.6M
Trim NEU
-45.9% -$7.5M
Trim AAPL
-33.6% -$7.7M
Add VLO
+59.7% $6.3M
Trim HPQ
-56.3% -$7.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPGI | S&p Global INC | Stock-Financials | 3.55% | +0.28% | -6.58% | |
| 2 | CBOE | Cboe Global Markets INC | Stock-Financials | 3.21% | +0.28% | -6.66% | |
| 3 | ABBV | Abbvie INC | Stock-Healthcare | 3.17% | +0.25% | -6.55% | |
| 4 | GILD | Gilead Sciences INC | Stock-Healthcare | 3.16% | +0.05% | -6.39% | |
| 5 | AXP | American Express Co | Stock-Financials | 3.03% | — | -6.57% | |
| 6 | ✓ | Mylan N V | Stock-Other | 3.01% | -0.09% | -6.41% | |
| 7 | AES | Aes CORP | Stock-Utilities | 2.96% | -0.10% | -6.47% | |
| 8 | ROK | Rockwell Automation, Inc. | Stock-Industrials | 2.90% | +0.14% | -6.66% | |
| 9 | LYB | LyondellBasell Industries N.V. | Stock-Materials | 2.75% | -0.30% | -6.39% | |
| 10 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.71% | +0.02% | -6.06% | |
| 11 | ✓ | Tesoro CORP | Stock-Other | 2.67% | +0.30% | -6.45% | |
| 12 | EVEUR | Eaton Vance CORP | Stock-Other | 2.64% | +0.06% | -6.65% | |
| 13 | MCO | Moody's CORP | Stock-Financials | 2.61% | +0.13% | -6.66% | |
| 14 | DFSEUR | Discover Financial Services | Stock-Other | 2.52% | -0.33% | -6.43% | |
| 15 | PM | Philip Morris International | Stock-Consumer Staples | 2.52% | +0.02% | -6.87% | |
| 16 | VLO | Valero Energy CORP | Stock-Energy | 2.49% | +1.02% | +59.67% | |
| 17 | CPB | THE Campbell's Company | Stock-Consumer Staples | 2.39% | -0.31% | -6.36% | |
| 18 | SYF | Synchrony Financial | Stock-Financials | 2.39% | -0.44% | -6.49% | |
| 19 | LMT | Lockheed Martin CORP | Stock-Industrials | 2.38% | +0.02% | -6.50% | |
| 20 | AAPL | Apple INC | Stock-Tech | 2.32% | -1.03% | -33.62% | |
| 21 | OMC | Omnicom Group | Stock-Comm Services | 2.31% | +0.88% | +61.25% | |
| 22 | CBRE | Cbre Group INC - A | Stock-Real Estate | 2.29% | +0.04% | -6.48% | |
| 23 | KR | Kroger Co | Stock-Consumer Staples | 2.25% | +0.36% | +44.40% | |
| 24 | MA | Mastercard INC - A | Stock-Financials | 2.16% | — | -6.58% | |
| 25 | YUM | Yum! Brands INC | Stock-Consumer Disc | 2.16% | +1.19% | +84.78% | |
| 26 | MMM | 3m Co | Stock-Industrials | 2.15% | +2.15% | NEW | |
| 27 | WDC | Western Digital CORP | Stock-Tech | 2.09% | -0.86% | -36.69% | |
| 28 | URI | United Rentals INC | Stock-Industrials | 2.08% | -0.30% | -6.65% | |
| 29 | ACN | Accenture plc | Stock-Tech | 2.04% | +0.01% | -6.40% | |
| 30 | PEP | Pepsico INC | Stock-Consumer Staples | 2.00% | +2.00% | NEW | |
| 31 | TJX | Tjx Companies INC | Stock-Consumer Disc | 2.00% | -0.25% | -6.42% | |
| 32 | MO | Altria Group INC | Stock-Consumer Staples | 1.94% | +0.03% | -6.65% | |
| 33 | MPC | Marathon Petroleum CORP | Stock-Energy | 1.88% | +0.02% | -6.67% | |
| 34 | ROST | Ross Stores INC | Stock-Consumer Disc | 1.78% | +0.73% | +85.55% | |
| 35 | AMP | Ameriprise Financial INC | Stock-Financials | 1.75% | -0.08% | -6.61% | |
| 36 | FHI | Federated Hermes INC | Stock-Financials | 1.67% | — | -6.46% | |
| 37 | VZ | Verizon Communications INC | Stock-Comm Services | 1.66% | -0.20% | -6.43% | |
| 38 | WU | Western Union Co | Stock-Financials | 1.66% | -0.16% | -6.46% | |
| 39 | AMG | Affiliated Managers Group | Stock-Financials | 1.59% | -0.02% | -6.46% | |
| 40 | BFH | Bread Financial Holdings INC | Stock-Financials | 1.43% | +0.01% | -6.41% | |
| 41 | NEU | Newmarket CORP | Stock-Materials | 1.39% | -1.04% | -45.89% | |
| 42 | CE | Celanese CORP | Stock-Materials | 1.25% | — | -6.95% | |
| 43 | HPQ | Hp INC | Stock-Tech | 0.80% | -0.99% | -56.34% | |
| 44 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.24% | — | -8.79% | |
| 45 | TLK | Telkom Indonesia Persero-adr | Stock-Other | 0.24% | +0.18% | +250.43% | |
| 46 | IBN | Icici Bank Ltd-spon Adr | Stock-Financials | 0.24% | +0.18% | +247.02% | |
| 47 | MGA | Magna International INC | Stock-Consumer Disc | 0.23% | +0.23% | NEW | |
| 48 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.23% | +0.17% | +213.62% | |
| 49 | RYAAY | Ryanair Holdings Plc-sp Adr | Stock-Industrials | 0.21% | +0.16% | +218.83% | |
| 50 | ✓ | Agrium INC | Stock-Other | 0.19% | +0.13% | +214.84% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-06-30 | 198 | $658.9M | 24 | |
| 2017-03-31 | 189 | $686.1M | 18 | |
| 2016-12-31 | 216 | $756.9M | 93 | |
| 2016-09-30 | 616 | $2.0B | 42 | |
| 2016-06-30 | 633 | $2.6B | 52 | |
| 2016-03-31 | 185 | $4.0B | 37 | |
| 2015-12-31 | 205 | $4.7B | 34 | |
| 2015-09-30 | 212 | $5.1B | 44 | |
| 2015-06-30 | 200 | $6.0B | 37 | |
| 2015-03-31 | 200 | $6.7B | 30 | |
| 2014-12-31 | 202 | $7.4B | 24 | |
| 2014-09-30 | 162 | $7.6B | 33 | |
| 2014-06-30 | 166 | $8.0B | 31 | |
| 2014-03-31 | 162 | $7.8B | 30 | |
| 2013-12-31 | 175 | $7.9B | 27 | |
| 2013-09-30 | 180 | $7.6B | 38 | |
| 2013-06-30 | 177 | $6.7B | 0 |
Herndon Capital Management LLC's most significant position changes for 2017-06-30: Sold out: Hewlett Packard Enterprise (HPE); New buy: 3m Co (MMM); New buy: Pepsico INC (PEP); New buy: Magna International INC (MGA); New buy: Itau Unibanco H-spon Prf Adr (ITUB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | YUM | Yum! Brands INC | +1.2% | +84.78% | Add |
| 2 | VLO | Valero Energy CORP | +1% | +59.67% | Add |
| 3 | OMC | Omnicom Group | +0.9% | +61.25% | Add |
| 4 | ROST | Ross Stores INC | +0.7% | +85.55% | Add |
| 5 | KR | Kroger Co | +0.4% | +44.40% | Add |
| 6 | ✓ | Tesoro CORP | +0.3% | -6.45% | Trim |
| 7 | CBOE | Cboe Global Markets INC | +0.3% | -6.66% | Trim |
| 8 | SPGI | S&p Global INC | +0.3% | -6.58% | Trim |
| 9 | ABBV | Abbvie INC | +0.3% | -6.55% | Trim |
| 10 | TLK | Telkom Indonesia Persero-adr | +0.2% | +250.43% | Add |
| 11 | IBN | Icici Bank Ltd-spon Adr | +0.2% | +247.02% | Add |
| 12 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +213.62% | Add |
| 13 | RYAAY | Ryanair Holdings Plc-sp Adr | +0.2% | +218.83% | Add |
| 14 | ROK | Rockwell Automation, Inc. | +0.1% | -6.66% | Trim |
| 15 | ✓ | Agrium INC | +0.1% | +214.84% | Add |
| 16 | MCO | Moody's CORP | +0.1% | -6.66% | Trim |
| 17 | EVEUR | Eaton Vance CORP | +0.1% | -6.65% | Trim |
| 18 | GILD | Gilead Sciences INC | +0.1% | -6.39% | Trim |
| 19 | CBRE | Cbre Group INC - A | 0% | -6.48% | Trim |
| 20 | NTES | Netease Inc-adr | 0% | +65.20% | Add |
| 21 | MO | Altria Group INC | 0% | -6.65% | Trim |
| 22 | UPS | United Parcel Service-cl B | 0% | -6.06% | Trim |
| 23 | PM | Philip Morris International | 0% | -6.87% | Trim |
| 24 | LMT | Lockheed Martin CORP | 0% | -6.50% | Trim |
| 25 | MPC | Marathon Petroleum CORP | 0% | -6.67% | Trim |
| 26 | ACN | Accenture plc | 0% | -6.40% | Trim |
| 27 | BFH | Bread Financial Holdings INC | 0% | -6.41% | Trim |
| 28 | AMG | Affiliated Managers Group | 0% | -6.46% | Trim |
| 29 | AMP | Ameriprise Financial INC | -0.1% | -6.61% | Trim |
| 30 | ✓ | Mylan N V | -0.1% | -6.41% | Trim |
| 31 | AES | Aes CORP | -0.1% | -6.47% | Trim |
| 32 | WU | Western Union Co | -0.2% | -6.46% | Trim |
| 33 | VZ | Verizon Communications INC | -0.2% | -6.43% | Trim |
| 34 | TJX | Tjx Companies INC | -0.3% | -6.42% | Trim |
| 35 | LYB | LyondellBasell Industries N.V. | -0.3% | -6.39% | Trim |
| 36 | URI | United Rentals INC | -0.3% | -6.65% | Trim |
| 37 | CPB | THE Campbell's Company | -0.3% | -6.36% | Trim |
| 38 | DFSEUR | Discover Financial Services | -0.3% | -6.43% | Trim |
| 39 | SYF | Synchrony Financial | -0.4% | -6.49% | Trim |
| 40 | WDC | Western Digital CORP | -0.9% | -36.69% | Trim |
| 41 | HPQ | Hp INC | -1% | -56.34% | Trim |
| 42 | AAPL | Apple INC | -1% | -33.62% | Trim |
| 43 | NEU | Newmarket CORP | -1% | -45.89% | Trim |
| 44 | HRSEUR | L3harris Technologies INC | -2.5% | -99.87% | Trim |
| 45 | HPE | Hewlett Packard Enterprise | — | EXIT | Sold out |
| 46 | MMM | 3m Co | — | NEW | New buy |
| 47 | PEP | Pepsico INC | — | NEW | New buy |
| 48 | MGA | Magna International INC | — | NEW | New buy |
| 49 | ITUB | Itau Unibanco H-spon Prf Adr | — | NEW | New buy |
| 50 | INFY | Infosys Ltd-sp Adr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-06-30 | 2017-08-04 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-10 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-02 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-07 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-11-07 | Amendment | View on EDGAR |
| 2016-06-30 | 2016-07-29 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-06 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-13 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-24 | Amendment | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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