HG
Herbst Group, LLC 13F Filings & Institutional Holdings (Q3 2026)
Herbst Group, LLCCIK: 0001909319
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$175.7M
Reporting period: 2026-09-30 · Number of holdings: 72
HERBST GROUP, LLC disclosed 72 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $175.7M and a quarterly turnover rate of 37.0%.
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Personality snowflake
- Concentration
- 9.72
- Portfolio Stability
- 37.05
- Momentum
- 100
- Sector conviction
- 74.27
- Diversification
- 100
- Sizing Uniformity
- 91.29
Herbst Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 41 equally-sized positions, well below its 72 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.87), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 42% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out META
Sold out VRT
Sold out JEPQ
Trim AMLP
-63.7% -$2.5M
Sold out SPMO
Add VOO
+81.9% $2.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.68% | +0.09% | -3.19% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.46% | +0.16% | -3.44% | |
| 3 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.55% | -0.12% | -3.81% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.41% | +0.97% | -2.63% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 3.31% | +0.56% | +0.14% | |
| 6 | XLV | Ss Health Care Select Sector | ETF-Other | 3.14% | +0.24% | -2.43% | |
| 7 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.90% | +0.19% | -2.02% | |
| 8 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.86% | +0.02% | -0.05% | |
| 9 | RTX | Rtx CORP | Stock-Industrials | 2.80% | -0.03% | -2.93% | |
| 10 | PANW | Palo Alto Networks Inc | Stock-Tech | 2.77% | +0.05% | -16.25% | |
| 11 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 2.65% | +0.56% | +6.04% | |
| 12 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.62% | +1.27% | +81.89% | |
| 13 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 2.58% | +0.23% | -10.68% | |
| 14 | GE | General Electric | Stock-Industrials | 2.58% | -0.63% | -7.97% | |
| 15 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 2.54% | +0.11% | +188.03% | |
| 16 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 2.37% | -0.16% | +4.82% | |
| 17 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 2.21% | +1.25% | +120.98% | |
| 18 | GEV | GE Vernova Inc | Stock-Industrials | 2.10% | -1.13% | -23.27% | |
| 19 | XLE | Ss Energy Select Sector | ETF-Other | 2.07% | +0.37% | +0.71% | |
| 20 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 1.96% | +0.16% | +0.75% | |
| 21 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.95% | +0.52% | +33.69% | |
| 22 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 1.90% | -0.04% | -3.33% | |
| 23 | XLK | Ss Technology Select Sector | ETF-Tech | 1.85% | +0.01% | -6.24% | |
| 24 | GD | General Dynamics CORP | Stock-Industrials | 1.70% | +0.02% | +3.45% | |
| 25 | BIP | Brookfield Infrastructure Partners L.P. | Stock-Utilities | 1.68% | +0.25% | +15.43% | |
| 26 | XLF | Ss Financial Select Sector | ETF-Other | 1.66% | +0.10% | +2.51% | |
| 27 | NUKZ | Range Nuclear Renaissance | ETF-Other | 1.52% | -0.22% | -5.26% | |
| 28 | GNRC | Generac Holdings Inc | Stock-Industrials | 1.48% | +0.35% | +77.25% | |
| 29 | GLW | Corning Inc | Stock-Tech | 1.44% | -1.00% | -5.91% | |
| 30 | QQQI | Neos Nasdaq-100 High Inc ETF | ETF-Tech | 1.43% | +0.77% | +109.51% | |
| 31 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 1.41% | -0.01% | -4.90% | |
| 32 | SHLD | Global X Defense Tech ETF | ETF-Tech | 1.24% | +0.06% | -0.21% | |
| 33 | ✓ | Stock-Other | 1.19% | +1.19% | NEW | ||
| 34 | MLPI | Neos Mlp Enrgy Hgh Inc ETF | ETF-Other | 1.16% | +1.16% | NEW | |
| 35 | WMB | Williams Cos Inc | Stock-Energy | 0.97% | -0.06% | -1.38% | |
| 36 | CRWV | Coreweave Inc-cl A | Stock-Tech | 0.96% | -0.47% | -26.49% | |
| 37 | IFRA | Ishares US Infrastructure | ETF-Other | 0.91% | -0.13% | -4.26% | |
| 38 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.90% | +0.90% | NEW | |
| 39 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.89% | +0.55% | +148.42% | |
| 40 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.88% | +0.88% | NEW | |
| 41 | AFRM | Affirm Holdings Inc | Stock-Financials | 0.86% | -0.08% | +3.29% | |
| 42 | FSTA | Fidelity Msci Cons Stap Indx | ETF-Other | 0.86% | -0.24% | -22.80% | |
| 43 | IWMI | Neos Russell 2000 High Inc | ETF-Small Cap | 0.85% | -0.06% | -2.24% | |
| 44 | AMLP | Alerian Mlp ETF | ETF-Other | 0.82% | -1.35% | -63.68% | |
| 45 | XLI | Ss Industrial Select Sector | ETF-Other | 0.82% | +0.82% | NEW | |
| 46 | ✓ | Stock-Other | 0.77% | +0.77% | NEW | ||
| 47 | LHX | L3harris Technologies Inc | Stock-Industrials | 0.77% | -1.07% | -50.97% | |
| 48 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.74% | +0.06% | +4.47% | |
| 49 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.66% | +0.15% | +34.56% | |
| 50 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 0.59% | +0.59% | NEW |
1–50 of 72
Portfolio Performance
Performance for Q4 2026
+0.3%
Performance Last 4 Quarters
+10.6%
- Stdev
- +12.5%
- Beta
- +0.97
- Alpha
- -0.3%
- Max Drawdown
- -8.4%
- Annualized Perf
- +22.7%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.87
- Stutzer
- +0.5
- Treynor
- +0.22
- Sterling
- +1.44
- Calmar
- +2.7
- Information Ratio
- -0.24
- Tracking Error
- +3.8%
- Stdev Down
- +5.5%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +38.2%
- Worst 12 Months
- +5.4%
- Efficiency Ratio
- +0.74
- Sharpe
- +1.71
- Stdev Sectors
- +12.4%
- Skewness
- 0
- Kurtosis
- -0.41
- Upside Potential
- +5.41
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 72 | $175.7M | 37 | ||
| 2026 Q2 | 65 | $183.5M | 40 | ||
| 2026 Q1 | 59 | $161.9M | 50 | ||
| 2025 Q4 | 62 | $170.0M | 39 | ||
| 2025 Q3 | 51 | $160.9M | 43 | ||
| 2025 Q2 | 56 | $166.9M | 0 | ||
| 2025 Q1 | 53 | $141.3M | 0 | ||
| 2024 Q4 | 60 | $160.4M | 0 | ||
| 2024 Q3 | 58 | $161.4M | 0 | ||
| 2024 Q2 | 63 | $164.5M | 0 | ||
| 2024 Q1 | 63 | $161.6M | 0 | ||
| 2023 Q4 | 61 | $155.9M | 0 | ||
| 2023 Q3 | 71 | $140.1M | 0 | ||
| 2023 Q2 | 71 | $144.7M | 0 | ||
| 2023 Q1 | 72 | $141.5M | 0 | ||
| 2022 Q4 | 69 | $123.7M | 0 | ||
| 2022 Q3 | 75 | $121.9M | 0 | ||
| 2022 Q2 | 77 | $126.5M | 0 | ||
| 2022 Q1 | 73 | $153.1M | 0 | ||
| 2021 Q4 | 80 | $162.3M | 0 |
Holding changes this quarter
Herbst Group, LLC's most significant position changes for 2026-09-30: Sold out: Meta Platforms Inc-class A (META); Sold out: Vertiv Holdings Co-a (VRT); Sold out: JPM Nasdaq Equity Premium (JEPQ); Sold out: Invesco S&p 500 Momentum ETF (SPMO); Sold out: Bloom Energy Corp- A (BE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | +1.3% | +81.89% | Add |
| 2 | SPYI | Neos S&p 500 High Income ETF | +1.3% | +120.98% | Add |
| 3 | ✓ | +1.2% | NEW | New buy | |
| 4 | MLPI | Neos Mlp Enrgy Hgh Inc ETF | +1.2% | NEW | New buy |
| 5 | MSFT | Microsoft CORP | +1% | -2.63% | Trim |
| 6 | TSLA | Tesla Inc | +0.9% | NEW | New buy |
| 7 | LMT | Lockheed Martin CORP | +0.9% | NEW | New buy |
| 8 | XLI | Ss Industrial Select Sector | +0.8% | NEW | New buy |
| 9 | ✓ | +0.8% | NEW | New buy | |
| 10 | QQQI | Neos Nasdaq-100 High Inc ETF | +0.8% | +109.51% | Add |
| 11 | GRID | First Trst Nasd Cl Edg Sgiif | +0.6% | NEW | New buy |
| 12 | CIBR | First Trust Nasdaq Cybersecu | +0.6% | +6.04% | Add |
| 13 | AAPL | Apple Inc | +0.6% | +0.14% | Add |
| 14 | QQQM | Invesco Nasdaq 100 ETF | +0.6% | +148.42% | Add |
| 15 | RSP | Invesco S&p 500 Equal Weight | +0.5% | +33.69% | Add |
| 16 | AVAV | Aerovironment Inc | +0.5% | NEW | New buy |
| 17 | AIPO | Defiance Ai & Power Infr ETF | +0.4% | NEW | New buy |
| 18 | NLR | Vaneck Urani & Nuclr Etf-usd | +0.4% | NEW | New buy |
| 19 | XLE | Ss Energy Select Sector | +0.4% | +0.71% | Add |
| 20 | GNRC | Generac Holdings Inc | +0.4% | +77.25% | Add |
| 21 | RSPA | Invesco S&p 500 Ew Income Ad | +0.3% | NEW | New buy |
| 22 | BIP | Brookfield Infrastructure Partners L.P. | +0.3% | +15.43% | Add |
| 23 | REMX | Vaneck Rar Earth Nd Stg-usdi | +0.2% | NEW | New buy |
| 24 | XLV | Ss Health Care Select Sector | +0.2% | -2.43% | Trim |
| 25 | IGV | Ishares Expanded Tech-softwa | +0.2% | -10.68% | Trim |
| 26 | XAR | Ss Spdr S&p Aerospace Def | +0.2% | NEW | New buy |
| 27 | WQTM | Wisdomtree Quantum Comp Fund | +0.2% | NEW | New buy |
| 28 | AMZN | Amazon.com Inc | +0.2% | -2.02% | Trim |
| 29 | BAM | Brookfield Asset Mgmt-a | +0.2% | NEW | New buy |
| 30 | MUB | Ishares National Muni Bond E | +0.2% | NEW | New buy |
| 31 | XLC | Ss Comm Select Sector Spdr | +0.2% | +0.75% | Add |
| 32 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | -3.44% | Trim |
| 33 | IWM | Ishares Russell 2000 ETF | +0.2% | +34.56% | Add |
| 34 | ACHR | Archer Aviation Inc-a | +0.1% | NEW | New buy |
| 35 | VUG | Vanguard Growth ETF | +0.1% | NEW | New buy |
| 36 | VTV | Vanguard Value ETF | +0.1% | NEW | New buy |
| 37 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +188.03% | Add |
| 38 | XLF | Ss Financial Select Sector | +0.1% | +2.51% | Add |
| 39 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | -3.19% | Trim |
| 40 | BUG | Global X Cybersecurity ETF | +0.1% | +36.36% | Add |
| 41 | AVGO | Broadcom Inc | +0.1% | +16.67% | Add |
| 42 | JAAA | Janus Henderson Aaa Clo ETF | +0.1% | +4.47% | Add |
| 43 | SHLD | Global X Defense Tech ETF | +0.1% | -0.21% | Trim |
| 44 | PANW | Palo Alto Networks Inc | +0.1% | -16.25% | Trim |
| 45 | ARTY | Ishares Future Ai & Tech ETF | +0.1% | +4.20% | Add |
| 46 | IAUI | Neos Gold High Income ETF | 0% | +9.84% | Add |
| 47 | LLY | Eli Lilly & Co | 0% | -0.05% | Trim |
| 48 | GD | General Dynamics CORP | 0% | +3.45% | Add |
| 49 | XLK | Ss Technology Select Sector | 0% | -6.24% | Trim |
| 50 | THRO | Ishares U.s. Thematic Rotati | 0% | — | Unchanged |
1–50 of 84
Filing History
FAQ
What is Herbst Group, LLC and what type of investor is it?
Herbst Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $175.7M, spread across 72 disclosed positions.
What are Herbst Group, LLC's largest equity positions?
Based on the latest 13F filing, Herbst Group, LLC's top holdings by market value are:
1. Invesco Qqq Trust Series 1 (QQQ) — $10.0M (5.7%)
2. Ss Spdr S&p 500 ETF Trust-us (SPY) — $9.6M (5.5%)
3. Alphabet Inc-cl A (GOOGL) — $6.2M (3.5%)
4. Microsoft CORP (MSFT) — $6.0M (3.4%)
5. Apple Inc (AAPL) — $5.8M (3.3%)
What changes did Herbst Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Herbst Group, LLC made 80 notable position adjustments: 19 new positions were initiated, 22 existing holdings were added to, 27 positions were partially reduced, and 12 were completely exited. The largest of these moves: Sold out: Meta Platforms Inc-class A (META); Sold out: Vertiv Holdings Co-a (VRT); Sold out: JPM Nasdaq Equity Premium (JEPQ); Sold out: Invesco S&p 500 Momentum ETF (SPMO); Sold out: Bloom Energy Corp- A (BE)
What sectors does Herbst Group, LLC focus on?
Herbst Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.7%
• Industrials: 31.2%
• Consumer Discretionary: 9.0%
• Communication Services: 8.4%
• Health Care: 6.8%
• Utilities: 4.0%
Investment Profile
Herbst Group, LLC returned an annualized 22.7% over the trailing 36 months — underperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.97 (roughly in line with the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 35.7% of the portfolio concentrated in Information Technology.
It has added to its CIBR position over the past two quarters (+$4.3M, now $4.7M), while trimming AMLP over the same stretch (-$2.8M, still holding $1.4M).
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