HI
HawsGoodwin Investment Management LLC Historical SEC 13F Holdings & Archive (Q4 2021)
HawsGoodwin Investment Management LLCCIK: 0001799500
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$343.2M
Reporting period: 2021-12-31 · Number of holdings: 113
HawsGoodwin Investment Management LLC disclosed 113 holdings in its latest 13F filing for the period ending 2021-12-31, with total reported value of $343.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 14.17
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 49.75
- Diversification
- 100
- Sizing Uniformity
- 82.6
HawsGoodwin Investment Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 28 equally-sized positions, well below its 113 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.74), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 11.64% | — | +2.25% | |
| 2 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 5.90% | — | +2.25% | |
| 3 | IAU | Ishares Gold Trust | ETF-Commodities | 5.60% | — | +6.33% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 4.68% | — | +11.34% | |
| 5 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 4.42% | — | -0.78% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.70% | — | +2.09% | |
| 7 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 3.66% | — | +3.17% | |
| 8 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 3.63% | — | -0.50% | |
| 9 | IXN | Ishares Global Tech ETF | ETF-Tech | 2.74% | — | +0.98% | |
| 10 | COMT | Ishares Gsci Commodity Dynam | ETF-Commodities | 2.63% | — | +9.22% | |
| 11 | IYE | Ishares U.s. Energy ETF | ETF-Other | 2.32% | — | +3.20% | |
| 12 | VB | Vanguard Small-cap ETF | ETF-Other | 2.28% | — | +6.31% | |
| 13 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 2.10% | — | -22.51% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 2.05% | — | -0.56% | |
| 15 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.93% | — | -13.23% | |
| 16 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.82% | — | -15.49% | |
| 17 | AN | Autonation Inc | Stock-Consumer Disc | 1.62% | — | +0.20% | |
| 18 | MBB | Ishares Mbs ETF | ETF-Other | 1.56% | — | -37.85% | |
| 19 | FALN | Ishares Fallen Angels ETF | ETF-Other | 1.37% | — | +3.56% | |
| 20 | GLD | Spdr Gold Shares | ETF-Commodities | 1.34% | — | — | |
| 21 | IHI | Ishares U.s. Medical Devices | ETF-Other | 1.28% | — | -0.22% | |
| 22 | IXG | Ishares Global Financials Et | ETF-Other | 1.26% | — | +16.46% | |
| 23 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.22% | — | +22.00% | |
| 24 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.08% | — | +2.48% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.98% | — | +0.05% | |
| 26 | ADBE | Adobe Inc | Stock-Tech | 0.96% | — | -2.49% | |
| 27 | BBHY | Jpmorgan Betabuilders Usd Hi | ETF-Other | 0.92% | — | +4.21% | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.81% | — | -3.37% | |
| 29 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.80% | — | +6.79% | |
| 30 | FDX | Fedex CORP | Stock-Industrials | 0.79% | — | -10.35% | |
| 31 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.78% | — | -0.46% | |
| 32 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.77% | — | -1.15% | |
| 33 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.76% | — | -3.41% | |
| 34 | AZO | Autozone Inc | Stock-Consumer Disc | 0.75% | — | +0.90% | |
| 35 | CSGP | Costar Group Inc | Stock-Real Estate | 0.66% | — | -0.81% | |
| 36 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 0.66% | — | +204.32% | |
| 37 | ABT | Abbott Laboratories | Stock-Healthcare | 0.65% | — | -2.05% | |
| 38 | PAYX | Paychex Inc | Stock-Tech | 0.65% | — | -2.07% | |
| 39 | RSG | Republic Services Inc | Stock-Industrials | 0.64% | — | -15.96% | |
| 40 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.60% | — | +0.04% | |
| 41 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.57% | — | -0.60% | |
| 42 | ETN | Eaton Corporation plc | Stock-Industrials | 0.55% | — | -2.68% | |
| 43 | MO | Altria Group Inc | Stock-Consumer Staples | 0.55% | — | +2.48% | |
| 44 | EA | Electronic Arts Inc | Stock-Comm Services | 0.54% | — | -1.01% | |
| 45 | ALL | Allstate CORP | Stock-Financials | 0.54% | — | +2.22% | |
| 46 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.54% | — | -0.97% | |
| 47 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.51% | — | +3.73% | |
| 48 | PFE | Pfizer Inc | Stock-Healthcare | 0.51% | — | -2.70% | |
| 49 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.50% | — | -2.47% | |
| 50 | WMT | Walmart Inc | Stock-Consumer Staples | 0.48% | — | +1.85% |
1–50 of 113
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is HawsGoodwin Investment Management LLC and what type of investor is it?
HawsGoodwin Investment Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-12-31), the firm manages a tracked equity portfolio valued at approximately $343.2M, spread across 113 disclosed positions.
What are HawsGoodwin Investment Management LLC's largest equity positions?
Based on the latest 13F filing, HawsGoodwin Investment Management LLC's top holdings by market value are:
1. Ishares Esg Aware Msci USA (ESGU) — $39.9M (11.6%)
2. Ishares Msci Eafe Growth ETF (EFG) — $20.2M (5.9%)
3. Ishares Gold Trust (IAU) — $19.2M (5.6%)
4. Vanguard S&p 500 ETF (VOO) — $16.1M (4.7%)
5. Ishares Inc Ishares Esg Awar (ESGE) — $15.2M (4.4%)
What changes did HawsGoodwin Investment Management LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for HawsGoodwin Investment Management LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does HawsGoodwin Investment Management LLC focus on?
HawsGoodwin Investment Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 26.0%
• Health Care: 20.7%
• Industrials: 12.7%
• Consumer Discretionary: 12.7%
• Communication Services: 12.2%
• Consumer Staples: 5.6%
Investment Profile
HawsGoodwin Investment Management LLC's portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 25 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its ESGU position over the past two quarters (+$5.0M, now $39.9M), while trimming ESGE over the same stretch (-$2.2M, still holding $15.2M).
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