HM
Harbert Management CORP Historical SEC 13F Holdings & Archive (Q1 2014)
Harbert Management CORPCIK: 0001259933
Sector-focusedMomentum followerHigh-turnover trader
Total reported value
$90.7M
Reporting period: 2014-03-31 · Number of holdings: 23
HARBERT MANAGEMENT CORP disclosed 23 holdings in its latest 13F filing for the period ending 2014-03-31, with total reported value of $90.7M and a quarterly turnover rate of 86.4%.
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Personality snowflake
- Concentration
- 26.39
- Portfolio Stability
- 86.35
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 44
- Sizing Uniformity
- 93.12
Harbert Management CORP's disclosed holdings carry a Herfindahl concentration index of 0.066 — mathematically equivalent to about 15 equally-sized positions, close to its 23 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.69), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd MSFT
+40.0% $4.5M
Add NWSA
+63.6% $2.8M
Add 20585P105
+60.7% $939.0K
Add ORCL
-15.0% -$697.0K
Add NBHC
+16.7% $302.0K
Add HES
-5.0% -$256.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 22 holdings (of 23 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 14.23% | +7.24% | +40.00% | |
| 2 | NWSA | News CORP - Class A | Stock-Comm Services | 8.54% | +4.43% | +63.64% | |
| 3 | ✓ | Stock-Other | 7.89% | +7.89% | NEW | ||
| 4 | ORCL | Oracle CORP | Stock-Tech | 7.67% | +1.32% | -15.00% | |
| 5 | PFE | Pfizer Inc | Stock-Healthcare | 6.20% | +6.20% | NEW | |
| 6 | USX1 | United States Steel CORP | Stock-Other | 6.09% | +6.09% | NEW | |
| 7 | ✓ | Exelis Inc | Stock-Other | 5.24% | -0.46% | -30.56% | |
| 8 | HES | Hess CORP | Stock-Other | 5.21% | +1.08% | -5.00% | |
| 9 | ✓ | Urs CORP New | Stock-Other | 5.19% | +0.79% | — | |
| 10 | DFODQ | Dean Foods Co | Stock-Other | 4.52% | +0.24% | -11.67% | |
| 11 | NBHC | National Bank Hold-cl A | Stock-Other | 3.87% | +1.21% | +16.67% | |
| 12 | XLF | Ss Financial Select Sector | ETF-Other | 3.69% | +0.97% | — | |
| 13 | ✓ | Comverse Inc | Stock-Other | 3.43% | +1.63% | +60.71% | |
| 14 | MRO* | Marathon Oil CORP | Stock-Other | 3.33% | +0.40% | -15.00% | |
| 15 | CHTR | Charter Communications, Inc. | Stock-Comm Services | 3.10% | +1.00% | +10.64% | |
| 16 | AIG | American International Group | Stock-Financials | 2.76% | -0.42% | -33.33% | |
| 17 | MU | Micron Technology Inc | Stock-Tech | 2.61% | -0.46% | -41.18% | |
| 18 | CITUSD | Cit Group Inc | Stock-Other | 2.54% | -0.14% | -24.19% | |
| 19 | MSGS | Madison Square Garden Sports Corp. | Stock-Comm Services | 1.25% | +1.25% | NEW | |
| 20 | ✓ | Martha Stewart Living Omnime | Stock-Other | 1.00% | +1.00% | NEW | |
| 21 | FTDEUR | Ftd Cos Inc | Stock-Other | 0.95% | +0.95% | NEW | |
| 22 | ✓ | Magicjack Vocaltec LTD | Stock-Other | 0.70% | +0.70% | NEW |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Harbert Management CORP's most significant position changes for 2014-03-31: Sold out: Ishares Russell 2000 ETF (IWM); Sold out: Loews CORP (L); New buy: ; Sold out: Astrazeneca Plc-spons Adr (AZNN); New buy: Pfizer Inc (PFE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +7.2% | +40.00% | Add |
| 2 | NWSA | News CORP - Class A | +4.4% | +63.64% | Add |
| 3 | ✓ | Comverse Inc | +1.6% | +60.71% | Add |
| 4 | ORCL | Oracle CORP | +1.3% | -15.00% | Trim |
| 5 | NBHC | National Bank Hold-cl A | +1.2% | +16.67% | Add |
| 6 | HES | Hess CORP | +1.1% | -5.00% | Trim |
| 7 | CHTR | Charter Communications, Inc. | +1% | +10.64% | Add |
| 8 | XLF | Ss Financial Select Sector | +1% | — | Unchanged |
| 9 | ✓ | Urs CORP New | +0.8% | — | Unchanged |
| 10 | MRO* | Marathon Oil CORP | +0.4% | -15.00% | Trim |
| 11 | DFODQ | Dean Foods Co | +0.2% | -11.67% | Trim |
| 12 | CITUSD | Cit Group Inc | -0.1% | -24.19% | Trim |
| 13 | AIG | American International Group | -0.4% | -33.33% | Trim |
| 14 | ✓ | Exelis Inc | -0.5% | -30.56% | Trim |
| 15 | MU | Micron Technology Inc | -0.5% | -41.18% | Trim |
| 16 | IWM | Ishares Russell 2000 ETF | — | EXIT | Sold out |
| 17 | L | Loews CORP | — | EXIT | Sold out |
| 18 | ✓ | — | NEW | New buy | |
| 19 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 20 | PFE | Pfizer Inc | — | NEW | New buy |
| 21 | USX1 | United States Steel CORP | — | NEW | New buy |
| 22 | ✓ | — | EXIT | Sold out | |
| 23 | TSLA | Tesla Inc | — | EXIT | Sold out |
| 24 | CHS1USD | Chico's Fas Inc | — | EXIT | Sold out |
| 25 | ABX | Barrick Gold CORP | — | EXIT | Sold out |
| 26 | MSGS | Madison Square Garden Sports Corp. | — | NEW | New buy |
| 27 | ✓ | Martha Stewart Living Omnime | — | NEW | New buy |
| 28 | FTDEUR | Ftd Cos Inc | — | NEW | New buy |
| 29 | ✓ | Magicjack Vocaltec LTD | — | NEW | New buy |
Filing History
FAQ
What is Harbert Management CORP and what type of investor is it?
Harbert Management CORP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2014-03-31), the firm manages a tracked equity portfolio valued at approximately $90.7M, spread across 23 disclosed positions.
What are Harbert Management CORP's largest equity positions?
Based on the latest 13F filing, Harbert Management CORP's top holdings by market value are:
1. Microsoft CORP (MSFT) — $12.9M (14.2%)
2. News CORP - Class A (NWSA) — $7.7M (8.5%)
3. — $7.2M (7.9%)
4. Oracle CORP (ORCL) — $7.0M (7.7%)
5. Pfizer Inc (PFE) — $5.6M (6.2%)
What changes did Harbert Management CORP make in its most recent portfolio filing?
In the latest reported quarter, Harbert Management CORP made 27 notable position adjustments: 7 new positions were initiated, 5 existing holdings were added to, 8 positions were partially reduced, and 7 were completely exited. The largest of these moves: Sold out: Ishares Russell 2000 ETF (IWM); Sold out: Loews CORP (L); New buy: ; Sold out: Astrazeneca Plc-spons Adr (AZNN); New buy: Pfizer Inc (PFE)
What sectors does Harbert Management CORP focus on?
Harbert Management CORP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 72.5%
• Health Care: 18.3%
• Communication Services: 9.2%
Investment Profile
Harbert Management CORP's portfolio is broadly diversified and fast-trading, with 72.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 86 over the past 3 quarters — a shift toward more active trading.
It has added to its NWSA position over the past two quarters (+$4.1M, now $7.7M), while trimming DFODQ over the same stretch (-$4.1M, still holding $4.1M).
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