HA
Halsey Associates Inc/ct Historical SEC 13F Holdings & Archive (Q3 2019)
Halsey Associates Inc/ctCIK: 0001034188
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$629.3M
Reporting period: 2019-09-30 · Number of holdings: 108
HALSEY ASSOCIATES INC/CT disclosed 108 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $629.3M and a quarterly turnover rate of 14.7%.
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Personality snowflake
- Concentration
- 9.93
- Portfolio Stability
- 14.7
- Momentum
- 100
- Sector conviction
- 45.72
- Diversification
- 100
- Sizing Uniformity
- 86.97
Halsey Associates Inc/ct's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 40 equally-sized positions, well below its 108 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.30), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 57% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd BDX
+7538.0% $23.8M
Trim 70450y103
+1.4% -$1.7M
Trim AMZN
+3.9% -$1.1M
Trim 46266c105
+3.7% -$887.0K
Add 30231g102
+90.2% $4.3M
Trim DIS
+3.2% -$708.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 4.77% | +0.14% | +2.35% | |
| 2 | ✓ | Stock-Other | 4.64% | -0.43% | +3.81% | ||
| 3 | BDX | Becton Dickinson And Co | Stock-Healthcare | 3.84% | +3.78% | +7538.00% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.66% | -0.66% | +3.92% | |
| 5 | ✓ | Stock-Other | 3.64% | -0.61% | +3.70% | ||
| 6 | ✓ | Stock-Other | 3.61% | +0.12% | +2.99% | ||
| 7 | RMD | Resmed Inc | Stock-Healthcare | 3.56% | +0.06% | +3.37% | |
| 8 | BRK-B | Berkshire Hathaway Inc. | Stock-Other | 3.55% | -0.31% | +5.96% | |
| 9 | ✓ | Stock-Other | 3.09% | -0.69% | +1.41% | ||
| 10 | PEP | Pepsico Inc | Stock-Consumer Staples | 3.02% | +0.11% | +11.52% | |
| 11 | SBUX | Starbucks CORP | Stock-Consumer Disc | 3.01% | -0.21% | -0.30% | |
| 12 | DIS | Walt Disney Co/the | Stock-Comm Services | 2.95% | -0.49% | +3.22% | |
| 13 | ✓ | Stock-Other | 2.86% | -0.08% | +4.24% | ||
| 14 | ✓ | Stock-Other | 2.53% | -0.21% | +4.69% | ||
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.48% | -0.46% | +2.74% | |
| 16 | PANW | Palo Alto Networks Inc | Stock-Tech | 2.30% | -0.18% | +4.11% | |
| 17 | JECUSD | Jacobs Engineering Group Inc | Stock-Other | 2.21% | -0.06% | +1.13% | |
| 18 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 2.18% | -0.11% | +8.86% | |
| 19 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.14% | +0.13% | +2.76% | |
| 20 | DE | Deere & Co | Stock-Industrials | 2.14% | -0.13% | +4.01% | |
| 21 | NCLH | Norwegian Cruise Line Holdings Ltd. | Stock-Consumer Disc | 2.09% | — | +6.21% | |
| 22 | APD | Air Products & Chemicals Inc | Stock-Materials | 1.98% | — | +4.70% | |
| 23 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 1.96% | +0.06% | +3.43% | |
| 24 | ✓ | Stock-Other | 1.93% | +0.03% | +3.03% | ||
| 25 | KSUEUR | Kansas City Southern | Stock-Other | 1.81% | +0.01% | +3.50% | |
| 26 | ✓ | Stock-Other | 1.73% | +0.04% | +6.23% | ||
| 27 | ✓ | Stock-Other | 1.59% | +0.57% | +90.19% | ||
| 28 | ✓ | Stock-Other | 1.56% | +0.03% | +1.22% | ||
| 29 | BA | Boeing Co/the | Stock-Industrials | 1.45% | +0.05% | +11.45% | |
| 30 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 1.39% | -0.24% | +8.28% | |
| 31 | ✓ | Stock-Other | 1.38% | -0.09% | +7.16% | ||
| 32 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.11% | -0.22% | +1.07% | |
| 33 | SPLKCHF | Splunk Inc | Stock-Other | 1.00% | +0.01% | +21.52% | |
| 34 | ✓ | Stock-Other | 0.90% | — | +1.95% | ||
| 35 | VEEV | Veeva Systems Inc-class A | Stock-Healthcare | 0.85% | — | +1.82% | |
| 36 | CELG | Celgene CORP | Stock-Other | 0.83% | — | -0.31% | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.77% | — | +6.57% | |
| 38 | APTV | Aptiv PLC | Stock-Consumer Disc | 0.73% | +0.01% | +6.54% | |
| 39 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.68% | +0.03% | +9.60% | |
| 40 | ✓ | Variant Perception Cycle Aware | Stock-Other | 0.63% | — | +8.64% | |
| 41 | DNKN | Dunkin' Brands Group Inc | Stock-Other | 0.61% | — | +5.64% | |
| 42 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.61% | +0.20% | +46.68% | |
| 43 | ✓ | Stock-Other | 0.61% | — | +15.56% | ||
| 44 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 0.59% | +0.03% | -0.88% | |
| 45 | WMT | Walmart Inc | Stock-Consumer Staples | 0.55% | +0.02% | +8.31% | |
| 46 | ADP | Automatic Data Processing | Stock-Tech | 0.44% | — | +5.18% | |
| 47 | IBM | Intl Business Machines CORP | Stock-Tech | 0.43% | +0.07% | +29.36% | |
| 48 | ✓ | Stock-Other | 0.42% | — | +1.63% | ||
| 49 | ABT | Abbott Laboratories | Stock-Healthcare | 0.39% | — | +16.64% | |
| 50 | INTC | Intel CORP | Stock-Tech | 0.35% | +0.08% | +37.40% |
1–50 of 108
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q3 | 108 | $629.3M | 15 | ||
| 2019 Q2 | 96 | $559.9M | 21 | ||
| 2019 Q1 | 108 | $609.1M | 15 | ||
| 2018 Q4 | 104 | $530.4M | 25 | ||
| 2018 Q3 | 96 | $562.5M | 13 | ||
| 2018 Q2 | 89 | $515.0M | 18 | ||
| 2018 Q1 | 106 | $568.3M | 21 | ||
| 2017 Q4 | 104 | $585.3M | 32 | ||
| 2017 Q3 | 92 | $507.3M | 12 | ||
| 2017 Q2 | 92 | $487.0M | 14 | ||
| 2017 Q1 | 99 | $471.9M | 12 | ||
| 2016 Q4 | 97 | $449.1M | 11 | ||
| 2016 Q3 | 102 | $461.6M | 15 | ||
| 2016 Q2 | 104 | $449.4M | 12 | ||
| 2016 Q1 | 100 | $445.1M | 16 | ||
| 2015 Q4 | 105 | $432.5M | 15 | ||
| 2015 Q3 | 104 | $425.8M | 28 | ||
| 2015 Q2 | 105 | $447.9M | 11 | ||
| 2015 Q1 | 103 | $458.5M | 12 | ||
| 2014 Q4 | 107 | $454.9M | 25 | ||
| 2014 Q3 | 107 | $444.6M | 10 | ||
| 2014 Q2 | 110 | $454.4M | 23 | ||
| 2014 Q1 | 106 | $441.1M | 9 | ||
| 2013 Q4 | 105 | $439.0M | 15 | ||
| 2013 Q3 | 100 | $411.5M | 15 | ||
| 2013 Q2 | 99 | $389.7M | 0 |
Holding changes this quarter
Halsey Associates Inc/ct's most significant position changes for 2019-09-30: New buy: Ppg Industries Inc (PPG); New buy: ; New buy: American Express Co (AXP); New buy: North European Oil Rty Trust (NRT); Sold out: Hospitality Pptys Trust Reit.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BDX | Becton Dickinson And Co | +3.8% | +7538.00% | Add |
| 2 | ✓ | +0.6% | +90.19% | Add | |
| 3 | PG | Procter & Gamble Co/the | +0.2% | +46.68% | Add |
| 4 | AAPL | Apple Inc | +0.1% | +2.35% | Add |
| 5 | UPS | United Parcel Service-cl B | +0.1% | +2.76% | Add |
| 6 | ✓ | +0.1% | +2.99% | Add | |
| 7 | PEP | Pepsico Inc | +0.1% | +11.52% | Add |
| 8 | INTC | Intel CORP | +0.1% | +37.40% | Add |
| 9 | IBM | Intl Business Machines CORP | +0.1% | +29.36% | Add |
| 10 | EMR | Emerson Electric Co | +0.1% | +82.42% | Add |
| 11 | RMD | Resmed Inc | +0.1% | +3.37% | Add |
| 12 | NKE | Nike Inc -cl B | +0.1% | +3.43% | Add |
| 13 | FDX | Fedex CORP | +0.1% | +96.84% | Add |
| 14 | BA | Boeing Co/the | +0.1% | +11.45% | Add |
| 15 | PFE | Pfizer Inc | +0.1% | +73.83% | Add |
| 16 | HD | Home Depot Inc | +0.1% | +30.63% | Add |
| 17 | ✓ | 0% | +6.23% | Add | |
| 18 | ✓ | 0% | +3.03% | Add | |
| 19 | ✓ | 0% | +1.22% | Add | |
| 20 | KO | Coca-cola Co/the | 0% | +9.60% | Add |
| 21 | EW | Edwards Lifesciences CORP | 0% | -0.88% | Trim |
| 22 | WMT | Walmart Inc | 0% | +8.31% | Add |
| 23 | KSUEUR | Kansas City Southern | 0% | +3.50% | Add |
| 24 | SPLKCHF | Splunk Inc | 0% | +21.52% | Add |
| 25 | APTV | Aptiv PLC | 0% | +6.54% | Add |
| 26 | JPM | Jpmorgan Chase & Co | — | +6.57% | Add |
| 27 | JECUSD | Jacobs Engineering Group Inc | -0.1% | +1.13% | Add |
| 28 | ✓ | -0.1% | +4.24% | Add | |
| 29 | ✓ | -0.1% | +7.16% | Add | |
| 30 | ZBRA | Zebra Technologies Corp-cl A | -0.1% | +8.86% | Add |
| 31 | DE | Deere & Co | -0.1% | +4.01% | Add |
| 32 | PANW | Palo Alto Networks Inc | -0.2% | +4.11% | Add |
| 33 | CTSH | Cognizant Tech Solutions-a | -0.2% | -32.73% | Trim |
| 34 | SBUX | Starbucks CORP | -0.2% | -0.30% | Trim |
| 35 | ✓ | -0.2% | +4.69% | Add | |
| 36 | JNJ | Johnson & Johnson | -0.2% | +1.07% | Add |
| 37 | REGN | Regeneron Pharmaceuticals | -0.2% | +8.28% | Add |
| 38 | BRK-B | Berkshire Hathaway Inc. | -0.3% | +5.96% | Add |
| 39 | ✓ | -0.4% | +3.81% | Add | |
| 40 | META | Meta Platforms Inc-class A | -0.5% | +2.74% | Add |
| 41 | DIS | Walt Disney Co/the | -0.5% | +3.22% | Add |
| 42 | ✓ | -0.6% | +3.70% | Add | |
| 43 | AMZN | Amazon.com Inc | -0.7% | +3.92% | Add |
| 44 | ✓ | -0.7% | +1.41% | Add | |
| 45 | PPG | Ppg Industries Inc | — | NEW | New buy |
| 46 | ✓ | — | NEW | New buy | |
| 47 | AXP | American Express Co | — | NEW | New buy |
| 48 | NRT | North European Oil Rty Trust | — | NEW | New buy |
| 49 | ✓ | Hospitality Pptys Trust Reit | — | EXIT | Sold out |
| 50 | SVC | Service Properties Trust | — | NEW | New buy |
Filing History
FAQ
What is Halsey Associates Inc/ct and what type of investor is it?
Halsey Associates Inc/ct is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-09-30), the firm manages a tracked equity portfolio valued at approximately $629.3M, spread across 108 disclosed positions.
What are Halsey Associates Inc/ct's largest equity positions?
Based on the latest 13F filing, Halsey Associates Inc/ct's top holdings by market value are:
1. Apple Inc (AAPL) — $30.0M (4.8%)
2. — $29.2M (4.6%)
3. Becton Dickinson And Co (BDX) — $24.2M (3.8%)
4. Amazon.com Inc (AMZN) — $23.0M (3.7%)
5. — $22.9M (3.6%)
What changes did Halsey Associates Inc/ct make in its most recent portfolio filing?
In the latest reported quarter, Halsey Associates Inc/ct made 50 notable position adjustments: 5 new positions were initiated, 41 existing holdings were added to, 3 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Ppg Industries Inc (PPG); New buy: ; New buy: American Express Co (AXP); New buy: North European Oil Rty Trust (NRT); Sold out: Hospitality Pptys Trust Reit
What sectors does Halsey Associates Inc/ct focus on?
Halsey Associates Inc/ct is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 21.2%
• Communication Services: 18.9%
• Information Technology: 15.4%
• Financials: 15.3%
• Industrials: 10.6%
• Consumer Staples: 9.0%
Investment Profile
Halsey Associates Inc/ct's portfolio is broadly diversified and long-term-holding.
It has added to its ZBRA position over the past two quarters (+$13.1M, now $13.7M), while trimming CTSH over the same stretch (-$17.3M, still holding $1.8M).
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