CIK: 0001265905
Total reported value
$522.6M
Reporting period: 2026-03-31 · Number of holdings: 462
GWN SECURITIES INC. disclosed 462 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $522.6M and a quarterly turnover rate of 18.6%.
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Gwn Securities INC.'s disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 158 equally-sized positions, well below its 462 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SUB
-19.3% -$1.3M
Trim MSFT
+9.3% -$1.2M
Trim SPY
-7.0% -$1.0M
Trim AAPL
+1.4% -$700.3K
Trim IVV
-0.2% -$671.1K
Add BJAN
+98.6% $1.5M
Showing top 200 holdings (of 462 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.53% | -0.28% | -0.21% | |
| 2 | AAPL | Apple INC | Stock-Tech | 2.37% | -0.28% | +1.39% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.02% | — | +7.17% | |
| 4 | BUFB | Innovator Ladd Allo Buff ETF | ETF-Other | 1.57% | — | +5.45% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.54% | -0.29% | -7.01% | |
| 6 | ICSH | Ishares Ultra Short Duration | ETF-Other | 1.37% | -0.26% | -10.96% | |
| 7 | BUFF | Innovator Laddered Allocatio | ETF-Other | 1.24% | — | +4.09% | |
| 8 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.21% | +0.09% | +14.58% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.18% | -0.31% | +9.33% | |
| 10 | NVDA | Nvidia CORP | Stock-Tech | 1.15% | -0.17% | -1.50% | |
| 11 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.15% | +0.03% | -7.63% | |
| 12 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.08% | — | +2.38% | |
| 13 | CAH | Cardinal Health INC | Stock-Healthcare | 1.07% | — | -9.51% | |
| 14 | SUB | Ishares Short-term National | ETF-Other | 1.01% | -0.32% | -19.26% | |
| 15 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.98% | — | +0.08% | |
| 16 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.91% | +0.16% | +33.80% | |
| 17 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.90% | -0.24% | -2.22% | |
| 18 | DUK | Duke Energy CORP | Stock-Utilities | 0.88% | — | -3.70% | |
| 19 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.86% | — | +2.85% | |
| 20 | SO | Southern Co/the | Stock-Utilities | 0.85% | — | -4.36% | |
| 21 | CASY | Casey's General Stores INC | Stock-Consumer Disc | 0.84% | +0.12% | -6.29% | |
| 22 | CEF | Sprott Physical Gold And Sil | Stock-Other | 0.81% | — | — | |
| 23 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.80% | — | +4.34% | |
| 24 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.80% | — | -3.79% | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.77% | — | +10.24% | |
| 26 | GLD | Spdr Gold Shares | ETF-Commodities | 0.76% | +0.08% | +8.46% | |
| 27 | KR | Kroger Co | Stock-Consumer Staples | 0.75% | — | -3.55% | |
| 28 | LNT | Alliant Energy CORP | Stock-Utilities | 0.74% | — | -5.51% | |
| 29 | VHT | Vanguard Health Care ETF | ETF-Other | 0.72% | — | +1.20% | |
| 30 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.71% | +0.06% | -2.46% | |
| 31 | EDGF | 3edge Dynamic Fixed Incm ETF | ETF-Other | 0.71% | — | +3.40% | |
| 32 | T | At&t INC | Stock-Comm Services | 0.69% | — | -5.06% | |
| 33 | WM | Waste Management INC | Stock-Industrials | 0.69% | — | -4.96% | |
| 34 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.69% | — | -5.52% | |
| 35 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.67% | -0.27% | -24.29% | |
| 36 | BUYW | Main Buywrite ETF | ETF-Other | 0.67% | — | +1.57% | |
| 37 | RSG | Republic Services INC | Stock-Industrials | 0.66% | — | -4.87% | |
| 38 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.65% | — | +2.03% | |
| 39 | BND | Vanguard Total Bond Market | ETF-Other | 0.64% | +0.17% | +45.62% | |
| 40 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.62% | +0.14% | +39.98% | |
| 41 | BJAN | Innovator U.s. Equity Buffer | ETF-Other | 0.61% | +0.27% | +98.58% | |
| 42 | CB | Chubb Limited | Stock-Financials | 0.61% | — | -5.42% | |
| 43 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.61% | — | -4.54% | |
| 44 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.61% | +0.15% | +44.70% | |
| 45 | MCK | Mckesson CORP | Stock-Healthcare | 0.59% | — | -5.86% | |
| 46 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.58% | — | +11.55% | |
| 47 | RTO | Rentokil Initial Plc-sp Adr | Stock-Other | 0.56% | — | -5.91% | |
| 48 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.56% | — | +22.79% | |
| 49 | MSI | Motorola Solutions INC | Stock-Tech | 0.54% | — | -5.08% | |
| 50 | SECT | Main Sector Rotation ETF | ETF-Other | 0.50% | — | +0.33% |
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+19.5%
Based on 73% of reported portfolio value with available pricing
Gwn Securities INC.'s most significant position changes for 2026-03-31: New buy: Ishares Expanded Tech-softwa (IGV); New buy: Putnam Focused Lrg Cap Value (PVAL); New buy: Mfs Active Growth (MFSG); New buy: Pgim Aaa Clo ETF (PAAA); New buy: Goldman Sachs Access Treasur (GBIL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BJAN | Innovator U.s. Equity Buffer | +0.3% | +98.58% | Add |
| 2 | BND | Vanguard Total Bond Market | +0.2% | +45.62% | Add |
| 3 | WMT | Walmart INC | +0.2% | +49.14% | Add |
| 4 | VTI | Vanguard Total Stock Mkt ETF | +0.2% | +33.80% | Add |
| 5 | QFLR | Innovator Nasdaq-100 Mf ETF | +0.2% | +87.24% | Add |
| 6 | DIA | Ss Spdr Dow Jones Indus Avg | +0.2% | +44.70% | Add |
| 7 | SFLR | Innovator Eqty Mgd Floor ETF | +0.1% | +39.98% | Add |
| 8 | BALT | Inn Defined Wealth Shield | +0.1% | +60.12% | Add |
| 9 | CASY | Casey's General Stores INC | +0.1% | -6.29% | Trim |
| 10 | ORR | Militia Long/shrt Equity ETF | +0.1% | +213.99% | Add |
| 11 | VCIT | Vanguard Int-term Corporate | +0.1% | +152.68% | Add |
| 12 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +14.58% | Add |
| 13 | GLD | Spdr Gold Shares | +0.1% | +8.46% | Add |
| 14 | CVX | Chevron CORP | +0.1% | -0.03% | Trim |
| 15 | XLE | Ss Energy Select Sector | +0.1% | +11.20% | Add |
| 16 | NOC | Northrop Grumman CORP | +0.1% | -2.46% | Trim |
| 17 | JNJ | Johnson & Johnson | 0% | -7.63% | Trim |
| 18 | SCHG | Schwab US Large-cap Growth | -0.1% | -24.36% | Trim |
| 19 | ORCL | Oracle CORP | -0.1% | -62.42% | Trim |
| 20 | HD | Home Depot INC | -0.1% | -45.82% | Trim |
| 21 | EFA | Ishares Msci Eafe ETF | -0.1% | -69.81% | Trim |
| 22 | IWM | Ishares Russell 2000 ETF | -0.2% | -20.84% | Trim |
| 23 | SYY | Sysco CORP | -0.2% | -18.52% | Trim |
| 24 | NVDA | Nvidia CORP | -0.2% | -1.50% | Trim |
| 25 | LLY | Eli Lilly & Co | -0.2% | -2.22% | Trim |
| 26 | ICSH | Ishares Ultra Short Duration | -0.3% | -10.96% | Trim |
| 27 | SHV | Ishares 0-1 Year Treasury Bo | -0.3% | -24.29% | Trim |
| 28 | AAPL | Apple INC | -0.3% | +1.39% | Add |
| 29 | IVV | Ishares Core S&p 500 ETF | -0.3% | -0.21% | Trim |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.3% | -7.01% | Trim |
| 31 | MSFT | Microsoft CORP | -0.3% | +9.33% | Add |
| 32 | SUB | Ishares Short-term National | -0.3% | -19.26% | Trim |
| 33 | IGV | Ishares Expanded Tech-softwa | — | NEW | New buy |
| 34 | PVAL | Putnam Focused Lrg Cap Value | — | NEW | New buy |
| 35 | MFSG | Mfs Active Growth | — | NEW | New buy |
| 36 | PAAA | Pgim Aaa Clo ETF | — | NEW | New buy |
| 37 | GBIL | Goldman Sachs Access Treasur | — | NEW | New buy |
| 38 | NTR | Nutrien LTD | — | NEW | New buy |
| 39 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 40 | C | Citigroup INC | — | NEW | New buy |
| 41 | OEF | Ishares S&p 100 ETF | — | EXIT | Sold out |
| 42 | ATEX | Anterix INC | — | NEW | New buy |
| 43 | DBMF | Imgp Dbi Managed Futures Str | — | NEW | New buy |
| 44 | AIRJ | Airjoule Technologies CORP | — | EXIT | Sold out |
| 45 | UNM | Unum Group | — | EXIT | Sold out |
| 46 | ZFEB | Inotr Eq Def Pr ETF - 1 Yr F | — | NEW | New buy |
| 47 | VCLT | Vanguard Long-term CORP Bond | — | NEW | New buy |
| 48 | PEP | Pepsico INC | — | EXIT | Sold out |
| 49 | FET | Forum Energy Technologies In | — | NEW | New buy |
| 50 | JD | Jd.com Inc-adr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-11 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-27 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-01 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-10 | 13F-HR | View on EDGAR |
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