13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001283072
Total reported value
$15.9B
$15.9B
1854 檔
12.6%
According to the latest 13F quarterly dataset, Guggenheim Capital LLC managed an equity portfolio of $15.9B at the end of Q3 2024, spanning 1854 distinct U.S. exchange-listed positions.
In Q3 2024, Guggenheim Capital LLC adopted a defensive or profit-taking posture, trimming 107 positions and completely liquidating 6 holdings to manage risk exposure.
Showing top 200 holdings (of 1854 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 3.48% | -0.02% | -10.23% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 3.34% | -0.08% | -8.56% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 3.18% | -0.28% | -8.29% | |
| 4 | AVGO | Broadcom Inc | Stock-Tech | 2.04% | +0.09% | +814.51% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.02% | +0.36% | +11.45% | |
| 6 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.89% | -0.20% | -7.48% | |
| 7 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.86% | -0.01% | -6.54% | |
| 8 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.37% | — | +1893.77% | |
| 9 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.15% | +0.10% | -7.53% | |
| 10 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.01% | +0.02% | -4.01% | |
| 11 | QCOM | Qualcomm Inc | Stock-Tech | 0.96% | +0.08% | +0.35% | |
| 12 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.93% | -0.20% | -6.93% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.84% | +0.08% | -5.21% | |
| 14 | CSCO | Cisco Systems Inc | Stock-Tech | 0.84% | +0.21% | -7.53% | |
| 15 | AMAT | Applied Materials Inc | Stock-Tech | 0.74% | +0.80% | -1.71% | |
| 16 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.67% | -0.16% | -4.55% | |
| 17 | AMD | Advanced Micro Devices | Stock-Tech | 0.66% | +1.19% | -1.12% | |
| 18 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.58% | -0.06% | -6.06% | |
| 19 | ADBE | Adobe Inc | Stock-Tech | 0.57% | -0.15% | +0.14% | |
| 20 | NFLX | Netflix Inc | Stock-Comm Services | 0.56% | -0.23% | -4.53% | |
| 21 | AMGN | Amgen Inc | Stock-Healthcare | 0.56% | -0.09% | -10.96% | |
| 22 | WM | Waste Management Inc | Stock-Industrials | 0.54% | -0.15% | +2.80% | |
| 23 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.53% | -0.12% | -4.75% | |
| 24 | LIN | Linde plc | Stock-Materials | 0.52% | -0.04% | -0.82% | |
| 25 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.52% | +0.25% | -5.70% | |
| 26 | TMUS | T-mobile US Inc | Stock-Comm Services | 0.52% | -0.10% | -8.65% | |
| 27 | LRCXEUR | Lam Research CORP | Stock-Tech | 0.51% | — | -6.74% | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.50% | -0.05% | -3.24% | |
| 29 | V | Visa Inc-class A Shares | Stock-Financials | 0.48% | -0.05% | +8.87% | |
| 30 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 0.48% | -0.05% | -4.47% | |
| 31 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.47% | -0.11% | +2.75% | |
| 32 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.47% | -0.08% | -1.82% | |
| 33 | IBM | Intl Business Machines CORP | Stock-Tech | 0.47% | +0.03% | -12.55% | |
| 34 | VRTX | Vertex Pharmaceuticals Inc | Stock-Healthcare | 0.45% | +0.01% | -12.77% | |
| 35 | TXN | Texas Instruments Inc | Stock-Tech | 0.44% | +0.11% | -7.32% | |
| 36 | MA | Mastercard Inc - A | Stock-Financials | 0.44% | -0.08% | -0.37% | |
| 37 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.44% | -0.07% | +3.19% | |
| 38 | HON | Honeywell International Inc | Stock-Industrials | 0.43% | -0.40% | EXIT | |
| 39 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.41% | +0.01% | -1.80% | |
| 40 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.40% | -0.12% | -12.40% | |
| 41 | ABBV | Abbvie Inc | Stock-Healthcare | 0.38% | -0.04% | -6.38% | |
| 42 | PLD | Prologis Inc | Stock-Real Estate | 0.38% | -0.02% | -12.26% | |
| 43 | XOM | Exxon Mobil CORP | Stock-Energy | 0.38% | -0.22% | +1.41% | |
| 44 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.37% | -0.14% | +4.65% | |
| 45 | NOW | Servicenow Inc | Stock-Tech | 0.36% | -0.02% | +1.28% | |
| 46 | MDT | Medtronic plc | Stock-Healthcare | 0.36% | -0.04% | +1.44% | |
| 47 | ADI | Analog Devices Inc | Stock-Tech | 0.35% | +0.02% | -1.61% | |
| 48 | EQIX | Equinix Inc | Stock-Real Estate | 0.35% | -0.02% | -16.78% | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.35% | -0.13% | +8.62% | |
| 50 | KLAC | Kla CORP | Stock-Tech | 0.35% | +0.42% | -4.96% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VCIT | Vanguard Int-term Corporate | +1.3% | +1893.77% | Add |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | +11.45% | Add |
| 3 | TSLA | Tesla Inc | +0.2% | -4.01% | Trim |
| 4 | SBUX | Starbucks CORP | +0.1% | +3.19% | Add |
| 5 | SHW | Sherwin-williams Co/the | +0.1% | -1.82% | Trim |
| 6 | FTNT | Fortinet Inc | +0.1% | -0.68% | Trim |
| 7 | META | Meta Platforms Inc-class A | +0.1% | -7.48% | Trim |
| 8 | WELL | Welltower Inc | +0.1% | +41.54% | Add |
| 9 | ESS | Essex Property Trust Inc | +0.1% | +155.78% | Add |
| 10 | ICE | Intercontinental Exchange In | +0.1% | +30.99% | Add |
| 11 | MDLZ | Mondelez International Inc-a | +0.1% | +2.75% | Add |
| 12 | ADP | Automatic Data Processing | +0.1% | +4.66% | Add |
| 13 | STAG | Stag Industrial Inc | +0.1% | +145.41% | Add |
| 14 | JNJ | Johnson & Johnson | +0.1% | +8.62% | Add |
| 15 | V | Visa Inc-class A Shares | +0.1% | +8.87% | Add |
| 16 | BMY | Bristol-myers Squibb Co | +0.1% | +3.43% | Add |
| 17 | DASH | Doordash Inc - A | +0.1% | +28.95% | Add |
| 18 | NEE | Nextera Energy Inc | +0.1% | -0.29% | Trim |
| 19 | JNJ | Johnson & Johnson | +0.1% | +4.88% | Add |
| 20 | DUK | Duke Energy CORP | +0.1% | +11.37% | Add |
| 21 | MDT | Medtronic plc | +0.1% | +1.44% | Add |
| 22 | IBM | Intl Business Machines CORP | +0.1% | -12.55% | Trim |
| 23 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +28.85% | Add |
| 24 | UNH | Unitedhealth Group Inc | +0.1% | -1.80% | Trim |
| 25 | EIX | Edison International | +0.1% | +18.50% | Add |
| 26 | MCD | Mcdonald's CORP | 0% | -2.14% | Trim |
| 27 | NOW | Servicenow Inc | 0% | +1.28% | Add |
| 28 | CEG | Constellation Energy | 0% | -2.11% | Trim |
| 29 | PK | Park Hotels & Resorts Inc | 0% | +733.03% | Add |
| 30 | ADSK | Autodesk Inc | 0% | +14.16% | Add |
| 31 | VZ | Verizon Communications Inc | 0% | +4.65% | Add |
| 32 | MA | Mastercard Inc - A | 0% | -0.37% | Trim |
| 33 | CB | Chubb Limited | 0% | +22.02% | Add |
| 34 | ETR | Entergy CORP | 0% | +12.15% | Add |
| 35 | AEP | American Electric Power | 0% | -2.65% | Trim |
| 36 | PYPL | Paypal Holdings Inc | 0% | -6.26% | Trim |
| 37 | AMT | American Tower CORP | 0% | +4.73% | Add |
| 38 | APLE | Apple Hospitality Reit Inc | 0% | +80.98% | Add |
| 39 | O | Realty Income CORP | 0% | +7.74% | Add |
| 40 | SMCIUSD | Super Micro Computer Inc | 0% | +377.09% | Add |
| 41 | GS | Goldman Sachs Group Inc | 0% | +8.22% | Add |
| 42 | ZTS | Zoetis Inc | 0% | +0.93% | Add |
| 43 | LIN | Linde plc | 0% | -0.82% | Trim |
| 44 | BX | Blackstone Inc | 0% | +0.32% | Add |
| 45 | T | At&t Inc | 0% | +11.64% | Add |
| 46 | TEL | TE Connectivity plc | 0% | NEW | New buy |
| 47 | TMUS | T-mobile US Inc | 0% | -8.65% | Trim |
| 48 | UDR | Udr Inc | 0% | +103.60% | Add |
| 49 | PLTR | Palantir Technologies Inc-a | 0% | +390.76% | Add |
| 50 | EXR | Extra Space Storage Inc | 0% | +6.17% | Add |
According to official SEC Form 13F filings, Guggenheim Capital LLC reported a total U.S. public equity portfolio value of $15.9B across 1854 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including NVDA, AAPL, MSFT) accounted for 12.6% of total reported equity market value during Q3 2024.
Top New Position Initiated
TEL
市值: $4.9M
Top Position Liquidated / Trimmed
SCHZ
前期市值: $5.2M
During Q3 2024, Guggenheim Capital LLC's top holdings by market value included NVDA (3.5%)、AAPL (3.3%)、MSFT (3.2%). The largest single position, NVDA, represented 3.5% of total portfolio value.
In Q3 2024, Guggenheim Capital LLC made 200 total portfolio adjustments, initiating 4 new buys, adding to 83 positions, trimming 107 holdings, and fully liquidating 6 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.