13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001723514
Total reported value
$256.9M
$256.9M
44 檔
27.1%
The Q3 2024 SEC filing reveals that Guardian Financial Partners, LLC held a total portfolio value of $256.9M, covering 44 public equity positions.
In Q3 2024, Guardian Financial Partners, LLC displayed an active expansion posture, initiating 2 new positions and adding to 26 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 12.89% | -0.09% | -9.05% | |
| 2 | CLOZ | Eldridge Bbb-b Clo ETF | ETF-Other | 11.22% | +0.03% | +1.52% | |
| 3 | SCHF | Schwab Intl Equity ETF | ETF-Other | 8.85% | -0.09% | -0.44% | |
| 4 | SMTH | Alps Smth Cor Bd Plus ETF | ETF-Other | 6.39% | -0.08% | +4.49% | |
| 5 | SCHX | Schwab US Large-cap ETF | ETF-Other | 4.23% | +0.23% | +6.56% | |
| 6 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 4.13% | -0.05% | +6.61% | |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 4.10% | -0.01% | +1.76% | |
| 8 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 4.08% | -0.03% | +5.45% | |
| 9 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 4.00% | +0.05% | +5.82% | |
| 10 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 3.44% | -0.06% | +2.50% | |
| 11 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 3.29% | -0.10% | -0.16% | |
| 12 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 3.12% | +0.07% | +6.69% | |
| 13 | FNDB | Schwab Fndmntl US Brd Mr ETF | ETF-Other | 2.78% | -0.04% | -8.53% | |
| 14 | BUFF | Innovator Laddered Allocatio | ETF-Other | 2.64% | — | -6.13% | |
| 15 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 2.44% | -0.42% | -0.55% | |
| 16 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.22% | +0.17% | +6.03% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 1.96% | -0.03% | -2.13% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.96% | -0.04% | +1.14% | |
| 19 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 1.36% | +0.04% | +9.64% | |
| 20 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.35% | -0.04% | +8.92% | |
| 21 | QDPL | Pacer Met US Lrg Cap Dvd 400 | ETF-Other | 1.33% | +0.07% | +8.09% | |
| 22 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.18% | -0.10% | -3.10% | |
| 23 | SCHH | Schwab US Reit ETF | ETF-Other | 1.14% | +0.02% | +8.95% | |
| 24 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.05% | +0.14% | +8.09% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.90% | -0.03% | +3.23% | |
| 26 | TAXX | Bblx Irm Tax-aware S Dur ETF | ETF-Other | 0.85% | — | — | |
| 27 | HD | Home Depot Inc | Stock-Consumer Disc | 0.74% | -0.01% | +0.07% | |
| 28 | EIX | Edison International | Stock-Utilities | 0.65% | -0.11% | — | |
| 29 | NVDA | Nvidia CORP | Stock-Tech | 0.61% | -0.35% | -40.98% | |
| 30 | MRVL | Marvell Technology Inc | Stock-Tech | 0.60% | +1.38% | +0.02% | |
| 31 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.55% | -0.03% | +9.87% | |
| 32 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.45% | -0.07% | -9.29% | |
| 33 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 0.44% | -0.06% | — | |
| 34 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 0.43% | +0.07% | +11.98% | |
| 35 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.41% | +0.06% | -11.42% | |
| 36 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | ETF-Other | 0.40% | -0.01% | +13.01% | |
| 37 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.33% | -0.01% | +0.50% | |
| 38 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.32% | -0.07% | +2.07% | |
| 39 | RY | Royal Bank Of Canada | Stock-Financials | 0.31% | — | — | |
| 40 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | ETF-Other | 0.23% | — | +13.52% | |
| 41 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.20% | +0.06% | +0.54% | |
| 42 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.15% | -0.12% | EXIT | |
| 43 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 0.15% | -0.03% | -11.98% | |
| 44 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.14% | -0.01% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TAXX | Bblx Irm Tax-aware S Dur ETF | +0.9% | NEW | New buy |
| 2 | SCHD | Schwab US Dvd Equity ETF | +0.4% | +6.61% | Add |
| 3 | VYM | Vanguard High Dvd Yield ETF | +0.3% | +5.82% | Add |
| 4 | SCHX | Schwab US Large-cap ETF | +0.3% | +6.56% | Add |
| 5 | VYMI | Vanguard Int High Dvd Yld In | +0.3% | +5.45% | Add |
| 6 | FNDX | Schwab Fndmntl US Lrg Co ETF | +0.2% | +6.69% | Add |
| 7 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.2% | +2.50% | Add |
| 8 | SCHH | Schwab US Reit ETF | +0.2% | +8.95% | Add |
| 9 | SMTH | Alps Smth Cor Bd Plus ETF | +0.1% | +4.49% | Add |
| 10 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +1.14% | Add |
| 11 | JPM | Jpmorgan Chase & Co | +0.1% | NEW | New buy |
| 12 | SCHA | Schwab US Small-cap ETF | +0.1% | +8.09% | Add |
| 13 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | +8.92% | Add |
| 14 | SPYI | Neos S&p 500 High Income ETF | +0.1% | +9.64% | Add |
| 15 | EIX | Edison International | +0.1% | — | Unchanged |
| 16 | SCHG | Schwab US Large-cap Growth | +0.1% | +6.03% | Add |
| 17 | QDPL | Pacer Met US Lrg Cap Dvd 400 | +0.1% | +8.09% | Add |
| 18 | HD | Home Depot Inc | +0.1% | +0.07% | Add |
| 19 | SCHC | Schwab Intl Small-cap Equity | +0.1% | +9.87% | Add |
| 20 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | +0.1% | +13.01% | Add |
| 21 | FNDA | Schwab Fndmntl US Sm Co ETF | +0.1% | +11.98% | Add |
| 22 | SCHF | Schwab Intl Equity ETF | 0% | -0.44% | Trim |
| 23 | AAPL | Apple Inc | 0% | -2.13% | Trim |
| 24 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | 0% | +13.52% | Add |
| 25 | RY | Royal Bank Of Canada | 0% | — | Unchanged |
| 26 | ISRG | Intuitive Surgical Inc | 0% | — | Unchanged |
| 27 | FNDF | Schwab Fndmn Intl Lrg Co ETF | 0% | -0.16% | Trim |
| 28 | PG | Procter & Gamble Co/the | — | +0.50% | Add |
| 29 | VTI | Vanguard Total Stock Mkt ETF | — | +0.54% | Add |
| 30 | SCHB | Schwab US Broad Market ETF | — | — | Unchanged |
| 31 | MRVL | Marvell Technology Inc | 0% | +0.02% | Add |
| 32 | SCHP | Schwab U.s. Tips ETF | 0% | -11.98% | Trim |
| 33 | AMZN | Amazon.com Inc | 0% | +2.07% | Add |
| 34 | SCHZ | Schwab US Aggregate Bond ETF | -0.1% | -0.55% | Trim |
| 35 | COST | Costco Wholesale CORP | -0.1% | -3.10% | Trim |
| 36 | MSFT | Microsoft CORP | -0.1% | +3.23% | Add |
| 37 | SCHO | Schwab Short-term US Treas | -0.1% | -9.29% | Trim |
| 38 | LLY | Eli Lilly & Co | -0.1% | -11.42% | Trim |
| 39 | TM | Toyota Motor CORP -spon Adr | -0.1% | EXIT | Sold out |
| 40 | AOA | Ishares Core 80/20 Aggressiv | -0.2% | EXIT | Sold out |
| 41 | AVGO | Broadcom Inc | -0.2% | EXIT | Sold out |
| 42 | JAAA | Janus Henderson Aaa Clo ETF | -0.2% | +1.76% | Add |
| 43 | FNDB | Schwab Fndmntl US Brd Mr ETF | -0.2% | -8.53% | Trim |
| 44 | BUFF | Innovator Laddered Allocatio | -0.3% | -6.13% | Trim |
| 45 | NVDA | Nvidia CORP | -0.5% | -40.98% | Trim |
| 46 | CLOZ | Eldridge Bbb-b Clo ETF | -0.5% | +1.52% | Add |
| 47 | VOO | Vanguard S&p 500 ETF | -1.4% | -9.05% | Trim |
According to official SEC Form 13F filings, Guardian Financial Partners, LLC reported a total U.S. public equity portfolio value of $256.9M across 44 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including VOO, CLOZ, SCHF) accounted for 27.1% of total reported equity market value during Q3 2024.
Top New Position Initiated
TAXX
市值: $1.4M
Top Position Liquidated / Trimmed
AVGO
前期市值: $233.7K
During Q3 2024, Guardian Financial Partners, LLC's top holdings by market value included VOO (12.9%)、CLOZ (11.2%)、SCHF (8.8%). The largest single position, VOO, represented 12.9% of total portfolio value.
In Q3 2024, Guardian Financial Partners, LLC made 43 total portfolio adjustments, initiating 2 new buys, adding to 26 positions, trimming 12 holdings, and fully liquidating 3 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.