GC
Guardian Capital, LLC — 13F Portfolio Analysis & Stock Picks (Q2 2026)
Guardian Capital, LLCCIK: 0002083963
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$122.3M
Reporting period: 2026-06-30 · Number of holdings: 79
Guardian Capital, LLC disclosed 79 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $122.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 15.79
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 69.32
- Diversification
- 100
- Sizing Uniformity
- 85.35
Guardian Capital, LLC's disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 25 equally-sized positions, well below its 79 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.46), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd QQQ
+51.2% $6.3M
Add MTUM
+115.0% $5.6M
New buy SOXX
Trim GLD
-48.7% -$2.6M
Trim SMH
-43.8% -$350.3K
Add JULW
+43.9% $1.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 10.63% | +4.19% | +51.25% | |
| 2 | SMH | Vaneck Semiconductor ETF | ETF-Other | 7.08% | -1.53% | -43.82% | |
| 3 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 6.75% | +4.18% | +114.96% | |
| 4 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 4.78% | +0.87% | +21.29% | |
| 5 | OCTW | Alianzim US Eq Bfr20 Oct-usd | ETF-Other | 4.57% | +0.91% | +37.32% | |
| 6 | JULW | Alianzim US Eq Bfr20 Jul-usd | ETF-Other | 4.57% | +1.04% | +43.90% | |
| 7 | APRW | Allinzim US Eq Bfr20 Apr-usd | ETF-Other | 4.57% | +0.99% | +42.06% | |
| 8 | JANW | Alianzim US Eq Bfr20 Jan-usd | ETF-Other | 4.57% | +0.94% | +38.94% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 3.82% | -0.65% | -12.92% | |
| 10 | SOXX | Ishares Semiconductor ETF | ETF-Other | 3.55% | +3.55% | NEW | |
| 11 | RPG | Invesco S&p 500 Pure Growth | ETF-Large Cap & Growth | 3.23% | -0.55% | -26.85% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 2.71% | -0.64% | -17.15% | |
| 13 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.71% | +0.18% | +30.21% | |
| 14 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.69% | -0.42% | -18.05% | |
| 15 | GLD | Spdr Gold Shares | ETF-Commodities | 1.67% | -2.79% | -48.66% | |
| 16 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.58% | -0.40% | +446.00% | |
| 17 | AVGO | Broadcom Inc | Stock-Tech | 1.41% | -0.38% | -24.56% | |
| 18 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.38% | -0.67% | -16.44% | |
| 19 | HD | Home Depot Inc | Stock-Consumer Disc | 1.34% | -0.62% | -25.50% | |
| 20 | PFF | Ishares Preferred & Income S | ETF-Other | 1.10% | +0.80% | +328.36% | |
| 21 | WM | Waste Management Inc | Stock-Industrials | 1.09% | -0.57% | -21.29% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.08% | -0.43% | -14.95% | |
| 23 | WMT | Walmart Inc | Stock-Consumer Staples | 1.00% | -0.57% | -17.97% | |
| 24 | VTV | Vanguard Value ETF | ETF-Other | 0.92% | -0.32% | -21.86% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.92% | -0.44% | -21.75% | |
| 26 | AMD | Advanced Micro Devices | Stock-Tech | 0.91% | +0.44% | -20.16% | |
| 27 | XLK | Ss Technology Select Sector | ETF-Tech | 0.90% | +0.10% | -9.07% | |
| 28 | AIRR | First Trust Rba American Ind | ETF-Other | 0.85% | -0.15% | -17.44% | |
| 29 | CW | Curtiss-wright CORP | Stock-Industrials | 0.84% | -0.04% | +0.07% | |
| 30 | MA | Mastercard Inc - A | Stock-Financials | 0.81% | -0.21% | -9.90% | |
| 31 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 0.77% | -0.60% | -34.98% | |
| 32 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.73% | -0.11% | -10.44% | |
| 33 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.71% | -0.01% | -20.34% | |
| 34 | DKS | Dick's Sporting Goods Inc | Stock-Consumer Disc | 0.67% | -0.20% | -21.38% | |
| 35 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.62% | -0.15% | +295.31% | |
| 36 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.61% | -0.31% | -22.87% | |
| 37 | V | Visa Inc-class A Shares | Stock-Financials | 0.59% | -0.35% | -35.61% | |
| 38 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.58% | -0.14% | -12.35% | |
| 39 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.56% | -0.28% | -26.29% | |
| 40 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.55% | +0.03% | +0.05% | |
| 41 | SPBU | Allizim Buf15 Uncpd Aloc ETF | ETF-Other | 0.54% | -0.12% | -14.60% | |
| 42 | GEV | GE Vernova Inc | Stock-Industrials | 0.53% | -0.02% | -17.35% | |
| 43 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.52% | -0.02% | -9.12% | |
| 44 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.51% | -0.44% | -21.45% | |
| 45 | HWM | Howmet Aerospace Inc | Stock-Industrials | 0.48% | -0.04% | -6.96% | |
| 46 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.48% | +0.12% | +35.24% | |
| 47 | IYY | Ishares Dow Jones U.s. ETF | ETF-Other | 0.44% | -0.16% | -25.86% | |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.42% | -0.08% | -13.93% | |
| 49 | VHT | Vanguard Health Care ETF | ETF-Other | 0.41% | -0.25% | -33.65% | |
| 50 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.37% | -0.04% | -6.74% |
1–50 of 79
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
-1.5%
Performance Last 4 Quarters
+7.6%
- Stdev
- +18.8%
- Beta
- +0.96
- Alpha
- -7.5%
- Max Drawdown
- -3.6%
- Annualized Perf
- +15.9%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +1.92
- Stutzer
- +0.28
- Treynor
- +0.17
- Sterling
- —
- Calmar
- +4.35
- Information Ratio
- -1.51
- Tracking Error
- +5.6%
- Stdev Down
- +8.4%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.31
- Sharpe
- +0.86
- Stdev Sectors
- +11.5%
- Skewness
- +0.45
- Kurtosis
- -0.85
- Upside Potential
- +3.91
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Guardian Capital, LLC's most significant position changes for 2026-06-30: New buy: Ishares Semiconductor ETF (SOXX); Sold out: Pacer US Cash Cows 100 ETF (COWZ); Sold out: Ishares Floating Rate Bond E (FLOT); New buy: Micron Technology Inc (MU); New buy: Virtus Seix Senior Loan ETF (SEIX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +4.2% | +51.25% | Add |
| 2 | MTUM | Ishares Msci USA Momentum Fa | +4.2% | +114.96% | Add |
| 3 | SOXX | Ishares Semiconductor ETF | +3.6% | NEW | New buy |
| 4 | JULW | Alianzim US Eq Bfr20 Jul-usd | +1% | +43.90% | Add |
| 5 | APRW | Allinzim US Eq Bfr20 Apr-usd | +1% | +42.06% | Add |
| 6 | JANW | Alianzim US Eq Bfr20 Jan-usd | +0.9% | +38.94% | Add |
| 7 | OCTW | Alianzim US Eq Bfr20 Oct-usd | +0.9% | +37.32% | Add |
| 8 | CWB | Ss Spdr Bb Conv Sec ETF | +0.9% | +21.29% | Add |
| 9 | PFF | Ishares Preferred & Income S | +0.8% | +328.36% | Add |
| 10 | AMD | Advanced Micro Devices | +0.4% | -20.16% | Trim |
| 11 | MU | Micron Technology Inc | +0.3% | NEW | New buy |
| 12 | SEIX | Virtus Seix Senior Loan ETF | +0.2% | NEW | New buy |
| 13 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.2% | +30.21% | Add |
| 14 | GLW | Corning Inc | +0.2% | NEW | New buy |
| 15 | IVV | Ishares Core S&p 500 ETF | +0.1% | +35.24% | Add |
| 16 | XLK | Ss Technology Select Sector | +0.1% | -9.07% | Trim |
| 17 | GOOG | Alphabet Inc-cl C | 0% | +0.05% | Add |
| 18 | UNH | Unitedhealth Group Inc | 0% | -20.13% | Trim |
| 19 | CAT | Caterpillar Inc | — | -22.72% | Trim |
| 20 | ABBV | Abbvie Inc | — | +0.53% | Add |
| 21 | SPMO | Invesco S&p 500 Momentum ETF | 0% | -20.34% | Trim |
| 22 | GRID | First Trst Nasd Cl Edg Sgiif | 0% | -3.29% | Trim |
| 23 | GOOGL | Alphabet Inc-cl A | 0% | -9.12% | Trim |
| 24 | GEV | GE Vernova Inc | 0% | -17.35% | Trim |
| 25 | IWM | Ishares Russell 2000 ETF | 0% | -9.12% | Trim |
| 26 | CW | Curtiss-wright CORP | 0% | +0.07% | Add |
| 27 | HWM | Howmet Aerospace Inc | 0% | -6.96% | Trim |
| 28 | VTI | Vanguard Total Stock Mkt ETF | 0% | -6.74% | Trim |
| 29 | HEFA | Isha Curr Hedged Msci Eafe | 0% | -10.75% | Trim |
| 30 | DE | Deere & Co | 0% | -12.73% | Trim |
| 31 | TOPT | Ishares Top 20 US Stocks ETF | 0% | -13.19% | Trim |
| 32 | VPU | Vanguard Utilities ETF | -0.1% | -8.75% | Trim |
| 33 | IVW | Ishares S&p 500 Growth ETF | -0.1% | -23.15% | Trim |
| 34 | PAVE | Global X US Infrastructure | -0.1% | -11.45% | Trim |
| 35 | NOBL | Proshares S&p 500 Dividend A | -0.1% | +65.16% | Add |
| 36 | GS | Goldman Sachs Group Inc | -0.1% | -33.44% | Trim |
| 37 | WEC | Wec Energy Group Inc | -0.1% | -16.68% | Trim |
| 38 | CB | Chubb Limited | -0.1% | -14.98% | Trim |
| 39 | TSLA | Tesla Inc | -0.1% | -19.44% | Trim |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -13.93% | Trim |
| 41 | VIS | Vanguard Industrials ETF | -0.1% | -30.59% | Trim |
| 42 | MRK | Merck & Co. Inc. | -0.1% | -24.91% | Trim |
| 43 | DIA | Ss Spdr Dow Jones Indus Avg | -0.1% | -10.44% | Trim |
| 44 | PEP | Pepsico Inc | -0.1% | -21.75% | Trim |
| 45 | SPBU | Allizim Buf15 Uncpd Aloc ETF | -0.1% | -14.60% | Trim |
| 46 | LOW | Lowe's Cos Inc | -0.1% | -19.73% | Trim |
| 47 | JPM | Jpmorgan Chase & Co | -0.1% | -36.09% | Trim |
| 48 | MCD | Mcdonald's CORP | -0.1% | -12.74% | Trim |
| 49 | DGRO | Ishares Core Dividend Growth | -0.1% | -12.35% | Trim |
| 50 | MGK | Vanguard Mega Cap Growth ETF | -0.2% | +295.31% | Add |
1–50 of 85
Filing History
FAQ
What is Guardian Capital, LLC and what type of investor is it?
Guardian Capital, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $122.3M, spread across 79 disclosed positions.
What are Guardian Capital, LLC's largest equity positions?
Based on the latest 13F filing, Guardian Capital, LLC's top holdings by market value are:
1. Invesco Qqq Trust Series 1 (QQQ) — $13.0M (10.6%)
2. Vaneck Semiconductor ETF (SMH) — $8.7M (7.1%)
3. Ishares Msci USA Momentum Fa (MTUM) — $8.2M (6.8%)
4. Ss Spdr Bb Conv Sec ETF (CWB) — $5.8M (4.8%)
5. Alianzim US Eq Bfr20 Oct-usd (OCTW) — $5.6M (4.6%)
What changes did Guardian Capital, LLC make in its most recent portfolio filing?
In the latest reported quarter, Guardian Capital, LLC made 85 notable position adjustments: 4 new positions were initiated, 16 existing holdings were added to, 59 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: Ishares Semiconductor ETF (SOXX); Sold out: Pacer US Cash Cows 100 ETF (COWZ); Sold out: Ishares Floating Rate Bond E (FLOT); New buy: Micron Technology Inc (MU); New buy: Virtus Seix Senior Loan ETF (SEIX)
What sectors does Guardian Capital, LLC focus on?
Guardian Capital, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.3%
• Consumer Discretionary: 16.8%
• Industrials: 12.7%
• Consumer Staples: 9.6%
• Communication Services: 9.4%
• Financials: 7.6%
Investment Profile
Guardian Capital, LLC returned an annualized 15.9% over the trailing 6 months — underperforming the S&P 500 by 7.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.96 (roughly in line with the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 40.3% of the portfolio concentrated in Information Technology.
It has added to its CWB position over the past two quarters (+$4.6M, now $5.8M), while trimming NVDA over the same stretch (-$2.8M, still holding $4.7M).
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Developer Access
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