GA
Guardian Asset Advisors, LLC — 13F Portfolio Report & Top Holdings (Q3 2026)
Guardian Asset Advisors, LLCCIK: 0002021272
Diversified strategyMomentum followerSector-focused
Total reported value
$224.4M
Reporting period: 2026-09-30 · Number of holdings: 127
Guardian Asset Advisors, LLC disclosed 127 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $224.4M and a quarterly turnover rate of 19.8%.
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Personality snowflake
- Concentration
- 13.81
- Portfolio Stability
- 19.76
- Momentum
- 100
- Sector conviction
- 96.5
- Diversification
- 100
- Sizing Uniformity
- 81.53
Guardian Asset Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, well below its 127 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.85), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 51% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SPYM
-20.7% -$2.2M
Trim XMMO
-27.4% -$2.3M
Add AAPL
-2.4% $3.1M
New buy FLQL
Add PLTR
+0.2% $2.1M
Add MSFT
-1.1% $2.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 12.73% | +1.00% | -2.40% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 5.74% | +0.53% | +0.01% | |
| 3 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 5.02% | +0.08% | +0.52% | |
| 4 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 4.60% | -0.51% | -7.26% | |
| 5 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 4.08% | -1.14% | -20.69% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 3.40% | +0.81% | -1.09% | |
| 7 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 3.20% | -0.40% | -4.56% | |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.91% | +0.27% | +14.82% | |
| 9 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 2.49% | +0.88% | +0.15% | |
| 10 | WMT | Walmart Inc | Stock-Consumer Staples | 1.87% | -0.24% | -0.29% | |
| 11 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.77% | +0.07% | +9.84% | |
| 12 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 1.75% | -1.13% | -27.39% | |
| 13 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.71% | +0.14% | +6.95% | |
| 14 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.70% | +0.41% | +27.83% | |
| 15 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.67% | -0.10% | +0.78% | |
| 16 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.60% | -0.10% | +1.36% | |
| 17 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 1.52% | -0.64% | +0.92% | |
| 18 | BND | Vanguard Total Bond Market | ETF-Other | 1.46% | +0.50% | +65.70% | |
| 19 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.40% | -0.61% | -28.89% | |
| 20 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.28% | -0.14% | -9.07% | |
| 21 | BKLN | Invesco Senior Loan ETF | ETF-Other | 1.28% | -0.47% | -24.69% | |
| 22 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.15% | +0.55% | +94.61% | |
| 23 | GEV | GE Vernova Inc | Stock-Industrials | 1.04% | -0.31% | -1.28% | |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.00% | -0.02% | -0.24% | |
| 25 | FLQL | Franklin U.s. Large Cap Mult | ETF-Large Cap & Growth | 0.98% | +0.98% | NEW | |
| 26 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.93% | +0.51% | +138.47% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.91% | -0.02% | -0.13% | |
| 28 | VTV | Vanguard Value ETF | ETF-Other | 0.86% | -0.01% | +3.03% | |
| 29 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.84% | -0.18% | +0.09% | |
| 30 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.83% | -0.33% | -23.55% | |
| 31 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.81% | +0.55% | +224.74% | |
| 32 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.80% | +0.01% | -1.09% | |
| 33 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 0.80% | -0.21% | -29.31% | |
| 34 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.68% | -0.14% | -1.41% | |
| 35 | CAT | Caterpillar Inc | Stock-Industrials | 0.67% | -0.26% | -1.17% | |
| 36 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 0.67% | -0.18% | -30.72% | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.66% | +0.02% | +2.05% | |
| 38 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.62% | +0.12% | +0.05% | |
| 39 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.59% | -0.04% | +3.56% | |
| 40 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.59% | -0.05% | +2.51% | |
| 41 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.57% | +0.14% | +296.00% | |
| 42 | IVLU | Ishares Msci International V | ETF-Other | 0.56% | -0.22% | -27.26% | |
| 43 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.55% | -0.02% | -0.60% | |
| 44 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.54% | +0.39% | +268.69% | |
| 45 | ARTY | Ishares Future Ai & Tech ETF | ETF-Tech | 0.53% | +0.19% | +57.96% | |
| 46 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.53% | -0.10% | +1.75% | |
| 47 | MU | Micron Technology Inc | Stock-Tech | 0.52% | -0.10% | -5.48% | |
| 48 | GLD | Spdr Gold Shares | ETF-Commodities | 0.48% | +0.18% | +59.34% | |
| 49 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.48% | +0.48% | NEW | |
| 50 | IRM | Iron Mountain Inc | Stock-Real Estate | 0.47% | -0.08% | -0.99% |
1–50 of 127
Portfolio Performance
Performance for Q4 2026
+2.7%
Performance Last 4 Quarters
+10.8%
- Stdev
- +10.8%
- Beta
- +0.88
- Alpha
- +1%
- Max Drawdown
- -7.2%
- Annualized Perf
- +16.9%
- Batting Avg vs S&P
- +43.8%
- Sortino
- +3.15
- Stutzer
- +0.44
- Treynor
- +0.18
- Sterling
- +1.09
- Calmar
- +2.37
- Information Ratio
- -0.32
- Tracking Error
- +3.1%
- Stdev Down
- +5.2%
- Winning Months %
- +68.8%
- Losing Months %
- +31.3%
- Best 12 Months
- +30.9%
- Worst 12 Months
- +8.3%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.51
- Stdev Sectors
- +14.5%
- Skewness
- -0.05
- Kurtosis
- -0.07
- Upside Potential
- +4.62
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Guardian Asset Advisors, LLC's most significant position changes for 2026-09-30: New buy: Franklin U.s. Large Cap Mult (FLQL); New buy: Vanguard Short-term Tips (VTIP); New buy: Jpmorgan Equity Premium Inco (JEPI); Sold out: Ishares U.s. Home Constructi (ITB); Sold out: Comfort Systems USA Inc (FIX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +1% | -2.40% | Trim |
| 2 | FLQL | Franklin U.s. Large Cap Mult | +1% | NEW | New buy |
| 3 | PLTR | Palantir Technologies Inc-a | +0.9% | +0.15% | Add |
| 4 | MSFT | Microsoft CORP | +0.8% | -1.09% | Trim |
| 5 | SCHD | Schwab US Dvd Equity ETF | +0.6% | +94.61% | Add |
| 6 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.6% | +224.74% | Add |
| 7 | NVDA | Nvidia CORP | +0.5% | +0.01% | Add |
| 8 | VO | Vanguard Mid-cap ETF | +0.5% | +138.47% | Add |
| 9 | BND | Vanguard Total Bond Market | +0.5% | +65.70% | Add |
| 10 | VTIP | Vanguard Short-term Tips | +0.5% | NEW | New buy |
| 11 | SCHG | Schwab US Large-cap Growth | +0.4% | +27.83% | Add |
| 12 | USFR | Wisdomtree Floating Rate Tre | +0.4% | +268.69% | Add |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | +0.3% | +14.82% | Add |
| 14 | JEPI | Jpmorgan Equity Premium Inco | +0.2% | NEW | New buy |
| 15 | ARTY | Ishares Future Ai & Tech ETF | +0.2% | +57.96% | Add |
| 16 | GLD | Spdr Gold Shares | +0.2% | +59.34% | Add |
| 17 | VGT | Vanguard Info Tech ETF | +0.1% | +6.95% | Add |
| 18 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +296.00% | Add |
| 19 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.1% | +67.50% | Add |
| 20 | META | Meta Platforms Inc-class A | +0.1% | +0.05% | Add |
| 21 | MRK | Merck & Co. Inc. | +0.1% | NEW | New buy |
| 22 | PANW | Palo Alto Networks Inc | +0.1% | NEW | New buy |
| 23 | VEEV | Veeva Systems Inc-class A | +0.1% | NEW | New buy |
| 24 | ✓ | +0.1% | NEW | New buy | |
| 25 | AMZN | Amazon.com Inc | +0.1% | +0.52% | Add |
| 26 | VCSH | Vanguard S/t CORP Bond ETF | +0.1% | +9.84% | Add |
| 27 | SHOP | Shopify Inc - Class A | +0.1% | -3.20% | Trim |
| 28 | XLE | Ss Energy Select Sector | 0% | +1.55% | Add |
| 29 | T | At&t Inc | 0% | +0.76% | Add |
| 30 | XBI | Ss Spdr S&p Biotech ETF | 0% | +34.06% | Add |
| 31 | PFE | Pfizer Inc | 0% | +3.21% | Add |
| 32 | JNJ | Johnson & Johnson | 0% | +2.05% | Add |
| 33 | COWZ | Pacer US Cash Cows 100 ETF | 0% | +2.24% | Add |
| 34 | LNG | Cheniere Energy Inc | 0% | +0.08% | Add |
| 35 | CME | Cme Group Inc | 0% | +0.15% | Add |
| 36 | MMSI | Merit Medical Systems Inc | 0% | — | Unchanged |
| 37 | SCHW | Schwab (charles) CORP | 0% | -1.09% | Trim |
| 38 | AMD | Advanced Micro Devices | 0% | +10.00% | Add |
| 39 | BUG | Global X Cybersecurity ETF | 0% | — | Unchanged |
| 40 | KO | Coca-cola Co/the | 0% | +1.41% | Add |
| 41 | DGRO | Ishares Core Dividend Growth | 0% | +10.86% | Add |
| 42 | IETC | Ishares U.s. Tech Independen | 0% | +3.05% | Add |
| 43 | ABBV | Abbvie Inc | — | +0.06% | Add |
| 44 | CGBL | Cap Group Core Balanced | — | +12.74% | Add |
| 45 | SPBO | Ss Spdr P CORP Bond ETF | — | +7.99% | Add |
| 46 | VHT | Vanguard Health Care ETF | — | +0.09% | Add |
| 47 | FCG | First Trust Natural Gas ETF | — | +0.36% | Add |
| 48 | FPAG | Fpa Global Equity ETF New | — | +2.29% | Add |
| 49 | IWB | Ishares Russell 1000 ETF | — | +0.26% | Add |
| 50 | VRTX | Vertex Pharmaceuticals Inc | — | -3.13% | Trim |
1–50 of 131
Filing History
FAQ
What is Guardian Asset Advisors, LLC and what type of investor is it?
Guardian Asset Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $224.4M, spread across 127 disclosed positions.
What are Guardian Asset Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Guardian Asset Advisors, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $28.6M (12.7%)
2. Nvidia CORP (NVDA) — $12.9M (5.7%)
3. Amazon.com Inc (AMZN) — $11.3M (5.0%)
4. Invesco Nasdaq 100 ETF (QQQM) — $10.3M (4.6%)
5. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $9.2M (4.1%)
What changes did Guardian Asset Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Guardian Asset Advisors, LLC made 124 notable position adjustments: 7 new positions were initiated, 70 existing holdings were added to, 43 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Franklin U.s. Large Cap Mult (FLQL); New buy: Vanguard Short-term Tips (VTIP); New buy: Jpmorgan Equity Premium Inco (JEPI); Sold out: Ishares U.s. Home Constructi (ITB); Sold out: Comfort Systems USA Inc (FIX)
What sectors does Guardian Asset Advisors, LLC focus on?
Guardian Asset Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 53.4%
• Consumer Discretionary: 13.5%
• Industrials: 7.7%
• Health Care: 6.8%
• Communication Services: 5.7%
• Consumer Staples: 5.1%
Investment Profile
Guardian Asset Advisors, LLC returned an annualized 16.9% over the trailing 32 months — outperforming the S&P 500 by 1.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 53.4% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 38 to 20 over the past 4 quarters — a shift toward longer holding periods.
It has added to its AAPL position over the past two quarters (+$6.9M, now $28.6M), while trimming IJH over the same stretch (-$5.3M, still holding $883.5K).
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Developer Access
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