G&
Gruber & Mcbaine Capital Management LLC Historical SEC 13F Holdings & Archive (Q2 2015)
Gruber & Mcbaine Capital Management LLCCIK: 0000909450
Diversified strategySector-focusedMomentum follower
Total reported value
$368.8M
Reporting period: 2015-06-30 · Number of holdings: 188
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC disclosed 188 holdings in its latest 13F filing for the period ending 2015-06-30, with total reported value of $368.8M and a quarterly turnover rate of 34.3%.
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Personality snowflake
- Concentration
- 5.82
- Portfolio Stability
- 34.33
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 86.79
Gruber & Mcbaine Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.015 — mathematically equivalent to about 69 equally-sized positions, well below its 188 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.32), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim MDCA
0.0% -$11.8M
Trim 068323104
-66.1% -$2.5M
Add RMTO
+328.0% $2.2M
Add CIEN
+133.3% $2.2M
Add 37518B102
+100.0% $1.8M
Trim PXDEUR
-66.7% -$1.8M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MDCA | Mdc Partners Inc-a | Stock-Other | 7.28% | -3.02% | — | |
| 2 | STKL | Sunopta Inc | Stock-Other | 3.05% | — | -3.67% | |
| 3 | IWSY | Imageware Systems Inc | Stock-Other | 2.36% | -0.19% | -0.77% | |
| 4 | RDWR | Radware Ltd. | Stock-Other | 2.02% | +0.29% | +8.06% | |
| 5 | SMCIUSD | Super Micro Computer Inc | Stock-Other | 2.00% | — | +19.05% | |
| 6 | AAOI | Applied Optoelectronics Inc | Stock-Tech | 2.00% | +0.43% | — | |
| 7 | CYEUR | Cypress Semiconductor CORP | Stock-Other | 1.91% | — | +16.36% | |
| 8 | ✓ | Mellanox Technologies LTD | Stock-Other | 1.91% | +0.40% | +16.00% | |
| 9 | FTNT | Fortinet Inc | Stock-Tech | 1.79% | +0.39% | +6.67% | |
| 10 | AANUSD | Aaron's Inc | Stock-Other | 1.56% | +0.42% | +5.77% | |
| 11 | SIMO | Silicon Motion Technol-adr | Stock-Other | 1.50% | +0.43% | +6.67% | |
| 12 | VMC | Vulcan Materials Co | Stock-Materials | 1.48% | — | -7.14% | |
| 13 | LOGMEUR | Logmein Inc | Stock-Other | 1.41% | — | -12.12% | |
| 14 | ✓ | Fiat Chrysler Automobiles NV | Stock-Other | 1.39% | — | — | |
| 15 | DY | Dycom Industries Inc | Stock-Industrials | 1.35% | — | -5.97% | |
| 16 | ADM | Archer-daniels-midland Co | Stock-Consumer Staples | 1.28% | — | -2.00% | |
| 17 | STLA | Stellantis N.V. | Stock-Consumer Disc | 1.28% | — | — | |
| 18 | ✓ | Powersecure Intl Inc | Stock-Other | 1.24% | — | -0.14% | |
| 19 | LBTYA | Liberty Global Ltd. | Stock-Other | 1.18% | — | — | |
| 20 | MIC2EUR | Macquarie Infrastructure Hol | Stock-Other | 1.14% | — | — | |
| 21 | INFNEUR | Infinera CORP | Stock-Other | 1.13% | — | -0.38% | |
| 22 | ✓ | General Motors CORP | Stock-Other | 1.13% | — | +25.00% | |
| 23 | GAP | Gap Inc/the | Stock-Consumer Disc | 1.03% | +1.03% | NEW | |
| 24 | ✓ | Ltx-credence CORP | Stock-Other | 0.96% | — | +20.51% | |
| 25 | CCS | Century Communities Inc | Stock-Other | 0.96% | — | — | |
| 26 | ACLS | Axcelis Technologies, Inc. | Stock-Tech | 0.95% | +0.35% | +25.26% | |
| 27 | ✓ | Ruckus Wireless Inc | Stock-Other | 0.95% | — | +6.25% | |
| 28 | ✓ | Broadsoft Inc | Stock-Other | 0.94% | — | +11.11% | |
| 29 | ✓ | Fenix Parts Inc | Stock-Other | 0.92% | +0.92% | NEW | |
| 30 | CIEN | Ciena CORP | Stock-Tech | 0.90% | +0.59% | +133.33% | |
| 31 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 0.87% | — | — | |
| 32 | NCNO | nCino, Inc. | Stock-Other | 0.86% | — | +5.00% | |
| 33 | CALX | Calix Inc | Stock-Tech | 0.84% | — | — | |
| 34 | CMA | Comerica Inc | Stock-Other | 0.83% | +0.83% | NEW | |
| 35 | ✓ | Headwaters Inc Com | Stock-Other | 0.81% | — | -17.50% | |
| 36 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.80% | -0.40% | -33.33% | |
| 37 | RMTO | Rm2 International Inc | Stock-Other | 0.79% | +0.61% | +328.02% | |
| 38 | ✓ | U S Airways Group Inc | Stock-Other | 0.79% | — | +37.65% | |
| 39 | ✓ | Swift Transportation | Stock-Other | 0.77% | — | +19.05% | |
| 40 | ORCL | Oracle CORP | Stock-Tech | 0.76% | +0.76% | NEW | |
| 41 | CX | Cemex Sab-spons Adr Part Cer | Stock-Other | 0.75% | +0.24% | +50.00% | |
| 42 | COF | Capital One Financial CORP | Stock-Financials | 0.72% | — | — | |
| 43 | ✓ | Gigamon Inc | Stock-Other | 0.72% | +0.49% | +100.00% | |
| 44 | ✓ | Infoblox Inc | Stock-Other | 0.71% | — | — | |
| 45 | ✓ | Zayo Group Holdings | Stock-Other | 0.70% | — | — | |
| 46 | AAPL | Apple Inc | Stock-Tech | 0.69% | -0.30% | -32.01% | |
| 47 | ✓ | Neophotonics CORP | Stock-Other | 0.68% | +0.28% | +22.22% | |
| 48 | CALD | Callidus Software Inc | Stock-Other | 0.66% | — | +20.00% | |
| 49 | ✓ | Scorpio Tankers | Stock-Other | 0.66% | — | — | |
| 50 | IRMD | Iradimed CORP | Stock-Other | 0.65% | +0.24% | +2.04% |
1–50 of 188
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Gruber & Mcbaine Capital Management LLC's most significant position changes for 2015-06-30: Sold out: F5 Inc (FFIV); New buy: Gap Inc/the (GAP); New buy: Fenix Parts Inc; New buy: Comerica Inc (CMA); New buy: Oracle CORP (ORCL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RMTO | Rm2 International Inc | +0.6% | +328.02% | Add |
| 2 | CIEN | Ciena CORP | +0.6% | +133.33% | Add |
| 3 | ✓ | Gigamon Inc | +0.5% | +100.00% | Add |
| 4 | SIMO | Silicon Motion Technol-adr | +0.4% | +6.67% | Add |
| 5 | AAOI | Applied Optoelectronics Inc | +0.4% | — | Unchanged |
| 6 | AANUSD | Aaron's Inc | +0.4% | +5.77% | Add |
| 7 | ✓ | Mellanox Technologies LTD | +0.4% | +16.00% | Add |
| 8 | FTNT | Fortinet Inc | +0.4% | +6.67% | Add |
| 9 | ACLS | Axcelis Technologies, Inc. | +0.4% | +25.26% | Add |
| 10 | RDWR | Radware Ltd. | +0.3% | +8.06% | Add |
| 11 | ✓ | Carrols Restaurant Gr Inc. | +0.3% | +45.33% | Add |
| 12 | ✓ | Neophotonics CORP | +0.3% | +22.22% | Add |
| 13 | ✓ | Invensense Inc | +0.3% | +100.00% | Add |
| 14 | SEACUSD | Seachange International Inc | +0.2% | +136.20% | Add |
| 15 | IRMD | Iradimed CORP | +0.2% | +2.04% | Add |
| 16 | CX | Cemex Sab-spons Adr Part Cer | +0.2% | +50.00% | Add |
| 17 | IWSY | Imageware Systems Inc | -0.2% | -0.77% | Trim |
| 18 | AAPL | Apple Inc | -0.3% | -32.01% | Trim |
| 19 | DAKPEUR | Dakota Plains Holdings Inc | -0.3% | -1.01% | Trim |
| 20 | ATI | Ati Inc | -0.3% | -50.00% | Trim |
| 21 | NXPI | NXP Semiconductors N.V. | -0.4% | -33.33% | Trim |
| 22 | SYNA | Synaptics Inc | -0.4% | -62.26% | Trim |
| 23 | PXDEUR | Pioneer Natural Resources Co | -0.5% | -66.67% | Trim |
| 24 | ✓ | Barracuda Networks Inc | -0.7% | -66.14% | Trim |
| 25 | MDCA | Mdc Partners Inc-a | -3% | — | Unchanged |
| 26 | FFIV | F5 Inc | — | EXIT | Sold out |
| 27 | GAP | Gap Inc/the | — | NEW | New buy |
| 28 | ✓ | Fenix Parts Inc | — | NEW | New buy |
| 29 | CMA | Comerica Inc | — | NEW | New buy |
| 30 | ORCL | Oracle CORP | — | NEW | New buy |
| 31 | AVGO | Broadcom Inc. | — | EXIT | Sold out |
| 32 | CFG | Citizens Financial Group | — | EXIT | Sold out |
| 33 | ✓ | Aruba Networks Inc | — | EXIT | Sold out |
| 34 | CALM | Cal-maine Foods Inc | — | NEW | New buy |
| 35 | HTZ | Hertz Global Holdings, Inc. | — | NEW | New buy |
| 36 | TAUSD | Travelcenters Of America LLC | — | EXIT | Sold out |
| 37 | TNK | Teekay Tankers Ltd. | — | EXIT | Sold out |
| 38 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | — | NEW | New buy |
| 39 | YELP | Yelp Inc | — | EXIT | Sold out |
| 40 | ✓ | Invesco Mortgage Capital | — | EXIT | Sold out |
| 41 | ✓ | Vasco Data Securit Usd 0.001 Com | — | EXIT | Sold out |
| 42 | MOBL | Mobileiron Inc | — | EXIT | Sold out |
| 43 | CYH | Community Health Systems Inc | — | EXIT | Sold out |
| 44 | ✓ | Supercom LTD New | — | NEW | New buy |
| 45 | ✓ | Invesco Mortgage Capital | — | NEW | New buy |
| 46 | KNX | Knight-Swift Transportation Holdings Inc. | — | EXIT | Sold out |
| 47 | ✓ | Ampio Pharmaceuticals Inc | — | EXIT | Sold out |
| 48 | RGR | Sturm Ruger & Co Inc | — | NEW | New buy |
| 49 | ✓ | Ultratech Inc Com | — | NEW | New buy |
| 50 | ONL | Orion Properties Inc. | — | EXIT | Sold out |
Filing History
FAQ
What is Gruber & Mcbaine Capital Management LLC and what type of investor is it?
Gruber & Mcbaine Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-06-30), the firm manages a tracked equity portfolio valued at approximately $368.8M, spread across 188 disclosed positions.
What are Gruber & Mcbaine Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Gruber & Mcbaine Capital Management LLC's top holdings by market value are:
1. Mdc Partners Inc-a (MDCA) — $26.9M (7.3%)
2. Sunopta Inc (STKL) — $11.3M (3.0%)
3. Imageware Systems Inc (IWSY) — $8.7M (2.4%)
4. Radware Ltd. (RDWR) — $7.4M (2.0%)
5. Super Micro Computer Inc (SMCIUSD) — $7.4M (2.0%)
What changes did Gruber & Mcbaine Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Gruber & Mcbaine Capital Management LLC made 48 notable position adjustments: 11 new positions were initiated, 15 existing holdings were added to, 8 positions were partially reduced, and 14 were completely exited. The largest of these moves: Sold out: F5 Inc (FFIV); New buy: Gap Inc/the (GAP); New buy: Fenix Parts Inc; New buy: Comerica Inc (CMA); New buy: Oracle CORP (ORCL)
What sectors does Gruber & Mcbaine Capital Management LLC focus on?
Gruber & Mcbaine Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 59.8%
• Financials: 22.5%
• Industrials: 17.8%
Investment Profile
Gruber & Mcbaine Capital Management LLC's portfolio is broadly diversified and moderately active, with 59.8% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 50 to 34 over the past 4 quarters — a shift toward longer holding periods.
It has added to its MELLANOX TECHNOLOGIES LTD position over the past two quarters (+$4.3M, now $7.0M), while trimming IWSY over the same stretch (-$4.4M, still holding $8.7M).
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