GA
Griffin Asset Management, Inc. 13F Portfolio & Top Holdings (Q3 2026)
Griffin Asset Management, Inc.CIK: 0000883803
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$934.4M
Reporting period: 2026-09-30 · Number of holdings: 240
GRIFFIN ASSET MANAGEMENT, INC. disclosed 240 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $934.4M and a quarterly turnover rate of 15.1%.
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Personality snowflake
- Concentration
- 6.37
- Portfolio Stability
- 15.11
- Momentum
- 100
- Sector conviction
- 47.51
- Diversification
- 100
- Sizing Uniformity
- 83.17
Griffin Asset Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 63 equally-sized positions, well below its 240 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.68), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Add MSFT
-0.7% $10.9M
Trim OLED
-24.5% -$5.4M
Trim CAT
-2.0% -$5.2M
Add AAPL
-8.1% $2.8M
Trim ASML
-1.5% -$4.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 240 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.49% | +0.38% | -8.15% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 4.34% | +1.21% | -0.71% | |
| 3 | ASML | ASML Holding N.V. | Stock-Tech | 3.75% | -0.36% | -1.48% | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 2.32% | +0.25% | -3.11% | |
| 5 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.21% | +0.02% | -1.55% | |
| 6 | ABBV | Abbvie Inc | Stock-Healthcare | 2.15% | +0.08% | -1.45% | |
| 7 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.08% | +0.09% | -1.51% | |
| 8 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.02% | -0.28% | -10.06% | |
| 9 | V | Visa Inc-class A Shares | Stock-Financials | 1.98% | +0.11% | -0.37% | |
| 10 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 1.92% | -0.24% | +0.31% | |
| 11 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.89% | -0.04% | -7.84% | |
| 12 | BAC | Bank Of America CORP | Stock-Financials | 1.86% | -0.16% | -5.26% | |
| 13 | WFC | Wells Fargo & Co | Stock-Financials | 1.84% | -0.04% | -0.41% | |
| 14 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.64% | +0.15% | -4.16% | |
| 15 | CAT | Caterpillar Inc | Stock-Industrials | 1.63% | -0.52% | -2.00% | |
| 16 | AVGO | Broadcom Inc | Stock-Tech | 1.58% | +0.02% | +6.97% | |
| 17 | QCOM | Qualcomm Inc | Stock-Tech | 1.56% | +0.01% | -0.37% | |
| 18 | WMT | Walmart Inc | Stock-Consumer Staples | 1.54% | -0.13% | -0.72% | |
| 19 | GS | Goldman Sachs Group Inc | Stock-Financials | 1.50% | -0.22% | -3.77% | |
| 20 | HD | Home Depot Inc | Stock-Consumer Disc | 1.48% | -0.20% | +7.26% | |
| 21 | CVX | Chevron CORP | Stock-Energy | 1.47% | +0.28% | -1.11% | |
| 22 | DHR | Danaher CORP | Stock-Healthcare | 1.44% | +0.21% | -0.74% | |
| 23 | ✓ | Stock-Other | 1.42% | +1.42% | NEW | ||
| 24 | RTX | Rtx CORP | Stock-Industrials | 1.35% | -0.01% | -0.53% | |
| 25 | AXP | American Express Co | Stock-Financials | 1.29% | -0.13% | -0.95% | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.26% | -0.06% | -2.35% | |
| 27 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.26% | +0.08% | -1.29% | |
| 28 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.24% | -0.10% | -0.43% | |
| 29 | OLED | Universal Display CORP | Stock-Tech | 1.18% | -0.55% | -24.51% | |
| 30 | APD | Air Products & Chemicals Inc | Stock-Materials | 1.07% | -0.05% | -0.58% | |
| 31 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.06% | +0.10% | -0.63% | |
| 32 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.04% | +0.01% | — | |
| 33 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.00% | -0.07% | -8.23% | |
| 34 | DOV | Dover CORP | Stock-Industrials | 0.99% | -0.18% | -0.47% | |
| 35 | MMM | 3m Co | Stock-Industrials | 0.95% | +0.03% | -0.21% | |
| 36 | BX | Blackstone Inc | Stock-Financials | 0.83% | -0.03% | -0.28% | |
| 37 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.81% | -0.01% | -0.02% | |
| 38 | PLSE | Pulse Biosciences Inc | Stock-Other | 0.77% | +0.11% | -36.55% | |
| 39 | ACN | Accenture plc | Stock-Tech | 0.77% | +0.26% | -0.07% | |
| 40 | ABT | Abbott Laboratories | Stock-Healthcare | 0.77% | +0.09% | +1.99% | |
| 41 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.75% | +0.20% | +4.52% | |
| 42 | ORCL | Oracle CORP | Stock-Tech | 0.74% | -0.04% | +0.33% | |
| 43 | IBM | Intl Business Machines CORP | Stock-Tech | 0.74% | -0.06% | +16.78% | |
| 44 | C | Citigroup Inc | Stock-Financials | 0.72% | -0.06% | -1.43% | |
| 45 | GEV | GE Vernova Inc | Stock-Industrials | 0.72% | -0.19% | -3.16% | |
| 46 | TGT | Target CORP | Stock-Consumer Disc | 0.72% | +0.12% | -1.03% | |
| 47 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.72% | +0.01% | -0.33% | |
| 48 | ✓ | Stock-Other | 0.69% | — | +4.59% | ||
| 49 | ITW | Illinois Tool Works | Stock-Industrials | 0.68% | -0.02% | -0.30% | |
| 50 | AMLP | Alerian Mlp ETF | ETF-Other | 0.66% | +0.01% | +0.26% |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q4 2026
+2.1%
Performance Last 4 Quarters
+10.3%
- Stdev
- +12.3%
- Beta
- +0.92
- Alpha
- -3.6%
- Max Drawdown
- -10.1%
- Annualized Perf
- +17.3%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.61
- Stutzer
- +0.4
- Treynor
- +0.18
- Sterling
- +1.05
- Calmar
- +1.71
- Information Ratio
- -1.04
- Tracking Error
- +5.3%
- Stdev Down
- +6.4%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +31%
- Worst 12 Months
- +3.2%
- Efficiency Ratio
- +0.55
- Sharpe
- +1.36
- Stdev Sectors
- +7.8%
- Skewness
- -0.07
- Kurtosis
- -0.09
- Upside Potential
- +4.2
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 240 | $934.4M | 15 | ||
| 2026 Q2 | 245 | $948.9M | 22 | ||
| 2026 Q1 | 228 | $886.6M | 17 | ||
| 2025 Q4 | 234 | $924.3M | 15 | ||
| 2025 Q3 | 224 | $890.0M | 26 | ||
| 2025 Q2 | 207 | $846.8M | 0 | ||
| 2025 Q1 | 199 | $816.9M | 100 | ||
| 2024 Q4 | 212 | $851.1M | 0 | ||
| 2024 Q3 | 211 | $894.0M | 0 | ||
| 2024 Q2 | 213 | $863.3M | 0 | ||
| 2024 Q1 | 217 | $838.5M | 0 | ||
| 2023 Q4 | 205 | $788.6M | 0 | ||
| 2023 Q3 | 196 | $703.6M | 0 | ||
| 2023 Q2 | 209 | $738.8M | 0 | ||
| 2023 Q1 | 210 | $715.7M | 0 | ||
| 2022 Q4 | 205 | $663.1M | 0 | ||
| 2022 Q3 | 206 | $601.9M | 0 | ||
| 2022 Q2 | 210 | $626.7M | 0 | ||
| 2022 Q1 | 226 | $771.8M | 0 | ||
| 2021 Q4 | 235 | $805.1M | 0 | ||
| 2021 Q3 | 234 | $781.8M | 0 | ||
| 2021 Q2 | 242 | $829.5M | 97 | ||
| 2021 Q1 | 234 | $782.3M | 52 | ||
| 2020 Q4 | 225 | $754.1M | 21 | ||
| 2020 Q3 | 203 | $650.4M | 20 | ||
| 2020 Q2 | 198 | $625.1M | 22 | ||
| 2020 Q1 | 200 | $528.1M | 36 | ||
| 2019 Q4 | 229 | $713.4M | 17 | ||
| 2019 Q3 | 229 | $643.9M | 30 | ||
| 2019 Q2 | 577 | $785.9M | 20 | ||
| 2019 Q1 | 247 | $707.0M | 21 | ||
| 2018 Q4 | 230 | $592.5M | 17 | ||
| 2018 Q3 | 245 | $679.5M | 23 | ||
| 2018 Q2 | 201 | $551.1M | 12 | ||
| 2018 Q1 | 209 | $549.5M | 9 | ||
| 2017 Q4 | 205 | $562.0M | 12 | ||
| 2017 Q3 | 209 | $553.8M | 42 | ||
| 2017 Q2 | 126 | $374.1M | 54 | ||
| 2015 Q4 | 94 | $237.8M | 12 | ||
| 2015 Q3 | 100 | $240.5M | 19 | ||
| 2015 Q2 | 99 | $260.6M | 30 | ||
| 2015 Q1 | 108 | $344.4M | 12 | ||
| 2014 Q4 | 108 | $376.2M | 19 | ||
| 2014 Q3 | 108 | $335.0M | 10 | ||
| 2014 Q2 | 104 | $319.8M | 12 | ||
| 2014 Q1 | 104 | $308.2M | 12 | ||
| 2013 Q4 | 104 | $309.4M | 21 | ||
| 2013 Q3 | 118 | $306.1M | 17 | ||
| 2013 Q2 | 118 | $276.4M | 0 |
Holding changes this quarter
Griffin Asset Management, Inc.'s most significant position changes for 2026-09-30: New buy: ; Sold out: Alps Medical Breakthroughs (SBIO); Sold out: Vicor CORP (VICR); New buy: Axt Inc (AXTI); New buy: Ishares Expanded Tech-softwa (IGV).
Showing top 200 changes by size (of 264 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +1.4% | NEW | New buy | |
| 2 | MSFT | Microsoft CORP | +1.2% | -0.71% | Trim |
| 3 | AAPL | Apple Inc | +0.4% | -8.15% | Trim |
| 4 | SMMT | Summit Therapeutics Inc | +0.3% | +67.38% | Add |
| 5 | CVX | Chevron CORP | +0.3% | -1.11% | Trim |
| 6 | ACN | Accenture plc | +0.3% | -0.07% | Trim |
| 7 | NVDA | Nvidia CORP | +0.3% | -3.11% | Trim |
| 8 | DHR | Danaher CORP | +0.2% | -0.74% | Trim |
| 9 | META | Meta Platforms Inc-class A | +0.2% | +4.52% | Add |
| 10 | MRK | Merck & Co. Inc. | +0.2% | -4.16% | Trim |
| 11 | TGT | Target CORP | +0.1% | -1.03% | Trim |
| 12 | COP | Conocophillips | +0.1% | — | Unchanged |
| 13 | PLSE | Pulse Biosciences Inc | +0.1% | -36.55% | Trim |
| 14 | V | Visa Inc-class A Shares | +0.1% | -0.37% | Trim |
| 15 | DIS | Walt Disney Co/the | +0.1% | -0.63% | Trim |
| 16 | ULTA | Ulta Beauty Inc | +0.1% | +0.17% | Add |
| 17 | ABT | Abbott Laboratories | +0.1% | +1.99% | Add |
| 18 | JNJ | Johnson & Johnson | +0.1% | -1.51% | Trim |
| 19 | SHEL | Shell Plc-adr | +0.1% | +0.04% | Add |
| 20 | BXSL | Blackstone Secured Lending F | +0.1% | +234.86% | Add |
| 21 | KO | Coca-cola Co/the | +0.1% | -1.29% | Trim |
| 22 | ABBV | Abbvie Inc | +0.1% | -1.45% | Trim |
| 23 | AXTI | Axt Inc | +0.1% | NEW | New buy |
| 24 | TSLA | Tesla Inc | +0.1% | +44.85% | Add |
| 25 | MU | Micron Technology Inc | +0.1% | +61.58% | Add |
| 26 | TEM | Tempus Ai Inc-cl A | +0.1% | +61.36% | Add |
| 27 | PFE | Pfizer Inc | +0.1% | -2.37% | Trim |
| 28 | IGV | Ishares Expanded Tech-softwa | +0.1% | NEW | New buy |
| 29 | DKS | Dick's Sporting Goods Inc | +0.1% | NEW | New buy |
| 30 | ALGM | Allegro Microsystems Inc | +0.1% | NEW | New buy |
| 31 | BR | Broadridge Financial Solutio | 0% | -2.49% | Trim |
| 32 | XLK | Ss Technology Select Sector | 0% | NEW | New buy |
| 33 | JEPQ | JPM Nasdaq Equity Premium | 0% | +155.32% | Add |
| 34 | PLTR | Palantir Technologies Inc-a | 0% | NEW | New buy |
| 35 | SPYI | Neos S&p 500 High Income ETF | 0% | +144.83% | Add |
| 36 | IBB | Ishares Biotechnology ETF | 0% | NEW | New buy |
| 37 | JEPI | Jpmorgan Equity Premium Inco | 0% | +139.40% | Add |
| 38 | IBIT | Ishares Bitcoin Trust ETF | 0% | +28.18% | Add |
| 39 | BMY | Bristol-myers Squibb Co | 0% | +0.29% | Add |
| 40 | T | At&t Inc | 0% | -0.12% | Trim |
| 41 | GBDC | Golub Capital Bdc Inc | 0% | +136.85% | Add |
| 42 | DRNZ | Rex Drone ETF | 0% | NEW | New buy |
| 43 | DOCU | Docusign Inc | 0% | NEW | New buy |
| 44 | PSX | Phillips 66 | 0% | NEW | New buy |
| 45 | ARCC | Ares Capital CORP | 0% | NEW | New buy |
| 46 | BUG | Global X Cybersecurity ETF | 0% | NEW | New buy |
| 47 | INTC | Intel CORP | 0% | +82.87% | Add |
| 48 | BMEA | Biomea Fusion Inc | 0% | +315.36% | Add |
| 49 | MMM | 3m Co | 0% | -0.21% | Trim |
| 50 | MSOS | Advisorshares Pure US Cann | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Griffin Asset Management, Inc. and what type of investor is it?
Griffin Asset Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $934.4M, spread across 240 disclosed positions.
What are Griffin Asset Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Griffin Asset Management, Inc.'s top holdings by market value are:
1. Apple Inc (AAPL) — $51.3M (5.5%)
2. Microsoft CORP (MSFT) — $40.6M (4.3%)
3. ASML Holding N.V. (ASML) — $35.0M (3.8%)
4. Nvidia CORP (NVDA) — $21.7M (2.3%)
5. Jpmorgan Chase & Co (JPM) — $20.7M (2.2%)
What changes did Griffin Asset Management, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Griffin Asset Management, Inc. made 183 notable position adjustments: 19 new positions were initiated, 47 existing holdings were added to, 96 positions were partially reduced, and 21 were completely exited. The largest of these moves: New buy: ; Sold out: Alps Medical Breakthroughs (SBIO); Sold out: Vicor CORP (VICR); New buy: Axt Inc (AXTI); New buy: Ishares Expanded Tech-softwa (IGV)
What sectors does Griffin Asset Management, Inc. focus on?
Griffin Asset Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.5%
• Financials: 17.5%
• Industrials: 13.6%
• Health Care: 11.4%
• Consumer Discretionary: 10.4%
• Communication Services: 6.5%
Investment Profile
Griffin Asset Management, Inc. returned an annualized 17.3% over the trailing 36 months — underperforming the S&P 500 by 3.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.92 (roughly in line with the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its MSFT position over the past two quarters (+$11.5M, now $40.6M), while trimming OLED over the same stretch (-$7.9M, still holding $11.0M).
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Developer Access
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