GF
Gray Financial Group /ga /adv /adv Historical SEC 13F Holdings & Archive (Q4 2016)
Gray Financial Group /ga /adv /advCIK: 0001070265
Momentum followerQuality / disciplined sizingLong-term holder
Total reported value
$257.4M
Reporting period: 2016-12-31 · Number of holdings: 34
GRAY FINANCIAL GROUP /GA /ADV /ADV disclosed 34 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $257.4M and a quarterly turnover rate of 15.7%.
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Personality snowflake
- Concentration
- 41.42
- Portfolio Stability
- 15.72
- Momentum
- 95.81
- Sector conviction
- 0
- Diversification
- 68
- Sizing Uniformity
- 83.89
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DGRW
0.0% $16.7M
Add IWP
+88.4% $2.7M
Trim SDY
0.0% $656.3K
Trim DVY
0.0% $1.7M
Trim IWY
-17.7% -$1.2M
Trim IDV
0.0% -$261.3K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DVY | Ishares Select Dividend ETF | ETF-Other | 20.47% | -0.67% | — | |
| 2 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 18.17% | -0.95% | — | |
| 3 | DGRO | Ishares Core Dividend Growth | ETF-Other | 7.39% | -0.14% | — | |
| 4 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 7.20% | +6.46% | — | |
| 5 | IDV | Ishares International Select | ETF-Other | 7.14% | -0.59% | — | |
| 6 | ACWX | Ishares Msci Acwi Ex US ETF | ETF-Other | 4.49% | -0.45% | — | |
| 7 | ISTB | Ishares Core 1-5 Year Usd Bo | ETF-Other | 4.47% | -0.36% | — | |
| 8 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 4.46% | — | — | |
| 9 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 4.46% | — | — | |
| 10 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 4.45% | — | — | |
| 11 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.53% | +0.04% | — | |
| 12 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 2.27% | +0.99% | +88.42% | |
| 13 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 2.26% | -0.64% | -17.74% | |
| 14 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 2.19% | -0.01% | — | |
| 15 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 1.57% | -0.03% | — | |
| 16 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 1.54% | -0.01% | -0.54% | |
| 17 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.92% | -0.11% | — | |
| 18 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.80% | +0.80% | NEW | |
| 19 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.75% | +0.04% | — | |
| 20 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.70% | — | — | |
| 21 | MTZ | Mastec Inc | Stock-Industrials | 0.17% | — | — | |
| 22 | AAOI | Applied Optoelectronics Inc | Stock-Tech | 0.16% | — | -12.98% | |
| 23 | FNSR | Finisar Corporation | Stock-Other | 0.15% | — | -16.16% | |
| 24 | CYEUR | Cypress Semiconductor CORP | Stock-Other | 0.15% | — | +30.91% | |
| 25 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.14% | — | — | |
| 26 | KBR | Kbr Inc | Stock-Industrials | 0.14% | +0.14% | NEW | |
| 27 | ✓ | Ixia Com | Stock-Other | 0.13% | — | +17.40% | |
| 28 | ✓ | Verifone Sys Inc | Stock-Other | 0.12% | +0.12% | NEW | |
| 29 | TTI | Tetra Technologies Inc | Stock-Other | 0.11% | — | +62.34% | |
| 30 | MTRX | Matrix Service Co | Stock-Other | 0.10% | +0.10% | NEW | |
| 31 | MDRX | Veradigm Inc | Stock-Other | 0.10% | — | +54.31% | |
| 32 | UMPQUSD | Umpqua Holdings CORP | Stock-Other | 0.10% | — | — | |
| 33 | ASNAEUR | Ascena Retail Group Inc | Stock-Other | 0.10% | — | — | |
| 34 | ✓ | Finish Line Inc Cl A | Stock-Other | 0.09% | — | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Gray Financial Group /ga /adv /adv's most significant position changes for 2016-12-31: New buy: Ishares S&p 500 Value ETF (IVE); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Advanced Energy Industries (AEIS); Sold out: Lumentum Holdings Inc (LITE); Sold out: Curtiss-wright CORP (CW).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DGRW | Wisdomtree U.s. Quality Divi | +6.5% | — | Unchanged |
| 2 | IWP | Ishares Russell Mid-cap Grow | +1% | +88.42% | Add |
| 3 | IWM | Ishares Russell 2000 ETF | 0% | — | Unchanged |
| 4 | IWN | Ishares Russell 2000 Value E | 0% | — | Unchanged |
| 5 | IWX | Ishares Russell Top 200 Valu | 0% | — | Unchanged |
| 6 | IWR | Ishares Russell Mid-cap ETF | 0% | -0.54% | Trim |
| 7 | IWS | Ishares Russell Mid-cap Valu | 0% | — | Unchanged |
| 8 | VNQ | Vanguard Real Estate ETF | -0.1% | — | Unchanged |
| 9 | DGRO | Ishares Core Dividend Growth | -0.1% | — | Unchanged |
| 10 | ISTB | Ishares Core 1-5 Year Usd Bo | -0.4% | — | Unchanged |
| 11 | ACWX | Ishares Msci Acwi Ex US ETF | -0.5% | — | Unchanged |
| 12 | IDV | Ishares International Select | -0.6% | — | Unchanged |
| 13 | IWY | Ishares Russell Top 200 Grow | -0.6% | -17.74% | Trim |
| 14 | DVY | Ishares Select Dividend ETF | -0.7% | — | Unchanged |
| 15 | SDY | Ss Spdr S&p Dividend ETF | -1% | — | Unchanged |
| 16 | IVE | Ishares S&p 500 Value ETF | — | NEW | New buy |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | EXIT | Sold out |
| 18 | AEIS | Advanced Energy Industries | — | EXIT | Sold out |
| 19 | LITE | Lumentum Holdings Inc | — | EXIT | Sold out |
| 20 | CW | Curtiss-wright CORP | — | EXIT | Sold out |
| 21 | DY | Dycom Industries Inc | — | EXIT | Sold out |
| 22 | KBR | Kbr Inc | — | NEW | New buy |
| 23 | ✓ | Mentor Graphics CORP | — | EXIT | Sold out |
| 24 | PB | Prosperity Bancshares Inc | — | EXIT | Sold out |
| 25 | SPEM | State Street Sp Ptf Em ETF | — | EXIT | Sold out |
| 26 | EVR | Evercore Inc - A | — | EXIT | Sold out |
| 27 | ✓ | Verifone Sys Inc | — | NEW | New buy |
| 28 | BUSD | Barnes Group Inc | — | EXIT | Sold out |
| 29 | BID | Sotheby's | — | EXIT | Sold out |
| 30 | ✓ | Sykes Enterprises Inc Com | — | EXIT | Sold out |
| 31 | ✓ | Convergys CORP Com | — | EXIT | Sold out |
| 32 | WBS | Webster Financial CORP | — | EXIT | Sold out |
| 33 | BKH | Black Hills CORP | — | EXIT | Sold out |
| 34 | MTRX | Matrix Service Co | — | NEW | New buy |
| 35 | AEBA | Allete Inc | — | EXIT | Sold out |
| 36 | ✓ | Navigators Group Inc | — | EXIT | Sold out |
| 37 | CPK | Chesapeake Utilities CORP | — | EXIT | Sold out |
| 38 | ✓ | — | EXIT | Sold out | |
| 39 | ✓ | — | EXIT | Sold out | |
| 40 | WOR | Worthington Enterprises Inc | — | EXIT | Sold out |
| 41 | ✓ | Team Health Holdings Inc | — | EXIT | Sold out |
| 42 | WTS | Watts Water Technologies-a | — | EXIT | Sold out |
| 43 | ABG | Asbury Automotive Group | — | EXIT | Sold out |
| 44 | GBCI | Glacier Bancorp Inc | — | EXIT | Sold out |
| 45 | MPT | Medical Properties Trust Inc | — | EXIT | Sold out |
| 46 | UNFI | United Natural Foods Inc | — | EXIT | Sold out |
| 47 | BANC | Banc Of California Inc | — | EXIT | Sold out |
| 48 | LZB | La-z-boy Inc | — | EXIT | Sold out |
| 49 | GJB | Steelcase Inc-cl A | — | EXIT | Sold out |
| 50 | MTW | The Manitowoc Company, Inc. | — | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Gray Financial Group /ga /adv /adv and what type of investor is it?
Gray Financial Group /ga /adv /adv is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-12-31), the firm manages a tracked equity portfolio valued at approximately $257.4M, spread across 34 disclosed positions.
What are Gray Financial Group /ga /adv /adv's largest equity positions?
Based on the latest 13F filing, Gray Financial Group /ga /adv /adv's top holdings by market value are:
1. Ishares Select Dividend ETF (DVY) — $52.7M (20.5%)
2. Ss Spdr S&p Dividend ETF (SDY) — $46.8M (18.2%)
3. Ishares Core Dividend Growth (DGRO) — $19.0M (7.4%)
4. Wisdomtree U.s. Quality Divi (DGRW) — $18.5M (7.2%)
5. Ishares International Select (IDV) — $18.4M (7.1%)
What changes did Gray Financial Group /ga /adv /adv make in its most recent portfolio filing?
In the latest reported quarter, Gray Financial Group /ga /adv /adv made 38 notable position adjustments: 4 new positions were initiated, 1 existing holdings were added to, 2 positions were partially reduced, and 31 were completely exited. The largest of these moves: New buy: Ishares S&p 500 Value ETF (IVE); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Advanced Energy Industries (AEIS); Sold out: Lumentum Holdings Inc (LITE); Sold out: Curtiss-wright CORP (CW)
What sectors does Gray Financial Group /ga /adv /adv focus on?
Gray Financial Group /ga /adv /adv is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 65.4%
• Information Technology: 34.6%
Investment Profile
Gray Financial Group /ga /adv /adv's portfolio is moderately concentrated and long-term-holding, with 65.4% of the portfolio concentrated in Industrials.
Its turnover score has fallen from 100 to 16 over the past 4 quarters — a shift toward longer holding periods.
It has added to its DGRO position over the past two quarters (+$8.1M, now $19.0M), while trimming ISTB over the same stretch (-$179.4K, still holding $11.5M).
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