GI
Granite Investment Advisors, LLC Historical SEC 13F Holdings & Archive (Q3 2021)
Granite Investment Advisors, LLCCIK: 0001464586
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$617.7M
Reporting period: 2021-09-30 · Number of holdings: 177
Granite Investment Advisors, LLC disclosed 177 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $617.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 5.97
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 52.5
- Diversification
- 100
- Sizing Uniformity
- 87.15
Granite Investment Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.015 — mathematically equivalent to about 67 equally-sized positions, well below its 177 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.29), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 59% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 6.00% | — | -3.40% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 3.93% | — | -4.02% | |
| 3 | ORCL | Oracle CORP | Stock-Tech | 3.19% | — | -3.51% | |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.57% | — | -1.84% | |
| 5 | MS | Morgan Stanley | Stock-Financials | 2.54% | — | -2.13% | |
| 6 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.85% | — | -2.02% | |
| 7 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.78% | — | -2.70% | |
| 8 | XLK | Ss Technology Select Sector | ETF-Tech | 1.74% | — | +5.57% | |
| 9 | ABT | Abbott Laboratories | Stock-Healthcare | 1.69% | — | -4.53% | |
| 10 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.52% | — | -1.77% | |
| 11 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.50% | — | -2.72% | |
| 12 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.48% | — | +1.59% | |
| 13 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.44% | — | +14.10% | |
| 14 | GM | General Motors Co | Stock-Consumer Disc | 1.37% | — | -2.46% | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.31% | — | -2.07% | |
| 16 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.30% | — | -1.85% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.29% | — | -1.42% | |
| 18 | ACN | Accenture plc | Stock-Tech | 1.20% | — | -1.29% | |
| 19 | SIEGY | Siemens Ag-spons Adr | Stock-Other | 1.19% | — | -0.01% | |
| 20 | YUSD | Alleghany CORP | Stock-Other | 1.16% | — | -1.86% | |
| 21 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.11% | — | +3.49% | |
| 22 | WFC | Wells Fargo & Co | Stock-Financials | 1.11% | — | -2.46% | |
| 23 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.10% | — | -1.18% | |
| 24 | MMM | 3m Co | Stock-Industrials | 1.07% | — | -2.07% | |
| 25 | PGR | Progressive CORP | Stock-Financials | 1.06% | — | -2.86% | |
| 26 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.05% | — | -1.89% | |
| 27 | COF | Capital One Financial CORP | Stock-Financials | 1.05% | — | -3.49% | |
| 28 | STT | State Street CORP | Stock-Financials | 1.05% | — | -3.06% | |
| 29 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 1.03% | — | -2.23% | |
| 30 | DOV | Dover CORP | Stock-Industrials | 1.02% | — | -1.25% | |
| 31 | FDX | Fedex CORP | Stock-Industrials | 1.02% | — | -4.78% | |
| 32 | XLV | Ss Health Care Select Sector | ETF-Other | 1.00% | — | +5.01% | |
| 33 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.99% | — | +3.39% | |
| 34 | WMT | Walmart Inc | Stock-Consumer Staples | 0.98% | — | -6.18% | |
| 35 | T | At&t Inc | Stock-Comm Services | 0.98% | — | -3.30% | |
| 36 | HON | Honeywell International Inc | Stock-Industrials | 0.97% | — | -4.79% | |
| 37 | VFH | Vanguard Financials ETF | ETF-Other | 0.97% | — | +5.06% | |
| 38 | NEM | Newmont CORP | Stock-Materials | 0.95% | — | -30.19% | |
| 39 | CE | Celanese CORP | Stock-Materials | 0.95% | — | -2.08% | |
| 40 | WRKUSD | Westrock Co | Stock-Other | 0.92% | — | -2.16% | |
| 41 | GWW | Ww Grainger Inc | Stock-Industrials | 0.90% | — | -0.34% | |
| 42 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 0.90% | — | -3.97% | |
| 43 | TAP | Molson Coors Beverage Co - B | Stock-Consumer Staples | 0.89% | — | -5.06% | |
| 44 | PWR | Quanta Services Inc | Stock-Industrials | 0.86% | — | -0.40% | |
| 45 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.84% | — | -2.65% | |
| 46 | MCK | Mckesson CORP | Stock-Healthcare | 0.81% | — | -4.11% | |
| 47 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.79% | — | -0.41% | |
| 48 | NVDA | Nvidia CORP | Stock-Tech | 0.78% | — | +296.14% | |
| 49 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.76% | — | +4.33% | |
| 50 | NEE | Nextera Energy Inc | Stock-Utilities | 0.76% | — | -2.70% |
1–50 of 177
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q3 | 177 | $617.7M | 0 | ||
| 2021 Q2 | 185 | $638.9M | 97 | ||
| 2021 Q1 | 178 | $597.7M | 23 | ||
| 2020 Q4 | 168 | $561.9M | 18 | ||
| 2020 Q3 | 165 | $511.8M | 22 | ||
| 2020 Q2 | 156 | $462.1M | 24 | ||
| 2020 Q1 | 143 | $401.6M | 44 | ||
| 2019 Q4 | 166 | $530.9M | 18 | ||
| 2019 Q3 | 164 | $509.7M | 23 | ||
| 2019 Q2 | 161 | $531.7M | 15 | ||
| 2019 Q1 | 153 | $519.8M | 19 | ||
| 2018 Q4 | 153 | $476.0M | 28 | ||
| 2018 Q3 | 160 | $569.7M | 12 | ||
| 2018 Q2 | 164 | $548.9M | 69 | ||
| 2018 Q1 | 170 | $1.1B | 81 | ||
| 2017 Q4 | 179 | $568.2M | 41 | ||
| 2017 Q3 | 122 | $550.8M | 11 | ||
| 2017 Q2 | 122 | $550.9M | 15 | ||
| 2017 Q1 | 131 | $562.4M | 28 | ||
| 2016 Q4 | 119 | $488.6M | 13 | ||
| 2016 Q3 | 118 | $486.5M | 15 | ||
| 2016 Q2 | 123 | $494.8M | 14 | ||
| 2016 Q1 | 125 | $494.7M | 33 | ||
| 2015 Q4 | 122 | $512.9M | 0 | ||
| 2015 Q3 | 122 | $512.9M | 33 | ||
| 2015 Q2 | 125 | $572.3M | 45 | ||
| 2015 Q1 | 100 | $426.8M | 17 | ||
| 2014 Q4 | 99 | $422.5M | 19 | ||
| 2014 Q3 | 100 | $431.9M | 22 | ||
| 2014 Q2 | 101 | $452.7M | 24 | ||
| 2014 Q1 | 97 | $457.6M | 16 | ||
| 2013 Q4 | 98 | $463.3M | 23 | ||
| 2013 Q3 | 90 | $433.8M | 0 | ||
| 2013 Q2 | 90 | $433.8M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Granite Investment Advisors, LLC and what type of investor is it?
Granite Investment Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $617.7M, spread across 177 disclosed positions.
What are Granite Investment Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Granite Investment Advisors, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $37.1M (6.0%)
2. Microsoft CORP (MSFT) — $24.3M (3.9%)
3. Oracle CORP (ORCL) — $19.7M (3.2%)
4. Berkshire Hathaway Inc-cl B (BRK-B) — $15.9M (2.6%)
5. Morgan Stanley (MS) — $15.7M (2.5%)
What changes did Granite Investment Advisors, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Granite Investment Advisors, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Granite Investment Advisors, LLC focus on?
Granite Investment Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.7%
• Financials: 18.1%
• Health Care: 17.3%
• Communication Services: 12.0%
• Consumer Discretionary: 11.4%
• Industrials: 7.4%
Investment Profile
Granite Investment Advisors, LLC's portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 22 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its KMI position over the past two quarters (+$4.0M, now $4.5M), while trimming DIS over the same stretch (-$4.5M, still holding $9.3M).
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Developer Access
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