GI
Goodwin Investment Advisory SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Goodwin Investment AdvisoryCIK: 0001803294
Momentum followerSector-focusedHigh-turnover trader
Total reported value
$49.7M
Reporting period: 2026-06-30 · Number of holdings: 111
Goodwin Investment Advisory disclosed 111 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $49.7M and a quarterly turnover rate of 79.2%.
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Personality snowflake
- Concentration
- 51.64
- Portfolio Stability
- 79.19
- Momentum
- 100
- Sector conviction
- 96.98
- Diversification
- 56
- Sizing Uniformity
- 83.53
Goodwin Investment Advisory's disclosed holdings carry a Herfindahl concentration index of 0.129 — mathematically equivalent to about 8 equally-sized positions, well below its 111 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.65), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.9 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out FBCG
Add FBND
+10.7% $1.3M
Add FVAL
+12.8% $1.5M
Add ESGU
-0.0% $681.7K
Add VOO
+11.9% $875.9K
New buy MIAX
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 28 holdings (of 111 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | ETF-Other | 28.85% | +13.38% | +10.70% | |
| 2 | FVAL | Fidelity Value Factor ETF | ETF-Other | 14.09% | +7.51% | +12.77% | |
| 3 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 10.10% | +4.94% | -0.00% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 7.92% | +4.28% | +11.92% | |
| 5 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 4.15% | +1.96% | — | |
| 6 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.92% | +1.72% | -8.07% | |
| 7 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 3.30% | +1.70% | — | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 3.19% | +1.58% | +495.41% | |
| 9 | EQWL | Invesco S&p 100 Equal Weight | ETF-Other | 2.81% | +1.56% | +18.43% | |
| 10 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 2.55% | +1.31% | — | |
| 11 | MIAX | Miami International Holdings | Stock-Other | 2.10% | +2.10% | NEW | |
| 12 | AXSM | Axsome Therapeutics Inc | Stock-Healthcare | 2.09% | +1.24% | — | |
| 13 | MUNI | Pimco Intermediate Municipal | ETF-Other | 1.97% | +0.79% | -2.05% | |
| 14 | AVGO | Broadcom Inc | Stock-Tech | 1.87% | +1.87% | NEW | |
| 15 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.78% | +0.91% | — | |
| 16 | ITM | Vaneck Intermediate Muni ETF | ETF-Other | 1.46% | +0.61% | — | |
| 17 | SIGI | Selective Insurance Group | Stock-Financials | 1.17% | +0.63% | — | |
| 18 | JHMM | John Hancock Multi Fact Mid | ETF-Other | 0.96% | +0.49% | +7.98% | |
| 19 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.79% | +0.41% | — | |
| 20 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.61% | +0.28% | — | |
| 21 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.60% | +0.33% | — | |
| 22 | JVAL | Jpmorgan US Value Factor ETF | ETF-Other | 0.59% | +0.30% | — | |
| 23 | CSCO | Cisco Systems Inc | Stock-Tech | 0.58% | +0.58% | NEW | |
| 24 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.58% | +0.28% | — | |
| 25 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.52% | +0.24% | -0.03% | |
| 26 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.52% | +0.25% | +300.00% | |
| 27 | PFM | Invesco Dividend Achievers E | ETF-Other | 0.48% | +0.48% | NEW | |
| 28 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 0.45% | +0.18% | -2.31% |
Portfolio Performance
Performance for Q3 2026
-0.6%
Performance Last 4 Quarters
+18.6%
- Stdev
- +13.6%
- Beta
- +1.04
- Alpha
- -3.3%
- Max Drawdown
- -8.6%
- Annualized Perf
- +17.9%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.71
- Stutzer
- +0.38
- Treynor
- +0.17
- Sterling
- +1.1
- Calmar
- +2.08
- Information Ratio
- -1.03
- Tracking Error
- +2.5%
- Stdev Down
- +6.4%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +34.2%
- Worst 12 Months
- +2.1%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.28
- Stdev Sectors
- +13.5%
- Skewness
- +0.34
- Kurtosis
- +0.12
- Upside Potential
- +4.44
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 111 | $49.7M | 79 | ||
| 2026 Q1 | 212 | $84.0M | 11 | ||
| 2025 Q4 | 224 | $91.1M | 9 | ||
| 2025 Q3 | 229 | $93.3M | 43 | ||
| 2025 Q2 | 214 | $86.6M | 0 | ||
| 2025 Q1 | 155 | $64.4M | 100 | ||
| 2024 Q4 | 39 | $191.0M | 0 | ||
| 2024 Q3 | 35 | $231.0M | 0 | ||
| 2024 Q2 | 34 | $217.9M | 0 | ||
| 2024 Q1 | 47 | $212.1M | 0 | ||
| 2023 Q4 | 69 | $192.3M | 0 | ||
| 2023 Q3 | 81 | $169.0M | 0 | ||
| 2023 Q2 | 83 | $171.3M | 0 | ||
| 2023 Q1 | 79 | $153.3M | 0 | ||
| 2022 Q4 | 218 | $140.9M | 0 | ||
| 2022 Q3 | 223 | $132.1M | 0 | ||
| 2022 Q2 | 9601 | $129.8M | 0 | ||
| 2022 Q1 | 9453 | $145.9M | 0 | ||
| 2021 Q4 | 8394 | $133.6M | 0 | ||
| 2021 Q3 | 6567 | $102.9M | 0 | ||
| 2021 Q2 | 5918 | $91.9M | 100 | ||
| 2021 Q1 | 6150 | $85.0M | 21 | ||
| 2020 Q4 | 4680 | $81.7M | — |
Holding changes this quarter
Goodwin Investment Advisory's most significant position changes for 2026-06-30: Sold out: Fidelity Blue Chip Grow ETF (FBCG); New buy: Miami International Holdings (MIAX); New buy: Broadcom Inc (AVGO); Sold out: Pgim Total Return Bond ETF (PTRB); Sold out: Fidelity Fndmntl L/c Grw ETF (FFLG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | +13.4% | +10.70% | Add |
| 2 | FVAL | Fidelity Value Factor ETF | +7.5% | +12.77% | Add |
| 3 | ESGU | Ishares Esg Aware Msci USA | +4.9% | -0.00% | Trim |
| 4 | VOO | Vanguard S&p 500 ETF | +4.3% | +11.92% | Add |
| 5 | MIAX | Miami International Holdings | +2.1% | NEW | New buy |
| 6 | XLG | Invesco S&p 500 Top 50 ETF | +2% | — | Unchanged |
| 7 | AVGO | Broadcom Inc | +1.9% | NEW | New buy |
| 8 | IVV | Ishares Core S&p 500 ETF | +1.7% | -8.07% | Trim |
| 9 | BNY | Bank Of New York Mellon CORP | +1.7% | — | Unchanged |
| 10 | VUG | Vanguard Growth ETF | +1.6% | +495.41% | Add |
| 11 | EQWL | Invesco S&p 100 Equal Weight | +1.6% | +18.43% | Add |
| 12 | ONEQ | Fidelity Nasdaq Comp Indx | +1.3% | — | Unchanged |
| 13 | AXSM | Axsome Therapeutics Inc | +1.2% | — | Unchanged |
| 14 | VBK | Vanguard Small-cap Grwth ETF | +0.9% | — | Unchanged |
| 15 | MUNI | Pimco Intermediate Municipal | +0.8% | -2.05% | Trim |
| 16 | SIGI | Selective Insurance Group | +0.6% | — | Unchanged |
| 17 | ITM | Vaneck Intermediate Muni ETF | +0.6% | — | Unchanged |
| 18 | CSCO | Cisco Systems Inc | +0.6% | NEW | New buy |
| 19 | JHMM | John Hancock Multi Fact Mid | +0.5% | +7.98% | Add |
| 20 | PFM | Invesco Dividend Achievers E | +0.5% | NEW | New buy |
| 21 | IJT | Ishares S&p Small-cap 600 Gr | +0.4% | — | Unchanged |
| 22 | LLY | Eli Lilly & Co | +0.3% | — | Unchanged |
| 23 | JVAL | Jpmorgan US Value Factor ETF | +0.3% | — | Unchanged |
| 24 | TSLA | Tesla Inc | +0.3% | — | Unchanged |
| 25 | IVE | Ishares S&p 500 Value ETF | +0.3% | — | Unchanged |
| 26 | IWF | Ishares Russell 1000 Growth | +0.3% | +300.00% | Add |
| 27 | USRT | Ishares Core US Reit ETF | +0.2% | -0.03% | Trim |
| 28 | SCHP | Schwab U.s. Tips ETF | +0.2% | -2.31% | Trim |
| 29 | KR | Kroger Co | -0.3% | EXIT | Sold out |
| 30 | JMUB | Jpmorgan Municipal ETF | -0.4% | EXIT | Sold out |
| 31 | FFLG | Fidelity Fndmntl L/c Grw ETF | -0.6% | EXIT | Sold out |
| 32 | PTRB | Pgim Total Return Bond ETF | -0.8% | EXIT | Sold out |
| 33 | FBCG | Fidelity Blue Chip Grow ETF | -49.9% | EXIT | Sold out |
Filing History
FAQ
What is Goodwin Investment Advisory and what type of investor is it?
Goodwin Investment Advisory is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $49.7M, spread across 111 disclosed positions.
What are Goodwin Investment Advisory's largest equity positions?
Based on the latest 13F filing, Goodwin Investment Advisory's top holdings by market value are:
1. Fidelity Total Bond ETF (FBND) — $14.3M (28.9%)
2. Fidelity Value Factor ETF (FVAL) — $7.0M (14.1%)
3. Ishares Esg Aware Msci USA (ESGU) — $5.0M (10.1%)
4. Vanguard S&p 500 ETF (VOO) — $3.9M (7.9%)
5. Invesco S&p 500 Top 50 ETF (XLG) — $2.1M (4.2%)
What changes did Goodwin Investment Advisory make in its most recent portfolio filing?
In the latest reported quarter, Goodwin Investment Advisory made 21 notable position adjustments: 4 new positions were initiated, 7 existing holdings were added to, 5 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: Fidelity Blue Chip Grow ETF (FBCG); New buy: Miami International Holdings (MIAX); New buy: Broadcom Inc (AVGO); Sold out: Pgim Total Return Bond ETF (PTRB); Sold out: Fidelity Fndmntl L/c Grw ETF (FFLG)
What sectors does Goodwin Investment Advisory focus on?
Goodwin Investment Advisory is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 43.9%
• Health Care: 26.4%
• Information Technology: 24.1%
• Consumer Discretionary: 5.7%
Investment Profile
Goodwin Investment Advisory returned an annualized 17.9% over the trailing 36 months — underperforming the S&P 500 by 3.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.04 (roughly in line with the market) and a 44% quarterly batting average against the index.
Its portfolio is moderately concentrated and fast-trading, with 43.9% of the portfolio concentrated in Financials.
Its turnover score has risen from 0 to 79 over the past 4 quarters — a shift toward more active trading.
It has added to its FBND position over the past two quarters (+$1.4M, now $14.3M), while trimming MUNI over the same stretch (-$84.1K, still holding $976.2K).
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