GD
Goodwin Daniel L Historical SEC 13F Holdings & Archive (Q3 2023)
Goodwin Daniel LCIK: 0001119191
Concentrated strategySector-focusedLong-term holder
Total reported value
$206.8M
Reporting period: 2023-09-30 · Number of holdings: 158
GOODWIN DANIEL L disclosed 158 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $206.8M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 48.48
Goodwin Daniel L's disclosed holdings carry a Herfindahl concentration index of 0.290 — mathematically equivalent to about 3 equally-sized positions, well below its 158 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.15), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 94 holdings (of 158 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | KRG | Kite Realty Group Trust | Stock-Real Estate | 53.17% | — | — | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.20% | — | +9.01% | |
| 3 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.69% | — | +11.40% | |
| 4 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 2.48% | — | — | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.13% | — | +1.40% | |
| 6 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.92% | — | -0.36% | |
| 7 | MPC | Marathon Petroleum CORP | Stock-Energy | 1.82% | — | — | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 1.48% | — | +10.99% | |
| 9 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.45% | — | +23.95% | |
| 10 | NVG | Nuveen Amt-fr Muni Crdt | Stock-Other | 1.29% | — | +0.90% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.17% | — | +5.68% | |
| 12 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.16% | — | — | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.12% | — | -0.15% | |
| 14 | GS | Goldman Sachs Group Inc | Stock-Financials | 1.04% | — | +4.72% | |
| 15 | QCOM | Qualcomm Inc | Stock-Tech | 1.01% | — | -37.66% | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.00% | — | +76.07% | |
| 17 | BAC 7.25 PERP LBond | Bank Of America CORP | Bond | 0.88% | — | — | |
| 18 | MS | Morgan Stanley | Stock-Financials | 0.87% | — | — | |
| 19 | GHI | Greystone Housing Impact Inv | Stock-Other | 0.78% | — | +19.02% | |
| 20 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | Stock-Other | 0.73% | — | — | |
| 21 | NZF | Nuveen Municipal Credit Inc | Stock-Other | 0.62% | — | +0.64% | |
| 22 | NAD | Nuveen Quality Municipal Inc | Stock-Other | 0.61% | — | -0.53% | |
| 23 | IIM | Invesco Value Municipal Inco | Stock-Other | 0.57% | — | — | |
| 24 | IVT | Inventrust Properties CORP | Stock-Other | 0.53% | — | — | |
| 25 | MHD | Blackrock Muniholdings Fund | Stock-Other | 0.49% | — | — | |
| 26 | MYI | Blackrock Muniyield Qlty Iii | Stock-Other | 0.48% | — | +0.29% | |
| 27 | WFC | Wells Fargo & Co | Stock-Financials | 0.47% | — | -2.45% | |
| 28 | EQR | Equity Residential | Stock-Real Estate | 0.46% | — | — | |
| 29 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.41% | — | +40.10% | |
| 30 | MMD | Nyli Mackay Dt Muni Oppo Fnd | Stock-Other | 0.40% | — | +13.48% | |
| 31 | NFLX | Netflix Inc | Stock-Comm Services | 0.38% | — | — | |
| 32 | EVN | Eaton Vance Muni Inc Tr | Stock-Other | 0.37% | — | +5.57% | |
| 33 | NMCO | Nuveen Municipal Credit Opp | Stock-Other | 0.35% | — | +20.85% | |
| 34 | PMM | Putnam Mgd Muni Inc Tr | Stock-Other | 0.35% | — | +5.56% | |
| 35 | PTLO | Portillo's Inc-cl A | Stock-Other | 0.33% | — | — | |
| 36 | COP | Conocophillips | Stock-Energy | 0.33% | — | — | |
| 37 | XHR | Xenia Hotels & Resorts Inc | Stock-Other | 0.32% | — | — | |
| 38 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.31% | — | — | |
| 39 | DE | Deere & Co | Stock-Industrials | 0.30% | — | +29.55% | |
| 40 | NMZ | Nuveen Muni Hi Inc Opport | Stock-Other | 0.30% | — | +10.37% | |
| 41 | EIM | Eaton Vance Municipal Bond | Stock-Other | 0.29% | — | — | |
| 42 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.29% | — | — | |
| 43 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.29% | — | -4.11% | |
| 44 | LEO | Bny Mellon Strategic Muni | Stock-Other | 0.29% | — | +1.83% | |
| 45 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.27% | — | -3.82% | |
| 46 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.26% | — | +28.68% | |
| 47 | BLK | BlackRock, Inc. | Stock-Financials | 0.23% | — | +2.10% | |
| 48 | PMO | Putnam Municipal Oppor | Stock-Other | 0.23% | — | — | |
| 49 | UHT | Universal Health Rlty Income | Stock-Other | 0.22% | — | — | |
| 50 | OHI | Omega Healthcare Investors | Stock-Real Estate | 0.22% | — | — |
1–50 of 94
Portfolio Performance
Performance for Q3 2026
+1.4%
Performance Last 4 Quarters
+19.7%
- Stdev
- +12.7%
- Beta
- +0.8
- Alpha
- -0.2%
- Max Drawdown
- -13.5%
- Annualized Perf
- +16.1%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +2.46
- Stutzer
- +0.37
- Treynor
- +0.2
- Sterling
- +0.94
- Calmar
- +1.19
- Information Ratio
- -0.53
- Tracking Error
- +7.9%
- Stdev Down
- +6.4%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +34%
- Worst 12 Months
- +0.9%
- Efficiency Ratio
- +0.5
- Sharpe
- +1.24
- Stdev Sectors
- +19.1%
- Skewness
- +0.11
- Kurtosis
- -0.31
- Upside Potential
- +4.18
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q3 | 158 | $206.8M | 0 | ||
| 2023 Q2 | 155 | $209.5M | 0 | ||
| 2023 Q1 | 152 | $197.8M | 0 | ||
| 2022 Q4 | 158 | $197.4M | 0 | ||
| 2022 Q3 | 147 | $173.7M | 0 | ||
| 2022 Q2 | 161 | $182.0M | 0 | ||
| 2022 Q1 | 170 | $231.0M | 0 | ||
| 2021 Q4 | 174 | $227.6M | 0 | ||
| 2021 Q3 | 192 | $215.4M | 0 | ||
| 2021 Q2 | 200 | $210.3M | 95 | ||
| 2021 Q1 | 179 | $191.9M | 25 | ||
| 2020 Q4 | 168 | $169.9M | 40 | ||
| 2020 Q3 | 165 | $142.6M | 26 | ||
| 2020 Q2 | 163 | $158.8M | 29 | ||
| 2020 Q1 | 153 | $123.9M | 78 | ||
| 2019 Q4 | 144 | $230.6M | 15 | ||
| 2019 Q3 | 165 | $220.5M | 12 | ||
| 2019 Q2 | 161 | $219.1M | 10 | ||
| 2019 Q1 | 165 | $218.0M | 16 | ||
| 2018 Q4 | 159 | $190.6M | 20 | ||
| 2018 Q3 | 166 | $211.2M | 8 | ||
| 2018 Q2 | 167 | $216.2M | 8 | ||
| 2018 Q1 | 157 | $205.1M | 15 | ||
| 2017 Q4 | 158 | $229.2M | 7 | ||
| 2017 Q3 | 149 | $224.5M | 11 | ||
| 2017 Q2 | 172 | $221.7M | 17 | ||
| 2017 Q1 | 160 | $239.2M | 9 | ||
| 2016 Q4 | 153 | $248.7M | 20 | ||
| 2016 Q3 | 189 | $282.4M | 13 | ||
| 2016 Q2 | 194 | $308.9M | 54 | ||
| 2016 Q1 | 194 | $421.2M | 10 | ||
| 2015 Q4 | 198 | $416.9M | 18 | ||
| 2015 Q3 | 196 | $371.0M | 23 | ||
| 2015 Q2 | 188 | $380.3M | 20 | ||
| 2015 Q1 | 211 | $453.1M | 35 | ||
| 2014 Q4 | 235 | $561.2M | 22 | ||
| 2014 Q3 | 204 | $459.5M | 23 | ||
| 2014 Q2 | 211 | $549.1M | 13 | ||
| 2014 Q1 | 228 | $552.9M | 8 | ||
| 2013 Q4 | 209 | $528.4M | 14 | ||
| 2013 Q3 | 213 | $495.7M | 22 | ||
| 2013 Q2 | 214 | $515.3M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Goodwin Daniel L and what type of investor is it?
Goodwin Daniel L is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $206.8M, spread across 158 disclosed positions.
What are Goodwin Daniel L's largest equity positions?
Based on the latest 13F filing, Goodwin Daniel L's top holdings by market value are:
1. Kite Realty Group Trust (KRG) — $110.0M (53.2%)
2. Ss Spdr S&p 500 ETF Trust-us (SPY) — $10.8M (5.2%)
3. Alphabet Inc-cl C (GOOG) — $5.6M (2.7%)
4. Unitedhealth Group Inc (UNH) — $5.1M (2.5%)
5. Amazon.com Inc (AMZN) — $4.4M (2.1%)
What changes did Goodwin Daniel L make in its most recent portfolio filing?
No notable portfolio changes were recorded for Goodwin Daniel L in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Goodwin Daniel L focus on?
Goodwin Daniel L is concentrated in the following sectors based on its current disclosed equity portfolio:
• Real Estate: 66.9%
• Information Technology: 8.0%
• Financials: 7.2%
• Communication Services: 4.8%
• Health Care: 4.0%
• Consumer Discretionary: 3.8%
Investment Profile
Goodwin Daniel L returned an annualized 16.1% over the trailing 36 months — underperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.80 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding, with 66.9% of the portfolio concentrated in Real Estate.
It has added to its SPY position over the past two quarters (+$1.7M, now $10.8M), while trimming QCOM over the same stretch (-$1.8M, still holding $2.1M).
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