GC
Goldman Capital Management Inc Historical SEC 13F Holdings & Archive (Q4 2017)
Goldman Capital Management IncCIK: 0001277537
Concentrated strategyMomentum followerQuality / disciplined sizing
Total reported value
$103.4M
Reporting period: 2017-12-31 · Number of holdings: 25
GOLDMAN CAPITAL MANAGEMENT INC disclosed 25 holdings in its latest 13F filing for the period ending 2017-12-31, with total reported value of $103.4M and a quarterly turnover rate of 22.4%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 22.38
- Momentum
- 99.27
- Sector conviction
- 0
- Diversification
- 50
- Sizing Uniformity
- 73.51
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IWSY
-0.8% $3.1M
Trim 44928D108
-43.8% -$3.9M
Trim AAOI
-19.9% -$3.6M
Trim TRAK
-5.6% -$1.4M
Trim 577097108
-13.7% -$969.0K
Trim REFR
-22.4% -$812.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWSY | Imageware Systems Inc | Stock-Other | 54.44% | +4.18% | -0.81% | |
| 2 | ✓ | Icg Group Inc | Stock-Other | 5.06% | -3.57% | -43.78% | |
| 3 | ✓ | Cyren LTD Shs Added | Stock-Other | 3.99% | -0.42% | -36.10% | |
| 4 | TRAK | Repositrak Inc | Stock-Other | 3.93% | -1.24% | -5.55% | |
| 5 | ✓ | Mattersight CORP | Stock-Other | 3.44% | -0.84% | -13.67% | |
| 6 | IWSY 8 PERP EBond | Imageware Systems Inc | Bond | 3.27% | +0.08% | — | |
| 7 | AAOI | Applied Optoelectronics Inc | Stock-Tech | 3.07% | -3.33% | -19.91% | |
| 8 | APPS | Digital Turbine Inc | Stock-Other | 3.06% | +0.37% | -6.04% | |
| 9 | ✓ | Optimirex Corp | Stock-Other | 3.03% | +0.50% | -7.73% | |
| 10 | SAC-WT | Safeguard Acquisition Corp. WT | Stock-Other | 2.06% | +2.06% | NEW | |
| 11 | NRTSF | Nobilis Health CORP | Stock-Other | 2.04% | +2.04% | NEW | |
| 12 | MLSS | Milestone Scientific Inc | Stock-Other | 1.76% | +0.09% | +9.12% | |
| 13 | REFR | Research Frontiers Inc | Stock-Other | 1.65% | -0.73% | -22.43% | |
| 14 | MDCA | Mdc Partners Inc-a | Stock-Other | 1.49% | -0.63% | -22.66% | |
| 15 | CTHRUSD | Charles & Colvard LTD | Stock-Other | 1.43% | +0.32% | -19.27% | |
| 16 | ✓ | 22nd Century Group Inc Com | Stock-Other | 1.35% | +0.30% | +25.00% | |
| 17 | ✓ | Determine, Inc. | Stock-Other | 1.16% | +0.05% | +21.47% | |
| 18 | ✓ | Deep Down Inc | Stock-Other | 1.05% | +0.27% | +34.32% | |
| 19 | ✓ | Bridgepoint Ed Inc | Stock-Other | 0.96% | +0.96% | NEW | |
| 20 | NTSFF | Nanotech Security CORP | Stock-Other | 0.55% | -0.10% | -4.87% | |
| 21 | ✓ | Ipass Inc | Stock-Other | 0.40% | -0.41% | -38.43% | |
| 22 | ✓ | Hopto Inc | Stock-Other | 0.33% | +0.33% | NEW | |
| 23 | TRIBGBP | Trinity Biotech Plc-spon Adr | Stock-Other | 0.23% | -0.22% | -45.56% | |
| 24 | PURE | Pure Bioscience Inc | Stock-Other | 0.15% | -0.01% | — | |
| 25 | CBKCQ | Christopher & Banks CORP | Stock-Other | 0.12% | +0.12% | NEW |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2017 Q4 | 25 | $103.4M | 22 | ||
| 2017 Q3 | 24 | $105.8M | 30 | ||
| 2017 Q2 | 28 | $94.2M | 15 | ||
| 2017 Q1 | 30 | $104.2M | 25 | ||
| 2016 Q4 | 27 | $115.3M | 19 | ||
| 2016 Q3 | 31 | $124.2M | 19 | ||
| 2016 Q2 | 27 | $116.2M | 19 | ||
| 2016 Q1 | 26 | $132.1M | 16 | ||
| 2015 Q4 | 26 | $128.8M | 19 | ||
| 2015 Q3 | 28 | $140.1M | 30 | ||
| 2015 Q2 | 31 | $160.3M | 15 | ||
| 2015 Q1 | 33 | $171.1M | 27 | ||
| 2014 Q4 | 34 | $181.1M | 27 | ||
| 2014 Q3 | 33 | $199.4M | 25 | ||
| 2014 Q2 | 33 | $201.5M | 21 | ||
| 2014 Q1 | 31 | $184.7M | 17 | ||
| 2013 Q4 | 24 | $183.3M | 28 | ||
| 2013 Q3 | 28 | $151.5M | 34 | ||
| 2013 Q2 | 34 | $175.3M | 0 |
Holding changes this quarter
Goldman Capital Management Inc's most significant position changes for 2017-12-31: New buy: Safeguard Acquisition Corp. WT (SAC-WT); New buy: Nobilis Health CORP (NRTSF); New buy: Bridgepoint Ed Inc; New buy: Hopto Inc; New buy: Christopher & Banks CORP (CBKCQ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IWSY | Imageware Systems Inc | +4.2% | -0.81% | Trim |
| 2 | ✓ | Optimirex Corp | +0.5% | -7.73% | Trim |
| 3 | APPS | Digital Turbine Inc | +0.4% | -6.04% | Trim |
| 4 | CTHRUSD | Charles & Colvard LTD | +0.3% | -19.27% | Trim |
| 5 | ✓ | 22nd Century Group Inc Com | +0.3% | +25.00% | Add |
| 6 | ✓ | Deep Down Inc | +0.3% | +34.32% | Add |
| 7 | MLSS | Milestone Scientific Inc | +0.1% | +9.12% | Add |
| 8 | IWSY 8 PERP EBond | Imageware Systems Inc | +0.1% | — | Unchanged |
| 9 | ✓ | Determine, Inc. | +0.1% | +21.47% | Add |
| 10 | PURE | Pure Bioscience Inc | 0% | — | Unchanged |
| 11 | NTSFF | Nanotech Security CORP | -0.1% | -4.87% | Trim |
| 12 | TRIBGBP | Trinity Biotech Plc-spon Adr | -0.2% | -45.56% | Trim |
| 13 | ✓ | Ipass Inc | -0.4% | -38.43% | Trim |
| 14 | ✓ | Cyren LTD Shs Added | -0.4% | -36.10% | Trim |
| 15 | MDCA | Mdc Partners Inc-a | -0.6% | -22.66% | Trim |
| 16 | REFR | Research Frontiers Inc | -0.7% | -22.43% | Trim |
| 17 | ✓ | Mattersight CORP | -0.8% | -13.67% | Trim |
| 18 | TRAK | Repositrak Inc | -1.2% | -5.55% | Trim |
| 19 | AAOI | Applied Optoelectronics Inc | -3.3% | -19.91% | Trim |
| 20 | ✓ | Icg Group Inc | -3.6% | -43.78% | Trim |
| 21 | SAC-WT | Safeguard Acquisition Corp. WT | — | NEW | New buy |
| 22 | NRTSF | Nobilis Health CORP | — | NEW | New buy |
| 23 | ✓ | Bridgepoint Ed Inc | — | NEW | New buy |
| 24 | ✓ | Hopto Inc | — | NEW | New buy |
| 25 | CBKCQ | Christopher & Banks CORP | — | NEW | New buy |
| 26 | ✓ | Advanced Cannabis Solutions | — | EXIT | Sold out |
| 27 | CXDO | Crexendo Inc | — | EXIT | Sold out |
| 28 | ✓ | Bacterin Intl Hldgs Inc | — | EXIT | Sold out |
| 29 | ✓ | Pivotal Therapeutics Inc | — | EXIT | Sold out |
Filing History
FAQ
What is Goldman Capital Management Inc and what type of investor is it?
Goldman Capital Management Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-12-31), the firm manages a tracked equity portfolio valued at approximately $103.4M, spread across 25 disclosed positions.
What are Goldman Capital Management Inc's largest equity positions?
Based on the latest 13F filing, Goldman Capital Management Inc's top holdings by market value are:
1. Imageware Systems Inc (IWSY) — $56.3M (54.4%)
2. Icg Group Inc — $5.2M (5.1%)
3. Cyren LTD Shs Added — $4.1M (4.0%)
4. Repositrak Inc (TRAK) — $4.1M (3.9%)
5. Mattersight CORP — $3.6M (3.4%)
What changes did Goldman Capital Management Inc make in its most recent portfolio filing?
In the latest reported quarter, Goldman Capital Management Inc made 27 notable position adjustments: 5 new positions were initiated, 4 existing holdings were added to, 14 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Safeguard Acquisition Corp. WT (SAC-WT); New buy: Nobilis Health CORP (NRTSF); New buy: Bridgepoint Ed Inc; New buy: Hopto Inc; New buy: Christopher & Banks CORP (CBKCQ)
What sectors does Goldman Capital Management Inc focus on?
Goldman Capital Management Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 100.0%
Investment Profile
Goldman Capital Management Inc's portfolio is concentrated and moderately active, with 100.0% of the portfolio concentrated in Information Technology.
It has added to its IWSY position over the past two quarters (+$20.4M, now $56.3M), while trimming AAOI over the same stretch (-$8.5M, still holding $3.2M).
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