G&
Gofen & Glossberg LLC /il/ Historical SEC 13F Holdings & Archive (Q4 2022)
Gofen & Glossberg LLC /il/CIK: 0000315498
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$3.9B
Reporting period: 2022-12-31 · Number of holdings: 602
GOFEN & GLOSSBERG LLC /IL/ disclosed 602 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $3.9B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 5.73
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 46.33
- Diversification
- 100
- Sizing Uniformity
- 72.37
Gofen & Glossberg LLC /il/'s disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 70 equally-sized positions, well below its 602 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 64% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 602 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 4.96% | — | -0.18% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.67% | — | -0.07% | |
| 3 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 3.69% | — | -0.95% | |
| 4 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.66% | — | +0.30% | |
| 5 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.63% | — | -0.08% | |
| 6 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.47% | — | -0.60% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.15% | — | -0.76% | |
| 8 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.98% | — | -0.81% | |
| 9 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.82% | — | -0.53% | |
| 10 | DHR | Danaher CORP | Stock-Healthcare | 1.72% | — | +0.74% | |
| 11 | ASML | ASML Holding N.V. | Stock-Tech | 1.71% | — | +0.18% | |
| 12 | AVGO | Broadcom Inc | Stock-Tech | 1.58% | — | +0.08% | |
| 13 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.52% | — | -1.02% | |
| 14 | ABT | Abbott Laboratories | Stock-Healthcare | 1.49% | — | +0.48% | |
| 15 | AXP | American Express Co | Stock-Financials | 1.44% | — | -0.44% | |
| 16 | CVX | Chevron CORP | Stock-Energy | 1.42% | — | -0.31% | |
| 17 | MA | Mastercard Inc - A | Stock-Financials | 1.36% | — | +0.57% | |
| 18 | ABBV | Abbvie Inc | Stock-Healthcare | 1.35% | — | -0.64% | |
| 19 | HON | Honeywell International Inc | Stock-Industrials | 1.27% | — | -0.81% | |
| 20 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.17% | — | -0.87% | |
| 21 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.16% | — | -2.17% | |
| 22 | RTX | Rtx CORP | Stock-Industrials | 1.11% | — | -0.07% | |
| 23 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.09% | — | -0.39% | |
| 24 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.09% | — | -2.17% | |
| 25 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 1.01% | — | -0.26% | |
| 26 | NSRGY | Nestle Sa-spons Adr | Stock-Other | 1.00% | — | -0.17% | |
| 27 | XOM | Exxon Mobil CORP | Stock-Energy | 0.97% | — | -0.06% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.95% | — | +0.77% | |
| 29 | ZTS | Zoetis Inc | Stock-Healthcare | 0.95% | — | +0.45% | |
| 30 | DE | Deere & Co | Stock-Industrials | 0.91% | — | +0.71% | |
| 31 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.87% | — | -1.43% | |
| 32 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.84% | — | +0.44% | |
| 33 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.84% | — | -1.82% | |
| 34 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.82% | — | +1.24% | |
| 35 | BA | Boeing Co/the | Stock-Industrials | 0.80% | — | -3.74% | |
| 36 | ECL | Ecolab Inc | Stock-Materials | 0.77% | — | +1.46% | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.73% | — | +0.51% | |
| 38 | CRM | Salesforce Inc | Stock-Tech | 0.71% | — | -2.97% | |
| 39 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.71% | — | +1.06% | |
| 40 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.67% | — | -0.22% | |
| 41 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.67% | — | -1.15% | |
| 42 | HD | Home Depot Inc | Stock-Consumer Disc | 0.64% | — | +0.04% | |
| 43 | CP | Canadian Pacific Kansas City Limited | Stock-Industrials | 0.61% | — | -1.88% | |
| 44 | ALL | Allstate CORP | Stock-Financials | 0.60% | — | -1.96% | |
| 45 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 0.55% | — | +0.99% | |
| 46 | IFF | Intl Flavors & Fragrances | Stock-Materials | 0.54% | — | -4.01% | |
| 47 | FISV | Fiserv Inc | Stock-Other | 0.54% | — | -12.02% | |
| 48 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.53% | — | -1.91% | |
| 49 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.51% | — | -1.83% | |
| 50 | SLB | Slb LTD | Stock-Energy | 0.50% | — | -1.05% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+5.4%
Performance Last 4 Quarters
+18.8%
- Stdev
- +11.4%
- Beta
- +0.83
- Alpha
- -0.7%
- Max Drawdown
- -7.6%
- Annualized Perf
- +16.3%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.52
- Stutzer
- +0.4
- Treynor
- +0.19
- Sterling
- +1.04
- Calmar
- +2.15
- Information Ratio
- -0.95
- Tracking Error
- +4.4%
- Stdev Down
- +6.3%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +29.3%
- Worst 12 Months
- +5.3%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.39
- Stdev Sectors
- +7.4%
- Skewness
- -0.32
- Kurtosis
- 0
- Upside Potential
- +4.11
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q4 | 602 | $3.9B | 0 | ||
| 2022 Q3 | 578 | $3.5B | 0 | ||
| 2022 Q2 | 579 | $3.8B | 0 | ||
| 2022 Q1 | 622 | $4.4B | 0 | ||
| 2021 Q4 | 632 | $4.6B | 0 | ||
| 2021 Q3 | 623 | $4.3B | 0 | ||
| 2021 Q2 | 578 | $4.2B | 96 | ||
| 2021 Q1 | 556 | $3.9B | 12 | ||
| 2020 Q4 | 534 | $3.7B | 14 | ||
| 2020 Q3 | 486 | $3.3B | 13 | ||
| 2020 Q2 | 456 | $3.0B | 19 | ||
| 2020 Q1 | 443 | $2.6B | 24 | ||
| 2019 Q4 | 483 | $3.1B | 12 | ||
| 2019 Q3 | 463 | $3.0B | 7 | ||
| 2019 Q2 | 454 | $2.9B | 10 | ||
| 2019 Q1 | 452 | $2.8B | 14 | ||
| 2018 Q4 | 438 | $2.5B | 17 | ||
| 2018 Q3 | 473 | $2.9B | 11 | ||
| 2018 Q2 | 455 | $2.7B | 8 | ||
| 2018 Q1 | 462 | $2.7B | 11 | ||
| 2017 Q4 | 489 | $2.8B | 10 | ||
| 2017 Q3 | 474 | $2.7B | 9 | ||
| 2017 Q2 | 474 | $2.6B | 9 | ||
| 2017 Q1 | 487 | $2.6B | 9 | ||
| 2016 Q4 | 468 | $2.4B | 9 | ||
| 2016 Q3 | 463 | $2.4B | 7 | ||
| 2016 Q2 | 463 | $2.4B | 8 | ||
| 2016 Q1 | 472 | $2.3B | 9 | ||
| 2015 Q4 | 457 | $2.3B | 16 | ||
| 2015 Q3 | 460 | $2.2B | 15 | ||
| 2015 Q2 | 466 | $2.4B | 9 | ||
| 2015 Q1 | 473 | $2.3B | 9 | ||
| 2014 Q4 | 471 | $2.3B | 9 | ||
| 2014 Q3 | 456 | $2.3B | 8 | ||
| 2014 Q2 | 458 | $2.3B | 10 | ||
| 2014 Q1 | 550 | $2.1B | 8 | ||
| 2013 Q4 | 549 | $2.1B | 12 | ||
| 2013 Q3 | 529 | $1.9B | 9 | ||
| 2013 Q2 | 499 | $1.8B | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Gofen & Glossberg LLC /il/ and what type of investor is it?
Gofen & Glossberg LLC /il/ is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $3.9B, spread across 602 disclosed positions.
What are Gofen & Glossberg LLC /il/'s largest equity positions?
Based on the latest 13F filing, Gofen & Glossberg LLC /il/'s top holdings by market value are:
1. Microsoft CORP (MSFT) — $193.2M (5.0%)
2. Apple Inc (AAPL) — $181.7M (4.7%)
3. Thermo Fisher Scientific Inc (TMO) — $143.4M (3.7%)
4. Procter & Gamble Co/the (PG) — $103.4M (2.7%)
5. Jpmorgan Chase & Co (JPM) — $102.2M (2.6%)
What changes did Gofen & Glossberg LLC /il/ make in its most recent portfolio filing?
No notable portfolio changes were recorded for Gofen & Glossberg LLC /il/ in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Gofen & Glossberg LLC /il/ focus on?
Gofen & Glossberg LLC /il/ is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 23.0%
• Health Care: 21.7%
• Financials: 13.3%
• Consumer Staples: 10.5%
• Communication Services: 9.3%
• Consumer Discretionary: 8.8%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Gofen & Glossberg LLC /il/ returned an annualized 16.3% over the trailing 36 months — underperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.83 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its DE position over the past two quarters (+$11.0M, now $35.3M), while trimming GOOG over the same stretch (-$18.5M, still holding $77.2M).
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