GC
Genesee Capital Advisors, LLC: 13F Stock Holdings & Portfolio (Q3 2026)
Genesee Capital Advisors, LLCCIK: 0001652348
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$317.5M
Reporting period: 2026-09-30 · Number of holdings: 183
Genesee Capital Advisors, LLC disclosed 183 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $317.5M and a quarterly turnover rate of 13.9%.
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Personality snowflake
- Concentration
- 12.73
- Portfolio Stability
- 13.93
- Momentum
- 100
- Sector conviction
- 69.05
- Diversification
- 100
- Sizing Uniformity
- 77.97
Genesee Capital Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 183 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.20), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim FYX
-3.8% -$2.4M
Add QLD
+602.0% $2.0M
Add AAPL
-1.1% $1.7M
New buy G5T40M104
New buy DDM
Sold out TQQQ
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHB | Schwab US Broad Market ETF | ETF-Other | 9.52% | -0.09% | -2.03% | |
| 2 | FXL | First Trust Technology Alpha | ETF-Tech | 7.27% | -0.11% | -3.12% | |
| 3 | FYX | First Trust Small Cap Core A | ETF-Small Cap | 6.69% | -0.76% | -3.77% | |
| 4 | SCHG | Schwab US Large-cap Growth | ETF-Other | 5.78% | +0.20% | -2.44% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.72% | -0.33% | -6.91% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 4.46% | +0.54% | -1.13% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.82% | -0.15% | -6.88% | |
| 8 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 2.18% | +0.28% | -2.44% | |
| 9 | AMD | Advanced Micro Devices | Stock-Tech | 2.13% | +0.06% | -2.52% | |
| 10 | QQQI | Neos Nasdaq-100 High Inc ETF | ETF-Tech | 2.04% | -0.03% | +0.92% | |
| 11 | MAGS | Roundhill Magnificent Seven | ETF-Other | 1.81% | +0.16% | -1.61% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 1.53% | +0.14% | -3.80% | |
| 13 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 1.30% | -0.13% | -1.63% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.28% | -0.04% | -2.18% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.21% | +0.32% | -0.79% | |
| 16 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 1.19% | -0.11% | -1.28% | |
| 17 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 1.16% | -0.11% | +0.26% | |
| 18 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.13% | -0.16% | -1.98% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.01% | -0.07% | -2.55% | |
| 20 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.93% | -0.10% | -2.31% | |
| 21 | PIZ | Invesco Dorsey Wright Develo | ETF-Other | 0.89% | -0.05% | -0.94% | |
| 22 | IDOG | Alps International Sector Di | ETF-Other | 0.86% | +0.02% | +0.21% | |
| 23 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.85% | +0.01% | -3.69% | |
| 24 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.82% | +0.01% | -0.19% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.79% | +0.18% | +0.79% | |
| 26 | RDVY | First Trust Rising Dividend | ETF-Other | 0.78% | -0.06% | -3.99% | |
| 27 | IFV | First Trust Dw Focus 5 Intl | ETF-Other | 0.73% | -0.07% | -1.18% | |
| 28 | QLD | Proshares Ultra Qqq | ETF-Other | 0.72% | +0.62% | +601.96% | |
| 29 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.72% | -0.05% | +4.72% | |
| 30 | SSO | Proshares Ultra S&p500 | ETF-Other | 0.70% | +0.22% | +43.12% | |
| 31 | VGK | Vanguard Ftse Europe ETF | ETF-Other | 0.67% | -0.02% | -0.70% | |
| 32 | AVGO | Broadcom Inc | Stock-Tech | 0.66% | -0.04% | +1.71% | |
| 33 | WMB | Williams Cos Inc | Stock-Energy | 0.64% | -0.07% | -0.77% | |
| 34 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.60% | +0.02% | +0.95% | |
| 35 | NBIS | Nebius Group N.V. | Stock-Other | 0.60% | -0.20% | -12.66% | |
| 36 | UWM | Proshares Ultra Russell2000 | ETF-Other | 0.58% | +0.16% | +63.04% | |
| 37 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.58% | +0.15% | -3.77% | |
| 38 | PTF | Invesco Dorsey Wright Tech | ETF-Tech | 0.54% | -0.14% | — | |
| 39 | ICE | Intercontinental Exchange In | Stock-Financials | 0.54% | +0.07% | -7.21% | |
| 40 | IEUR | Ishares Core Msci Europe ETF | ETF-Other | 0.53% | -0.03% | -4.28% | |
| 41 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.52% | -0.14% | -6.87% | |
| 42 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.48% | -0.03% | -0.92% | |
| 43 | BLK | Blackrock Inc | Stock-Financials | 0.47% | +0.01% | -8.21% | |
| 44 | DAX | Global X Dax Germany ETF | ETF-Other | 0.46% | -0.04% | -6.63% | |
| 45 | MS | Morgan Stanley | Stock-Financials | 0.46% | -0.03% | +4.33% | |
| 46 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.46% | -0.03% | -0.58% | |
| 47 | ING | Ing Groep N.v.-sponsored Adr | Stock-Financials | 0.46% | +0.05% | -0.69% | |
| 48 | OSCR | Oscar Health Inc - Class A | Stock-Healthcare | 0.43% | +0.31% | +227.85% | |
| 49 | ✓ | Stock-Other | 0.43% | +0.43% | NEW | ||
| 50 | GE | General Electric | Stock-Industrials | 0.42% | -0.10% | -2.90% |
1–50 of 183
Portfolio Performance
Performance for Q4 2026
+0.8%
Performance Last 4 Quarters
+12.1%
- Stdev
- +12.7%
- Beta
- +1.01
- Alpha
- -2.9%
- Max Drawdown
- -9.2%
- Annualized Perf
- +20.4%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.39
- Stutzer
- +0.46
- Treynor
- +0.19
- Sterling
- +1.25
- Calmar
- +2.23
- Information Ratio
- -0.97
- Tracking Error
- +2.9%
- Stdev Down
- +5.8%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +30.7%
- Worst 12 Months
- +4.8%
- Efficiency Ratio
- +0.66
- Sharpe
- +1.54
- Stdev Sectors
- +11.4%
- Skewness
- +0.17
- Kurtosis
- -0.13
- Upside Potential
- +4.95
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 183 | $317.5M | 14 | ||
| 2026 Q2 | 172 | $317.3M | 58 | ||
| 2026 Q1 | 138 | $238.6M | 11 | ||
| 2025 Q4 | 129 | $248.5M | 16 | ||
| 2025 Q3 | 123 | $230.2M | 25 | ||
| 2025 Q2 | 121 | $223.1M | 0 | ||
| 2025 Q1 | 117 | $200.0M | 100 | ||
| 2024 Q4 | 122 | $215.0M | 0 | ||
| 2024 Q3 | 125 | $207.6M | 0 | ||
| 2024 Q2 | 126 | $203.9M | 0 | ||
| 2024 Q1 | 122 | $182.7M | 0 | ||
| 2023 Q4 | 114 | $162.1M | 0 | ||
| 2023 Q3 | 92 | $139.1M | 0 | ||
| 2023 Q2 | 88 | $146.7M | 0 | ||
| 2023 Q1 | 86 | $140.8M | 0 | ||
| 2022 Q4 | 79 | $134.2M | 0 | ||
| 2022 Q3 | 84 | $131.4M | 0 | ||
| 2022 Q2 | 94 | $143.1M | 0 | ||
| 2022 Q1 | 109 | $191.7M | 0 | ||
| 2021 Q4 | 110 | $209.4M | 0 | ||
| 2021 Q3 | 113 | $202.7M | 0 | ||
| 2021 Q2 | 42 | $759.9M | 36 | ||
| 2021 Q1 | 91 | $168.5M | 31 | ||
| 2020 Q4 | 84 | $152.7M | 36 | ||
| 2020 Q3 | 75 | $121.2M | 29 | ||
| 2020 Q2 | 73 | $107.5M | 46 | ||
| 2020 Q1 | 75 | $104.5M | 64 | ||
| 2019 Q4 | 67 | $117.4M | 23 | ||
| 2019 Q3 | 70 | $108.0M | 19 | ||
| 2019 Q2 | 68 | $99.2M | 50 | ||
| 2019 Q1 | 97 | $83.1M | 35 | ||
| 2018 Q4 | 59 | $61.1M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Genesee Capital Advisors, LLC's most significant position changes for 2026-09-30: New buy: ; New buy: Proshares Ultra Dow30 (DDM); Sold out: Proshares Ultrapro Qqq (TQQQ); Sold out: Marex Group plc (MRX); Sold out: Five Below (FIVE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QLD | Proshares Ultra Qqq | +0.6% | +601.96% | Add |
| 2 | AAPL | Apple Inc | +0.5% | -1.13% | Trim |
| 3 | ✓ | +0.4% | NEW | New buy | |
| 4 | DDM | Proshares Ultra Dow30 | +0.4% | NEW | New buy |
| 5 | MSFT | Microsoft CORP | +0.3% | -0.79% | Trim |
| 6 | OSCR | Oscar Health Inc - Class A | +0.3% | +227.85% | Add |
| 7 | IGV | Ishares Expanded Tech-softwa | +0.3% | -2.44% | Trim |
| 8 | SSO | Proshares Ultra S&p500 | +0.2% | +43.12% | Add |
| 9 | ✓ | +0.2% | NEW | New buy | |
| 10 | SCHG | Schwab US Large-cap Growth | +0.2% | -2.44% | Trim |
| 11 | META | Meta Platforms Inc-class A | +0.2% | +0.79% | Add |
| 12 | MAGS | Roundhill Magnificent Seven | +0.2% | -1.61% | Trim |
| 13 | UWM | Proshares Ultra Russell2000 | +0.2% | +63.04% | Add |
| 14 | IBIT | Ishares Bitcoin Trust ETF | +0.2% | -3.77% | Trim |
| 15 | ✓ | +0.2% | NEW | New buy | |
| 16 | NVDA | Nvidia CORP | +0.1% | -3.80% | Trim |
| 17 | UPRO | Proshares Ultrapro S&p 500 | +0.1% | +34.89% | Add |
| 18 | ERO | Ero Copper CORP | +0.1% | NEW | New buy |
| 19 | SN | SharkNinja, Inc. | +0.1% | NEW | New buy |
| 20 | MATX | Matson Inc | +0.1% | NEW | New buy |
| 21 | WAB | Wabtec CORP | +0.1% | NEW | New buy |
| 22 | FCX | Freeport-mcmoran Inc | +0.1% | NEW | New buy |
| 23 | NIC | Nicolet Bankshares Inc | +0.1% | NEW | New buy |
| 24 | ATI | Ati Inc | +0.1% | NEW | New buy |
| 25 | TECK | Teck Resources Ltd-cls B | +0.1% | NEW | New buy |
| 26 | TD | Toronto-dominion Bank | +0.1% | NEW | New buy |
| 27 | BHP | Bhp Group Ltd-spon Adr | +0.1% | NEW | New buy |
| 28 | TRGP | Targa Resources CORP | +0.1% | NEW | New buy |
| 29 | SEI | Solaris Energy Infrastructur | +0.1% | NEW | New buy |
| 30 | RIO | Rio Tinto Plc-spon Adr | +0.1% | NEW | New buy |
| 31 | ✓ | +0.1% | NEW | New buy | |
| 32 | MCY | Mercury General CORP | +0.1% | NEW | New buy |
| 33 | NSC | Norfolk Southern CORP | +0.1% | NEW | New buy |
| 34 | ABCB | Ameris Bancorp | +0.1% | NEW | New buy |
| 35 | AMGN | Amgen Inc | +0.1% | NEW | New buy |
| 36 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | NEW | New buy |
| 37 | ICE | Intercontinental Exchange In | +0.1% | -7.21% | Trim |
| 38 | PLAB | Photronics Inc | +0.1% | NEW | New buy |
| 39 | MSFU | Direxion Daily Msft Bull 2x | +0.1% | NEW | New buy |
| 40 | AMD | Advanced Micro Devices | +0.1% | -2.52% | Trim |
| 41 | CORZ | Core Scientific Inc | +0.1% | NEW | New buy |
| 42 | ING | Ing Groep N.v.-sponsored Adr | +0.1% | -0.69% | Trim |
| 43 | NVDU | Direxion Daily Nvda Bull 2x | +0.1% | +18.49% | Add |
| 44 | NEM | Newmont CORP | +0.1% | +33.24% | Add |
| 45 | ANET | Arista Networks Inc | 0% | +29.45% | Add |
| 46 | EWS | Ishares Msci Singapore ETF | 0% | -0.81% | Trim |
| 47 | JNJ | Johnson & Johnson | 0% | +29.99% | Add |
| 48 | XBI | Ss Spdr S&p Biotech ETF | 0% | +36.33% | Add |
| 49 | DDOG | Datadog Inc - Class A | 0% | +29.89% | Add |
| 50 | IVR | Invesco Mortgage Capital | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Genesee Capital Advisors, LLC and what type of investor is it?
Genesee Capital Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $317.5M, spread across 183 disclosed positions.
What are Genesee Capital Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Genesee Capital Advisors, LLC's top holdings by market value are:
1. Schwab US Broad Market ETF (SCHB) — $30.2M (9.5%)
2. First Trust Technology Alpha (FXL) — $23.1M (7.3%)
3. First Trust Small Cap Core A (FYX) — $21.2M (6.7%)
4. Schwab US Large-cap Growth (SCHG) — $18.4M (5.8%)
5. Invesco Qqq Trust Series 1 (QQQ) — $15.0M (4.7%)
What changes did Genesee Capital Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Genesee Capital Advisors, LLC made 175 notable position adjustments: 28 new positions were initiated, 67 existing holdings were added to, 63 positions were partially reduced, and 17 were completely exited. The largest of these moves: New buy: ; New buy: Proshares Ultra Dow30 (DDM); Sold out: Proshares Ultrapro Qqq (TQQQ); Sold out: Marex Group plc (MRX); Sold out: Five Below (FIVE)
What sectors does Genesee Capital Advisors, LLC focus on?
Genesee Capital Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.1%
• Financials: 15.0%
• Industrials: 10.1%
• Health Care: 8.2%
• Consumer Discretionary: 7.2%
• Communication Services: 7.1%
Investment Profile
Genesee Capital Advisors, LLC returned an annualized 20.4% over the trailing 36 months — underperforming the S&P 500 by 2.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.01 (roughly in line with the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 42.1% of the portfolio concentrated in Information Technology.
It has added to its SCHG position over the past two quarters (+$16.8M, now $18.4M), while trimming SCHB over the same stretch (-$10.7M, still holding $30.2M).
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Developer Access
Access Genesee Capital Advisors, LLC's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/genesee-capital-advisors-llcCLI
npx alphasmo institutions get genesee-capital-advisors-llc