GF
GEN Financial Management, INC. — 13F Filing & Top Stock Positions (Q2 2026)
GEN Financial Management, INC.CIK: 0002032497
Momentum followerSector-focusedQuality / disciplined sizing
Total reported value
$167.1M
Reporting period: 2026-06-30 · Number of holdings: 42
GEN Financial Management, INC. disclosed 42 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $167.1M and a quarterly turnover rate of 19.9%.
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Personality snowflake
- Concentration
- 38.67
- Portfolio Stability
- 19.93
- Momentum
- 100
- Sector conviction
- 86.98
- Diversification
- 84
- Sizing Uniformity
- 82.29
GEN Financial Management, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.097 — mathematically equivalent to about 10 equally-sized positions, well below its 42 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.77), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.3 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SCHX
+0.6% $3.7M
Sold out BND
Sold out DFLV
Add VIG
+1.8% $2.9M
Sold out DFIC
Add FSMD
-2.0% $2.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 16.49% | +1.71% | +0.56% | |
| 2 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 16.39% | +1.25% | +1.83% | |
| 3 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 11.39% | +0.28% | +0.54% | |
| 4 | FSMD | Fidelity Small-mid Multifact | ETF-Other | 9.41% | +1.01% | -1.97% | |
| 5 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 7.92% | +0.04% | +4.62% | |
| 6 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 7.46% | -0.33% | -0.32% | |
| 7 | DFIS | Dimensional International Sm | ETF-Other | 6.54% | -0.03% | -0.96% | |
| 8 | VCRB | Vanguard Core Bond ETF | ETF-Other | 5.49% | +0.29% | +9.40% | |
| 9 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.85% | +0.14% | -9.02% | |
| 10 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.66% | +0.22% | +1.53% | |
| 11 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.30% | +0.20% | +499.86% | |
| 12 | DFAR | Dimensional US Real Est ETF | ETF-Other | 1.11% | +0.79% | +222.00% | |
| 13 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.96% | -0.17% | -13.26% | |
| 14 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 0.90% | +0.21% | +33.76% | |
| 15 | VTES | Vanguard Sh Term Tax-ex Bond | ETF-Other | 0.87% | — | +3.70% | |
| 16 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.84% | +0.08% | — | |
| 17 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.75% | +0.11% | +6.31% | |
| 18 | HTGC | Hercules Capital Inc | Stock-Financials | 0.72% | +0.72% | NEW | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.70% | +0.01% | +0.82% | |
| 20 | VV | Vanguard Large-cap ETF | ETF-Other | 0.60% | +0.06% | — | |
| 21 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.56% | — | — | |
| 22 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.54% | +0.06% | -5.19% | |
| 23 | AOA | Ishares Core 80/20 Aggressiv | ETF-Other | 0.53% | +0.01% | -4.27% | |
| 24 | AVMC | Avantis US Mid Cap Eq ETF | ETF-Other | 0.50% | +0.04% | +0.75% | |
| 25 | TRIN | Trinity Capital Inc | Stock-Other | 0.46% | +0.46% | NEW | |
| 26 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.41% | +0.05% | — | |
| 27 | CSWC | Capital Southwest CORP | Stock-Other | 0.38% | +0.38% | NEW | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.34% | -0.04% | -6.68% | |
| 29 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.31% | +0.01% | — | |
| 30 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.30% | +0.04% | — | |
| 31 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.30% | +0.01% | -4.15% | |
| 32 | AAPL | Apple Inc | Stock-Tech | 0.30% | +0.02% | -2.51% | |
| 33 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.27% | -0.27% | -57.42% | |
| 34 | JFLX | Jpmorgan Flexible Debt ETF | ETF-Other | 0.25% | +0.25% | NEW | |
| 35 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.18% | +0.02% | -5.09% | |
| 36 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 0.18% | — | -8.22% | |
| 37 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.17% | +0.02% | — | |
| 38 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.15% | +0.15% | NEW | |
| 39 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.15% | +0.15% | NEW | |
| 40 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.14% | -0.01% | -14.12% | |
| 41 | AVGO | Broadcom Inc | Stock-Tech | 0.13% | -0.08% | -48.43% | |
| 42 | PNR | Pentair plc | Stock-Industrials | 0.12% | -0.03% | -0.40% |
Portfolio Performance
Performance for Q3 2026
+3.4%
Performance Last 4 Quarters
+15.8%
- Stdev
- +8.2%
- Beta
- +0.56
- Alpha
- +3.6%
- Max Drawdown
- -4.8%
- Annualized Perf
- +14.9%
- Batting Avg vs S&P
- +55.6%
- Sortino
- +3.11
- Stutzer
- +0.48
- Treynor
- +0.26
- Sterling
- +1
- Calmar
- +3.1
- Information Ratio
- -0.7
- Tracking Error
- +6.9%
- Stdev Down
- +4.6%
- Winning Months %
- +83.3%
- Losing Months %
- +16.7%
- Best 12 Months
- +20.1%
- Worst 12 Months
- +12.9%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.73
- Stdev Sectors
- +14.3%
- Skewness
- -0.74
- Kurtosis
- +1
- Upside Potential
- +4.3
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
GEN Financial Management, INC.'s most significant position changes for 2026-06-30: Sold out: Vanguard Total Bond Market (BND); Sold out: Dim US Large Cap Value ETF (DFLV); Sold out: Dimensional International Co (DFIC); New buy: Hercules Capital Inc (HTGC); Sold out: Dimensional US High Profi Et (DUHP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | +1.7% | +0.56% | Add |
| 2 | VIG | Vanguard Dividend Apprec ETF | +1.3% | +1.83% | Add |
| 3 | FSMD | Fidelity Small-mid Multifact | +1% | -1.97% | Trim |
| 4 | DFAR | Dimensional US Real Est ETF | +0.8% | +222.00% | Add |
| 5 | HTGC | Hercules Capital Inc | +0.7% | NEW | New buy |
| 6 | TRIN | Trinity Capital Inc | +0.5% | NEW | New buy |
| 7 | CSWC | Capital Southwest CORP | +0.4% | NEW | New buy |
| 8 | VCRB | Vanguard Core Bond ETF | +0.3% | +9.40% | Add |
| 9 | VIGI | Vanguard Int Div App Indx Fd | +0.3% | +0.54% | Add |
| 10 | JFLX | Jpmorgan Flexible Debt ETF | +0.3% | NEW | New buy |
| 11 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | +0.2% | +1.53% | Add |
| 12 | VBIL | Vanguard 0-3m T-bill ETF | +0.2% | +33.76% | Add |
| 13 | VOOG | Vanguard S&p 500 Growth ETF | +0.2% | +499.86% | Add |
| 14 | UNH | Unitedhealth Group Inc | +0.2% | NEW | New buy |
| 15 | PANW | Palo Alto Networks Inc | +0.2% | NEW | New buy |
| 16 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | +0.1% | -9.02% | Trim |
| 17 | VT | Vanguard Tot World Stk ETF | +0.1% | +6.31% | Add |
| 18 | IVV | Ishares Core S&p 500 ETF | +0.1% | — | Unchanged |
| 19 | VV | Vanguard Large-cap ETF | +0.1% | — | Unchanged |
| 20 | IVW | Ishares S&p 500 Growth ETF | +0.1% | -5.19% | Trim |
| 21 | ITOT | Ishares Core S&p Total U.s. | +0.1% | — | Unchanged |
| 22 | VGSH | Vanguard Short-term Treasury | 0% | +4.62% | Add |
| 23 | AVMC | Avantis US Mid Cap Eq ETF | 0% | +0.75% | Add |
| 24 | VOT | Vanguard Mid-cap Growth ETF | 0% | — | Unchanged |
| 25 | AAPL | Apple Inc | 0% | -2.51% | Trim |
| 26 | GOOGL | Alphabet Inc-cl A | 0% | -5.09% | Trim |
| 27 | ACWI | Ishares Msci Acwi ETF | 0% | — | Unchanged |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +0.82% | Add |
| 29 | AOA | Ishares Core 80/20 Aggressiv | 0% | -4.27% | Trim |
| 30 | AVUV | Avantis US Small Cap Value | 0% | -4.15% | Trim |
| 31 | IVE | Ishares S&p 500 Value ETF | 0% | — | Unchanged |
| 32 | VTES | Vanguard Sh Term Tax-ex Bond | — | +3.70% | Add |
| 33 | SDY | Ss Spdr S&p Dividend ETF | — | — | Unchanged |
| 34 | AOR | Ishares Core 60/40 Balanced | — | -8.22% | Trim |
| 35 | AMZN | Amazon.com Inc | 0% | -14.12% | Trim |
| 36 | DFIS | Dimensional International Sm | 0% | -0.96% | Trim |
| 37 | PNR | Pentair plc | 0% | -0.40% | Trim |
| 38 | MSFT | Microsoft CORP | 0% | -6.68% | Trim |
| 39 | VFL | Abrdn National Municipal Inc | -0.1% | EXIT | Sold out |
| 40 | AVGO | Broadcom Inc | -0.1% | -48.43% | Trim |
| 41 | CVX | Chevron CORP | -0.2% | EXIT | Sold out |
| 42 | VTEB | Vanguard Tax-exempt Bond ETF | -0.2% | -13.26% | Trim |
| 43 | IGF | Ishares Global Infrastructur | -0.2% | EXIT | Sold out |
| 44 | VNQ | Vanguard Real Estate ETF | -0.2% | EXIT | Sold out |
| 45 | DISV | Dimensional International Sm | -0.2% | EXIT | Sold out |
| 46 | IGSB | Ishares 1-5y Inv Grade CORP | -0.2% | EXIT | Sold out |
| 47 | HON | Honeywell International Inc | -0.2% | EXIT | Sold out |
| 48 | VUG | Vanguard Growth ETF | -0.2% | EXIT | Sold out |
| 49 | VBK | Vanguard Small-cap Grwth ETF | -0.3% | -57.42% | Trim |
| 50 | COWZ | Pacer US Cash Cows 100 ETF | -0.3% | -0.32% | Trim |
1–50 of 57
Filing History
FAQ
What is GEN Financial Management, INC. and what type of investor is it?
GEN Financial Management, INC. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $167.1M, spread across 42 disclosed positions.
What are GEN Financial Management, INC.'s largest equity positions?
Based on the latest 13F filing, GEN Financial Management, INC.'s top holdings by market value are:
1. Schwab US Large-cap ETF (SCHX) — $27.6M (16.5%)
2. Vanguard Dividend Apprec ETF (VIG) — $27.4M (16.4%)
3. Vanguard Int Div App Indx Fd (VIGI) — $19.0M (11.4%)
4. Fidelity Small-mid Multifact (FSMD) — $15.7M (9.4%)
5. Vanguard Short-term Treasury (VGSH) — $13.2M (7.9%)
What changes did GEN Financial Management, INC. make in its most recent portfolio filing?
In the latest reported quarter, GEN Financial Management, INC. made 50 notable position adjustments: 6 new positions were initiated, 13 existing holdings were added to, 16 positions were partially reduced, and 15 were completely exited. The largest of these moves: Sold out: Vanguard Total Bond Market (BND); Sold out: Dim US Large Cap Value ETF (DFLV); Sold out: Dimensional International Co (DFIC); New buy: Hercules Capital Inc (HTGC); Sold out: Dimensional US High Profi Et (DUHP)
What sectors does GEN Financial Management, INC. focus on?
GEN Financial Management, INC. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.0%
• Financials: 32.2%
• Communication Services: 8.2%
• Health Care: 6.8%
• Consumer Discretionary: 6.2%
• Industrials: 5.6%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
GEN Financial Management, INC. returned an annualized 14.9% over the trailing 18 months — outperforming the S&P 500 by 3.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.56 (less volatile than the market) and a 56% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 41.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 20 over the past 4 quarters — a shift toward more active trading.
It has added to its FSMD position over the past two quarters (+$2.5M, now $15.7M), while trimming VTEB over the same stretch (-$447.3K, still holding $1.6M).
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Developer Access
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