GF
GEN Financial Management, INC. — 13F Filing & Top Stock Positions (Q3 2026)
GEN Financial Management, INC.CIK: 0002032497
Diversified strategyMomentum followerSector-focused
Total reported value
$185.0M
Reporting period: 2026-09-30 · Number of holdings: 56
GEN Financial Management, INC. disclosed 56 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $185.0M and a quarterly turnover rate of 17.3%.
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Personality snowflake
- Concentration
- 31.89
- Portfolio Stability
- 17.33
- Momentum
- 100
- Sector conviction
- 98.89
- Diversification
- 100
- Sizing Uniformity
- 81.22
GEN Financial Management, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.080 — mathematically equivalent to about 13 equally-sized positions, well below its 56 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.88), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd JFLX
+1088.4% $4.5M
Trim VIG
-0.4% -$483.8K
Trim FSMD
-2.9% -$1.5M
New buy 25239Y147
Trim SCHX
-1.4% $132.5K
New buy BND
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 14.97% | -1.52% | -1.43% | |
| 2 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 14.55% | -1.84% | -0.37% | |
| 3 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 10.50% | -0.89% | +0.88% | |
| 4 | FSMD | Fidelity Small-mid Multifact | ETF-Other | 7.68% | -1.73% | -2.87% | |
| 5 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 7.29% | -0.63% | +2.92% | |
| 6 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 7.20% | -0.26% | -0.55% | |
| 7 | DFIS | Dimensional International Sm | ETF-Other | 6.12% | -0.42% | +0.12% | |
| 8 | VCRB | Vanguard Core Bond ETF | ETF-Other | 4.79% | -0.70% | +1.32% | |
| 9 | JFLX | Jpmorgan Flexible Debt ETF | ETF-Other | 2.65% | +2.40% | +1088.42% | |
| 10 | ✓ | Stock-Other | 1.61% | +1.61% | NEW | ||
| 11 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.48% | -0.37% | -1.31% | |
| 12 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.42% | -0.24% | +1.46% | |
| 13 | BND | Vanguard Total Bond Market | ETF-Other | 1.30% | +1.30% | NEW | |
| 14 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.21% | -0.09% | — | |
| 15 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 1.03% | +1.03% | NEW | |
| 16 | VTES | Vanguard Sh Term Tax-ex Bond | ETF-Other | 0.97% | +0.10% | +26.52% | |
| 17 | DFIC | Dimensional International Co | ETF-Other | 0.94% | +0.94% | NEW | |
| 18 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.93% | -0.03% | +14.80% | |
| 19 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 0.85% | -0.05% | +5.11% | |
| 20 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.77% | -0.07% | — | |
| 21 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.69% | -0.06% | +0.45% | |
| 22 | ✓ | Stock-Other | 0.63% | +0.63% | NEW | ||
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.58% | -0.12% | -8.39% | |
| 24 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 0.57% | +0.57% | NEW | |
| 25 | VV | Vanguard Large-cap ETF | ETF-Other | 0.55% | -0.05% | — | |
| 26 | CSWC | Capital Southwest CORP | Stock-Other | 0.55% | +0.17% | +65.87% | |
| 27 | AOA | Ishares Core 80/20 Aggressiv | ETF-Other | 0.53% | — | +10.30% | |
| 28 | ✓ | Stock-Other | 0.53% | +0.53% | NEW | ||
| 29 | TRIN | Trinity Capital Inc | Stock-Other | 0.51% | +0.05% | +26.15% | |
| 30 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.50% | -0.04% | — | |
| 31 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.50% | +0.23% | +121.37% | |
| 32 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.49% | -0.07% | +0.10% | |
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.44% | +0.10% | +4.17% | |
| 34 | AVMC | Avantis US Mid Cap Eq ETF | ETF-Other | 0.39% | -0.11% | -8.56% | |
| 35 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.37% | -0.04% | — | |
| 36 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.37% | +0.37% | NEW | |
| 37 | AAPL | Apple Inc | Stock-Tech | 0.31% | +0.01% | -0.76% | |
| 38 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.27% | -0.04% | -6.02% | |
| 39 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.26% | -0.04% | — | |
| 40 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.26% | -0.04% | — | |
| 41 | VUG | Vanguard Growth ETF | ETF-Other | 0.23% | +0.23% | NEW | |
| 42 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.20% | +0.20% | NEW | |
| 43 | HTGC | Hercules Capital Inc | Stock-Financials | 0.20% | -0.52% | -71.33% | |
| 44 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.18% | +0.18% | NEW | |
| 45 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 0.17% | -0.01% | +8.50% | |
| 46 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 0.16% | +0.16% | NEW | |
| 47 | DISV | Dimensional International Sm | ETF-Other | 0.16% | +0.16% | NEW | |
| 48 | IGF | Ishares Global Infrastructur | ETF-Other | 0.16% | +0.16% | NEW | |
| 49 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.15% | — | — | |
| 50 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.15% | -0.02% | — |
1–50 of 56
Portfolio Performance
Performance for Q4 2026
+0.8%
Performance Last 4 Quarters
+11.4%
- Stdev
- +8.3%
- Beta
- +0.58
- Alpha
- +1.4%
- Max Drawdown
- -4.8%
- Annualized Perf
- +12.3%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.47
- Stutzer
- +0.41
- Treynor
- +0.21
- Sterling
- +0.83
- Calmar
- +2.55
- Information Ratio
- -0.96
- Tracking Error
- +6.7%
- Stdev Down
- +4.8%
- Winning Months %
- +80%
- Losing Months %
- +20%
- Best 12 Months
- +20.1%
- Worst 12 Months
- +10.4%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.43
- Stdev Sectors
- +16.5%
- Skewness
- -0.62
- Kurtosis
- +0.53
- Upside Potential
- +3.83
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
GEN Financial Management, INC.'s most significant position changes for 2026-09-30: New buy: ; New buy: Vanguard Total Bond Market (BND); New buy: Dim US Large Cap Value ETF (DFLV); Sold out: Dimensional US Real Est ETF (DFAR); New buy: Dimensional International Co (DFIC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JFLX | Jpmorgan Flexible Debt ETF | +2.4% | +1088.42% | Add |
| 2 | ✓ | +1.6% | NEW | New buy | |
| 3 | BND | Vanguard Total Bond Market | +1.3% | NEW | New buy |
| 4 | DFLV | Dim US Large Cap Value ETF | +1% | NEW | New buy |
| 5 | DFIC | Dimensional International Co | +0.9% | NEW | New buy |
| 6 | ✓ | +0.6% | NEW | New buy | |
| 7 | DFCF | Dimensional Core Fixed Inc | +0.6% | NEW | New buy |
| 8 | ✓ | +0.5% | NEW | New buy | |
| 9 | VWO | Vanguard Ftse Emerging Marke | +0.4% | NEW | New buy |
| 10 | VBK | Vanguard Small-cap Grwth ETF | +0.2% | +121.37% | Add |
| 11 | VUG | Vanguard Growth ETF | +0.2% | NEW | New buy |
| 12 | IGSB | Ishares 1-5y Inv Grade CORP | +0.2% | NEW | New buy |
| 13 | VNQ | Vanguard Real Estate ETF | +0.2% | NEW | New buy |
| 14 | CSWC | Capital Southwest CORP | +0.2% | +65.87% | Add |
| 15 | JMUB | Jpmorgan Municipal ETF | +0.2% | NEW | New buy |
| 16 | DISV | Dimensional International Sm | +0.2% | NEW | New buy |
| 17 | IGF | Ishares Global Infrastructur | +0.2% | NEW | New buy |
| 18 | PB | Prosperity Bancshares Inc | +0.1% | NEW | New buy |
| 19 | CVX | Chevron CORP | +0.1% | NEW | New buy |
| 20 | VTES | Vanguard Sh Term Tax-ex Bond | +0.1% | +26.52% | Add |
| 21 | MSFT | Microsoft CORP | +0.1% | +4.17% | Add |
| 22 | MFM | Aberdeen Municipal Income | +0.1% | NEW | New buy |
| 23 | TRIN | Trinity Capital Inc | +0.1% | +26.15% | Add |
| 24 | AAPL | Apple Inc | 0% | -0.76% | Trim |
| 25 | AOA | Ishares Core 80/20 Aggressiv | — | +10.30% | Add |
| 26 | PANW | Palo Alto Networks Inc | — | — | Unchanged |
| 27 | AOR | Ishares Core 60/40 Balanced | 0% | +8.50% | Add |
| 28 | AMZN | Amazon.com Inc | 0% | +0.71% | Add |
| 29 | ACWI | Ishares Msci Acwi ETF | 0% | — | Unchanged |
| 30 | VTEB | Vanguard Tax-exempt Bond ETF | 0% | +14.80% | Add |
| 31 | UNH | Unitedhealth Group Inc | 0% | +0.49% | Add |
| 32 | GOOGL | Alphabet Inc-cl A | 0% | -13.75% | Trim |
| 33 | IVW | Ishares S&p 500 Growth ETF | 0% | — | Unchanged |
| 34 | IVE | Ishares S&p 500 Value ETF | 0% | -6.02% | Trim |
| 35 | AVUV | Avantis US Small Cap Value | 0% | — | Unchanged |
| 36 | VOT | Vanguard Mid-cap Growth ETF | 0% | — | Unchanged |
| 37 | ITOT | Ishares Core S&p Total U.s. | 0% | — | Unchanged |
| 38 | VBIL | Vanguard 0-3m T-bill ETF | -0.1% | +5.11% | Add |
| 39 | VV | Vanguard Large-cap ETF | -0.1% | — | Unchanged |
| 40 | VT | Vanguard Tot World Stk ETF | -0.1% | +0.45% | Add |
| 41 | SDY | Ss Spdr S&p Dividend ETF | -0.1% | +0.10% | Add |
| 42 | IVV | Ishares Core S&p 500 ETF | -0.1% | — | Unchanged |
| 43 | VOOG | Vanguard S&p 500 Growth ETF | -0.1% | — | Unchanged |
| 44 | AVMC | Avantis US Mid Cap Eq ETF | -0.1% | -8.56% | Trim |
| 45 | PNR | Pentair plc | -0.1% | EXIT | Sold out |
| 46 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -8.39% | Trim |
| 47 | AVGO | Broadcom Inc | -0.1% | EXIT | Sold out |
| 48 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | -0.2% | +1.46% | Add |
| 49 | COWZ | Pacer US Cash Cows 100 ETF | -0.3% | -0.55% | Trim |
| 50 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | -0.4% | -1.31% | Trim |
1–50 of 59
Filing History
FAQ
What is GEN Financial Management, INC. and what type of investor is it?
GEN Financial Management, INC. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $185.0M, spread across 56 disclosed positions.
What are GEN Financial Management, INC.'s largest equity positions?
Based on the latest 13F filing, GEN Financial Management, INC.'s top holdings by market value are:
1. Schwab US Large-cap ETF (SCHX) — $27.7M (15.0%)
2. Vanguard Dividend Apprec ETF (VIG) — $26.9M (14.6%)
3. Vanguard Int Div App Indx Fd (VIGI) — $19.4M (10.5%)
4. Fidelity Small-mid Multifact (FSMD) — $14.2M (7.7%)
5. Vanguard Short-term Treasury (VGSH) — $13.5M (7.3%)
What changes did GEN Financial Management, INC. make in its most recent portfolio filing?
In the latest reported quarter, GEN Financial Management, INC. made 50 notable position adjustments: 17 new positions were initiated, 19 existing holdings were added to, 11 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: ; New buy: Vanguard Total Bond Market (BND); New buy: Dim US Large Cap Value ETF (DFLV); Sold out: Dimensional US Real Est ETF (DFAR); New buy: Dimensional International Co (DFIC)
What sectors does GEN Financial Management, INC. focus on?
GEN Financial Management, INC. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 52.3%
• Financials: 18.5%
• Communication Services: 8.0%
• Consumer Discretionary: 7.7%
• Health Care: 7.0%
• Energy: 6.4%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
GEN Financial Management, INC. returned an annualized 12.3% over the trailing 20 months — outperforming the S&P 500 by 1.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.58 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 52.3% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 42 to 17 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SCHX position for two straight quarters, increasing it by $3.8M to reach $27.7M.
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Developer Access
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