GM
Gems Management LTD Historical SEC 13F Holdings & Archive (Q3 2013)
Gems Management LTDCIK: 0001306877
High-turnover traderSector-focusedMomentum follower
Total reported value
$70.5M
Reporting period: 2013-09-30 · Number of holdings: 32
GEMS MANAGEMENT LTD disclosed 32 holdings in its latest 13F filing for the period ending 2013-09-30, with total reported value of $70.5M and a quarterly turnover rate of 152.7%.
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Personality snowflake
- Concentration
- 38.66
- Portfolio Stability
- 100
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 64
- Sizing Uniformity
- 85.3
Gems Management LTD's disclosed holdings carry a Herfindahl concentration index of 0.097 — mathematically equivalent to about 10 equally-sized positions, well below its 32 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.47), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 5.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim ACWI
-73.6% -$915.0K
Add DXJ
+88.9% $5.5M
New buy PKWUSD
New buy IWN
New buy GURU
New buy DFE
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PKWUSD | Invesco Buyback Achievers Et | ETF-Other | 18.40% | +18.40% | NEW | |
| 2 | DXJ | Wisdomtree Japan Hedged Eq | ETF-Other | 15.81% | +2.01% | +88.85% | |
| 3 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 14.49% | +14.49% | NEW | |
| 4 | GURU | Global X Guru Index ETF | ETF-Large Cap & Growth | 8.73% | +8.73% | NEW | |
| 5 | DFE | Wisdomtree Eur S/c Dividend | ETF-Other | 4.27% | +4.27% | NEW | |
| 6 | HEDJ | Wisdomtree Europe Hedged Equ | ETF-Other | 4.21% | +4.21% | NEW | |
| 7 | USLV | VelocityShares 3x Long Silver ETN Linked to the S&P GSCI Silver Index ER | Stock-Other | 3.23% | — | -29.92% | |
| 8 | BIDU | Baidu Inc - Spon Adr | Stock-Comm Services | 1.85% | +1.85% | NEW | |
| 9 | BKNG | Booking Holdings Inc. | Stock-Consumer Disc | 1.82% | — | -11.43% | |
| 10 | AMAT | Applied Materials Inc | Stock-Tech | 1.82% | +1.82% | NEW | |
| 11 | MU | Micron Technology Inc | Stock-Tech | 1.82% | — | -11.03% | |
| 12 | CRM | Salesforce Inc | Stock-Tech | 1.81% | +1.81% | NEW | |
| 13 | NFLX | Netflix Inc | Stock-Comm Services | 1.81% | — | -24.76% | |
| 14 | ✓ | Yahoo Inc | Stock-Other | 1.81% | +1.81% | NEW | |
| 15 | MA | Mastercard Inc - A | Stock-Financials | 1.81% | +1.81% | NEW | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.80% | +1.80% | NEW | |
| 17 | ✓ | Alcatel-lucent | Stock-Other | 1.77% | +1.77% | NEW | |
| 18 | SSO | Proshares Ultra S&p500 | ETF-Other | 1.50% | — | +6.57% | |
| 19 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 1.27% | +1.27% | NEW | |
| 20 | ✓ | CurrencyShares Swiss Frank Tr | Stock-Other | 1.27% | +1.27% | NEW | |
| 21 | EWZ | Ishares Msci Brazil ETF | ETF-Other | 1.17% | +1.17% | NEW | |
| 22 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 1.16% | +1.16% | NEW | |
| 23 | IEV | Ishares Europe ETF | ETF-Other | 0.81% | +0.81% | NEW | |
| 24 | THD | Ishares Msci Thailand ETF | ETF-Other | 0.76% | +0.76% | NEW | |
| 25 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.71% | +0.71% | NEW | |
| 26 | ✓ | Market Vectors ETF Tr | ETF-Other | 0.71% | +0.71% | NEW | |
| 27 | XLB | Ss Materials Select Sector | ETF-Other | 0.69% | +0.69% | NEW | |
| 28 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.67% | — | -43.05% | |
| 29 | QLD | Proshares Ultra Qqq | ETF-Other | 0.58% | +0.58% | NEW | |
| 30 | ACWI | iShares MSCI ACWI ETF | ETF-Other | 0.51% | -2.62% | -73.60% | |
| 31 | UWM | Proshares Ultra Russell2000 | ETF-Other | 0.47% | +0.47% | NEW | |
| 32 | ROM | Proshares Ultra Technology | ETF-Tech | 0.47% | +0.47% | NEW |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Gems Management LTD's most significant position changes for 2013-09-30: New buy: Invesco Buyback Achievers Et (PKWUSD); New buy: Ishares Russell 2000 Value E (IWN); New buy: Global X Guru Index ETF (GURU); New buy: Wisdomtree Eur S/c Dividend (DFE); New buy: Wisdomtree Europe Hedged Equ (HEDJ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DXJ | Wisdomtree Japan Hedged Eq | +2% | +88.85% | Add |
| 2 | ACWI | iShares MSCI ACWI ETF | -2.6% | -73.60% | Trim |
| 3 | PKWUSD | Invesco Buyback Achievers Et | — | NEW | New buy |
| 4 | IWN | Ishares Russell 2000 Value E | — | NEW | New buy |
| 5 | GURU | Global X Guru Index ETF | — | NEW | New buy |
| 6 | DFE | Wisdomtree Eur S/c Dividend | — | NEW | New buy |
| 7 | HEDJ | Wisdomtree Europe Hedged Equ | — | NEW | New buy |
| 8 | XLY | Ss Consumer Disc Select Sect | — | EXIT | Sold out |
| 9 | KRE | Ss Spdr S&p Regional Bank | — | EXIT | Sold out |
| 10 | UPS | United Parcel Service, Inc. | — | EXIT | Sold out |
| 11 | YCS | Proshares Ultrashort Yen | — | EXIT | Sold out |
| 12 | AMJEUR | Jpmorgan Alerian Mlp Index | — | EXIT | Sold out |
| 13 | BIDU | Baidu Inc - Spon Adr | — | NEW | New buy |
| 14 | AMAT | Applied Materials Inc | — | NEW | New buy |
| 15 | CRM | Salesforce Inc | — | NEW | New buy |
| 16 | ✓ | Yahoo Inc | — | NEW | New buy |
| 17 | MA | Mastercard Inc - A | — | NEW | New buy |
| 18 | META | Meta Platforms Inc-class A | — | NEW | New buy |
| 19 | ✓ | Alcatel-lucent | — | NEW | New buy |
| 20 | SONY | Sony Group CORP - Sp Adr | — | EXIT | Sold out |
| 21 | ✓ | Advanced Micro Devices | — | EXIT | Sold out |
| 22 | ADBE | Adobe Inc | — | EXIT | Sold out |
| 23 | CSCO | Cisco Systems Inc | — | EXIT | Sold out |
| 24 | XRX | Xerox Holdings Corporation | — | EXIT | Sold out |
| 25 | ✓ | Alcatel-lucent - Sponsored Adr | — | EXIT | Sold out |
| 26 | XLU | St Sr Utl Sl Se Spdr Etf-usd | — | EXIT | Sold out |
| 27 | HPE | Hewlett Packard Enterprise Company | — | EXIT | Sold out |
| 28 | ✓ | Proshares Tr Ii | — | EXIT | Sold out |
| 29 | ✓ | Proshares Tr | — | EXIT | Sold out |
| 30 | CWB | Ss Spdr Bb Conv Sec ETF | — | NEW | New buy |
| 31 | ✓ | CurrencyShares Swiss Frank Tr | — | NEW | New buy |
| 32 | EWZ | Ishares Msci Brazil ETF | — | NEW | New buy |
| 33 | SMHC | VanEck China Semiconductor ETF | — | NEW | New buy |
| 34 | ✓ | Proshares Tr | — | EXIT | Sold out |
| 35 | ✓ | Proshares Tr | — | EXIT | Sold out |
| 36 | ✓ | Proshares Tr | — | EXIT | Sold out |
| 37 | DUGUSD | Proshares Ultrashort Oil&gas | — | EXIT | Sold out |
| 38 | XHB | Ss Spdr S&p Homebldrs ETF | — | EXIT | Sold out |
| 39 | XLV | Ss Health Care Select Sector | — | EXIT | Sold out |
| 40 | DDM | Proshares Ultra Dow30 | — | EXIT | Sold out |
| 41 | ✓ | — | EXIT | Sold out | |
| 42 | IEV | Ishares Europe ETF | — | NEW | New buy |
| 43 | THD | Ishares Msci Thailand ETF | — | NEW | New buy |
| 44 | UYG | Proshares Ultra Financials | — | EXIT | Sold out |
| 45 | IWM | Ishares Russell 2000 ETF | — | NEW | New buy |
| 46 | ✓ | Market Vectors ETF Tr | — | NEW | New buy |
| 47 | XLB | Ss Materials Select Sector | — | NEW | New buy |
| 48 | QLD | Proshares Ultra Qqq | — | NEW | New buy |
| 49 | ROM | Proshares Ultra Technology | — | NEW | New buy |
| 50 | UWM | Proshares Ultra Russell2000 | — | NEW | New buy |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Gems Management LTD and what type of investor is it?
Gems Management LTD is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-09-30), the firm manages a tracked equity portfolio valued at approximately $70.5M, spread across 32 disclosed positions.
What are Gems Management LTD's largest equity positions?
Based on the latest 13F filing, Gems Management LTD's top holdings by market value are:
1. Invesco Buyback Achievers Et (PKWUSD) — $13.0M (18.4%)
2. Wisdomtree Japan Hedged Eq (DXJ) — $11.1M (15.8%)
3. Ishares Russell 2000 Value E (IWN) — $10.2M (14.5%)
4. Global X Guru Index ETF (GURU) — $6.2M (8.7%)
5. Wisdomtree Eur S/c Dividend (DFE) — $3.0M (4.3%)
What changes did Gems Management LTD make in its most recent portfolio filing?
In the latest reported quarter, Gems Management LTD made 50 notable position adjustments: 24 new positions were initiated, 1 existing holdings were added to, 1 positions were partially reduced, and 24 were completely exited. The largest of these moves: New buy: Invesco Buyback Achievers Et (PKWUSD); New buy: Ishares Russell 2000 Value E (IWN); New buy: Global X Guru Index ETF (GURU); New buy: Wisdomtree Eur S/c Dividend (DFE); New buy: Wisdomtree Europe Hedged Equ (HEDJ)
What sectors does Gems Management LTD focus on?
Gems Management LTD is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.2%
• Communication Services: 33.2%
• Financials: 16.6%
Investment Profile
Gems Management LTD's portfolio is moderately concentrated and fast-trading, with 50.2% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 100 over the past 1 quarters — a shift toward more active trading.
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