CIK: 0001963319
Total reported value
$226.6M
Reporting period: 2026-03-31 · Number of holdings: 107
GEM Asset Management, LLC disclosed 107 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $226.6M and a quarterly turnover rate of 9.8%.
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GEM Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.041 — mathematically equivalent to about 24 equally-sized positions, well below its 107 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.86), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add DFIC
+54.5% $1.9M
Trim MSFT
-8.1% -$1.6M
Trim SPY
-3.4% -$1.4M
Trim SYY
-1.5% -$788.5K
Add DFLV
+18.9% $975.8K
Add DFUS
+12.8% $998.3K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SYY | Sysco CORP | Stock-Consumer Staples | 13.00% | -0.48% | -1.53% | |
| 2 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 7.30% | +0.38% | +12.85% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 6.49% | -0.70% | -3.37% | |
| 4 | DFAI | Dimensional International Co | ETF-Other | 5.19% | +0.11% | +2.77% | |
| 5 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 4.17% | +0.19% | +7.23% | |
| 6 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 3.49% | +0.36% | +12.14% | |
| 7 | DFAU | Dimensional US Core Equity M | ETF-Other | 2.96% | -0.10% | +2.61% | |
| 8 | DFUV | Dimensional US Marketwide Va | ETF-Other | 2.73% | +0.06% | +1.34% | |
| 9 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 2.70% | — | +10.36% | |
| 10 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 2.54% | -0.11% | +0.28% | |
| 11 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 2.43% | +0.41% | +18.95% | |
| 12 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 2.35% | -0.06% | +0.91% | |
| 13 | AAPL | Apple INC | Stock-Tech | 2.34% | -0.09% | -0.16% | |
| 14 | DFAX | Dimensional World Ex US Core | ETF-Other | 2.33% | +0.09% | +3.41% | |
| 15 | DUHP | Dimensional US High Profi Et | ETF-Other | 2.31% | +0.21% | +15.77% | |
| 16 | DFIC | Dimensional International Co | ETF-Other | 2.27% | +0.80% | +54.52% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.67% | -0.72% | -8.13% | |
| 18 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.64% | — | +1.28% | |
| 19 | TAXF | American Century Diver Muni | ETF-Other | 1.59% | +0.06% | +6.32% | |
| 20 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.51% | — | +0.44% | |
| 21 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.47% | +0.13% | +17.79% | |
| 22 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.31% | — | +0.27% | |
| 23 | DFNM | Dimensional National Muni Bd | ETF-Other | 1.29% | -0.11% | -5.79% | |
| 24 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.19% | — | +0.06% | |
| 25 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 1.14% | +0.34% | +43.40% | |
| 26 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.07% | — | — | |
| 27 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 0.88% | +0.37% | +67.49% | |
| 28 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 0.87% | +0.12% | +12.28% | |
| 29 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.85% | -0.06% | +0.51% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.81% | -0.10% | -0.03% | |
| 31 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.75% | -0.29% | -15.69% | |
| 32 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.71% | — | — | |
| 33 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.67% | — | +0.21% | |
| 34 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.62% | +0.09% | +19.29% | |
| 35 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.61% | — | — | |
| 36 | NVDA | Nvidia CORP | Stock-Tech | 0.46% | — | +1.17% | |
| 37 | DFCF | Dimensional Core Fixed INC | ETF-Other | 0.46% | +0.14% | +48.54% | |
| 38 | AVDE | Avantis International Equity | ETF-Other | 0.46% | — | -0.10% | |
| 39 | V | Visa Inc-class A Shares | Stock-Financials | 0.45% | -0.09% | -0.50% | |
| 40 | ABBV | Abbvie INC | Stock-Healthcare | 0.45% | — | +0.06% | |
| 41 | VB | Vanguard Small-cap ETF | ETF-Other | 0.44% | — | -3.44% | |
| 42 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.42% | — | +2.81% | |
| 43 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.36% | -0.07% | -16.07% | |
| 44 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.34% | — | -5.75% | |
| 45 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.33% | -0.08% | -0.72% | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | +0.04% | -0.34% | |
| 47 | XLE | Ss Energy Select Sector | ETF-Other | 0.31% | +0.08% | +0.64% | |
| 48 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.31% | — | +5.10% | |
| 49 | GLD | Spdr Gold Shares | ETF-Commodities | 0.29% | -0.07% | -23.62% | |
| 50 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 0.28% | — | +0.25% |
Performance for Q3 2026
+5.8%
Performance Last 4 Quarters
+18.9%
Based on 65% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 107 | $226.6M | 10 | |
| 2025-12-31 | 107 | $224.4M | 11 | |
| 2025-09-30 | 103 | $210.9M | 19 | |
| 2025-06-30 | 101 | $195.3M | 0 | |
| 2025-03-31 | 95 | $178.6M | 0 | |
| 2024-12-31 | 91 | $179.4M | 0 | |
| 2024-09-30 | 91 | $174.9M | 0 | |
| 2024-06-30 | 89 | $160.6M | 0 | |
| 2024-03-31 | 85 | $148.7M | 0 | |
| 2023-12-31 | 78 | $144.1M | 0 | |
| 2023-09-30 | 80 | $126.3M | 0 | |
| 2023-06-30 | 78 | $129.5M | 0 | |
| 2023-03-31 | 73 | $123.7M | 0 | |
| 2022-12-31 | 71 | $116.7M | 0 |
GEM Asset Management, LLC's most significant position changes for 2026-03-31: New buy: Vanguard Short-term Tips (VTIP); Sold out: Defiance Daily Target 2x ETF (PLTZ); New buy: Global X S&p 500 Ca Val ETF (CATH); Sold out: Booking Holdings INC (BKNG); New buy: Inspire International ETF (WWJD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFIC | Dimensional International Co | +0.8% | +54.52% | Add |
| 2 | DFLV | Dim US Large Cap Value ETF | +0.4% | +18.95% | Add |
| 3 | DFUS | Dimensional US Eq Mkt ETF | +0.4% | +12.85% | Add |
| 4 | DFSV | Dimensional US Small Cap Val | +0.4% | +67.49% | Add |
| 5 | DFAE | Dimensional Emerging Core Eq | +0.4% | +12.14% | Add |
| 6 | SPSB | Ss Spdr P St C CORP ETF | +0.3% | +43.40% | Add |
| 7 | DUHP | Dimensional US High Profi Et | +0.2% | +15.77% | Add |
| 8 | DFAS | Dimensional US Small Cap ETF | +0.2% | +7.23% | Add |
| 9 | DFCF | Dimensional Core Fixed INC | +0.1% | +48.54% | Add |
| 10 | VOO | Vanguard S&p 500 ETF | +0.1% | +17.79% | Add |
| 11 | AVLV | Avantis US Large Cap Value | +0.1% | +12.28% | Add |
| 12 | DFAI | Dimensional International Co | +0.1% | +2.77% | Add |
| 13 | DFAX | Dimensional World Ex US Core | +0.1% | +3.41% | Add |
| 14 | VCIT | Vanguard Int-term Corporate | +0.1% | +19.29% | Add |
| 15 | XLE | Ss Energy Select Sector | +0.1% | +0.64% | Add |
| 16 | XOM | Exxon Mobil CORP | +0.1% | -1.61% | Trim |
| 17 | DFUV | Dimensional US Marketwide Va | +0.1% | +1.34% | Add |
| 18 | TAXF | American Century Diver Muni | +0.1% | +6.32% | Add |
| 19 | DFIV | Dimensional International Va | +0.1% | +29.73% | Add |
| 20 | JNJ | Johnson & Johnson | 0% | -0.34% | Trim |
| 21 | IGEB | Ishares Investment Grade Sys | 0% | -27.98% | Trim |
| 22 | PSN | Parsons CORP | -0.1% | — | Unchanged |
| 23 | IVV | Ishares Core S&p 500 ETF | -0.1% | +0.51% | Add |
| 24 | SMLF | Ishares US Smallcap Equity F | -0.1% | +0.91% | Add |
| 25 | GLD | Spdr Gold Shares | -0.1% | -23.62% | Trim |
| 26 | JPST | Jpmorgan Ultra-short Income | -0.1% | -16.07% | Trim |
| 27 | LLY | Eli Lilly & Co | -0.1% | -0.72% | Trim |
| 28 | V | Visa Inc-class A Shares | -0.1% | -0.50% | Trim |
| 29 | AAPL | Apple INC | -0.1% | -0.16% | Trim |
| 30 | GOOGL | Alphabet Inc-cl A | -0.1% | -0.03% | Trim |
| 31 | PEP | Pepsico INC | -0.1% | -55.38% | Trim |
| 32 | DFAU | Dimensional US Core Equity M | -0.1% | +2.61% | Add |
| 33 | DFNM | Dimensional National Muni Bd | -0.1% | -5.79% | Trim |
| 34 | DFAC | Dimensional US Core Equity 2 | -0.1% | +0.28% | Add |
| 35 | ORCL | Oracle CORP | -0.2% | -47.27% | Trim |
| 36 | AMZN | Amazon.com INC | -0.3% | -15.69% | Trim |
| 37 | SYY | Sysco CORP | -0.5% | -1.53% | Trim |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.7% | -3.37% | Trim |
| 39 | MSFT | Microsoft CORP | -0.7% | -8.13% | Trim |
| 40 | VTIP | Vanguard Short-term Tips | — | NEW | New buy |
| 41 | PLTZ | Defiance Daily Target 2x ETF | — | EXIT | Sold out |
| 42 | CATH | Global X S&p 500 Ca Val ETF | — | NEW | New buy |
| 43 | BKNG | Booking Holdings INC | — | EXIT | Sold out |
| 44 | WWJD | Inspire International ETF | — | NEW | New buy |
| 45 | RKLB | Rocket Lab CORP | — | EXIT | Sold out |
| 46 | TXG | 10x Genomics Inc-class A | — | NEW | New buy |
| 47 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 48 | DLN | Wisdomtree US Largecap Divid | — | NEW | New buy |
| 49 | ARTY | Ishares Future Ai & Tech ETF | — | EXIT | Sold out |
| 50 | AVGO | Broadcom INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-10 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-30 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-09 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-17 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-29 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-09 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-07 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-30 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-09 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-17 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-04 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-12 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-30 | 13F-HR | View on EDGAR |
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