GA
GEM Asset Management, LLC SEC 13F Holdings (Q3 2026) — Top Position: SYSCO CORP
GEM Asset Management, LLCCIK: 0001963319
Diversified strategySector-focusedMomentum follower
Total reported value
$251.6M
Reporting period: 2026-09-30 · Number of holdings: 114
GEM Asset Management, LLC disclosed 114 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $251.6M and a quarterly turnover rate of 18.2%.
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Personality snowflake
- Concentration
- 15.86
- Portfolio Stability
- 18.16
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 81.16
GEM Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 114 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.88), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out DUHP
New buy 25239Y196
Trim SYY
-9.7% -$5.4M
Add DFUS
+12.2% $2.8M
Sold out DFSV
New buy 25239Y170
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SYY | Sysco CORP | Stock-Consumer Staples | 11.49% | -2.02% | -9.71% | |
| 2 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 9.33% | +1.20% | +12.23% | |
| 3 | DFAI | Dimensional International Co | ETF-Other | 4.96% | -0.03% | -1.94% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.62% | +0.15% | +0.38% | |
| 5 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 4.44% | +0.01% | +5.59% | |
| 6 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 3.93% | +0.14% | +5.08% | |
| 7 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 3.08% | +0.49% | +16.15% | |
| 8 | DFAU | Dimensional US Core Equity M | ETF-Other | 3.05% | +0.04% | -0.94% | |
| 9 | DFIC | Dimensional International Co | ETF-Other | 2.98% | +0.55% | +20.48% | |
| 10 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 2.76% | — | -1.76% | |
| 11 | DFUV | Dimensional US Marketwide Va | ETF-Other | 2.74% | +0.02% | -0.17% | |
| 12 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 2.67% | +0.05% | +1.03% | |
| 13 | DFAX | Dimensional World Ex US Core | ETF-Other | 2.44% | +0.11% | +3.04% | |
| 14 | ✓ | Stock-Other | 2.43% | +2.43% | NEW | ||
| 15 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 2.32% | -0.19% | -2.50% | |
| 16 | TAXF | American Century Diver Muni | ETF-Other | 1.59% | -0.17% | -3.51% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 1.57% | -0.17% | -22.42% | |
| 18 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.57% | +0.06% | +1.00% | |
| 19 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.47% | -0.21% | -6.99% | |
| 20 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.39% | -0.13% | -6.62% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 1.38% | +0.23% | -13.18% | |
| 22 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.32% | +0.02% | +2.79% | |
| 23 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 1.30% | +0.28% | +28.23% | |
| 24 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.11% | -0.18% | -7.61% | |
| 25 | DFNM | Dimensional National Muni Bd | ETF-Other | 1.03% | -0.13% | -7.31% | |
| 26 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.03% | +0.01% | — | |
| 27 | ✓ | Stock-Other | 0.98% | +0.98% | NEW | ||
| 28 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.90% | +0.03% | +0.30% | |
| 29 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 0.87% | -0.02% | -1.56% | |
| 30 | AMD | Advanced Micro Devices | Stock-Tech | 0.72% | +0.02% | -3.74% | |
| 31 | AVDE | Avantis International Equity | ETF-Other | 0.70% | +0.24% | +49.18% | |
| 32 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 0.67% | +0.08% | +18.57% | |
| 33 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.66% | -0.02% | +0.78% | |
| 34 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.59% | +0.02% | +0.19% | |
| 35 | NVDA | Nvidia CORP | Stock-Tech | 0.56% | +0.16% | +22.50% | |
| 36 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.55% | -0.21% | -30.98% | |
| 37 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.51% | +0.03% | +12.46% | |
| 38 | ABBV | Abbvie Inc | Stock-Healthcare | 0.47% | +0.02% | +0.07% | |
| 39 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.46% | — | — | |
| 40 | VB | Vanguard Small-cap ETF | ETF-Other | 0.46% | — | +5.89% | |
| 41 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.41% | -0.04% | -4.35% | |
| 42 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.37% | -0.01% | — | |
| 43 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.32% | — | +0.67% | |
| 44 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.32% | -0.02% | -4.86% | |
| 45 | CSCO | Cisco Systems Inc | Stock-Tech | 0.32% | -0.02% | +2.07% | |
| 46 | HACK | Amplify Cybersecurity ETF | ETF-Other | 0.30% | +0.04% | — | |
| 47 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.30% | +0.02% | +0.07% | |
| 48 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 0.28% | -0.02% | +0.59% | |
| 49 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.28% | +0.05% | +31.82% | |
| 50 | AVGE | Avantis All Eqty Mrkts ETF | ETF-Other | 0.27% | +0.01% | +3.32% |
1–50 of 114
Portfolio Performance
Performance for Q4 2026
+1.1%
Performance Last 4 Quarters
+15%
- Stdev
- +11.3%
- Beta
- +0.82
- Alpha
- -1.1%
- Max Drawdown
- -7.9%
- Annualized Perf
- +18.5%
- Batting Avg vs S&P
- +27.8%
- Sortino
- +2.83
- Stutzer
- +0.44
- Treynor
- +0.22
- Sterling
- +1.12
- Calmar
- +2.34
- Information Ratio
- -0.93
- Tracking Error
- +5.6%
- Stdev Down
- +6.3%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +27.4%
- Worst 12 Months
- +2.8%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.57
- Stdev Sectors
- +16.9%
- Skewness
- -0.55
- Kurtosis
- +1.03
- Upside Potential
- +4.17
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 114 | $251.6M | 18 | ||
| 2026 Q2 | 116 | $253.9M | 18 | ||
| 2026 Q1 | 107 | $226.6M | 10 | ||
| 2025 Q4 | 107 | $224.4M | 11 | ||
| 2025 Q3 | 103 | $210.9M | 19 | ||
| 2025 Q2 | 101 | $195.3M | 0 | ||
| 2025 Q1 | 95 | $178.6M | 0 | ||
| 2024 Q4 | 91 | $179.4M | 0 | ||
| 2024 Q3 | 91 | $174.9M | 0 | ||
| 2024 Q2 | 89 | $160.6M | 0 | ||
| 2024 Q1 | 85 | $148.7M | 0 | ||
| 2023 Q4 | 78 | $144.1M | 0 | ||
| 2023 Q3 | 80 | $126.3M | 0 | ||
| 2023 Q2 | 78 | $129.5M | 0 | ||
| 2023 Q1 | 73 | $123.7M | 0 | ||
| 2022 Q4 | 71 | $116.7M | 0 |
Holding changes this quarter
GEM Asset Management, LLC's most significant position changes for 2026-09-30: Sold out: Dimensional US High Profi Et (DUHP); New buy: ; Sold out: Dimensional US Small Cap Val (DFSV); New buy: ; New buy: Avantis US Quality Eq ETF (AVUQ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +2.4% | NEW | New buy | |
| 2 | DFUS | Dimensional US Eq Mkt ETF | +1.2% | +12.23% | Add |
| 3 | ✓ | +1% | NEW | New buy | |
| 4 | DFIC | Dimensional International Co | +0.6% | +20.48% | Add |
| 5 | DFLV | Dim US Large Cap Value ETF | +0.5% | +16.15% | Add |
| 6 | SPSB | Ss Spdr P St C CORP ETF | +0.3% | +28.23% | Add |
| 7 | AVUQ | Avantis US Quality Eq ETF | +0.2% | NEW | New buy |
| 8 | AVDE | Avantis International Equity | +0.2% | +49.18% | Add |
| 9 | MSFT | Microsoft CORP | +0.2% | -13.18% | Trim |
| 10 | ✓ | +0.2% | NEW | New buy | |
| 11 | ✓ | +0.2% | NEW | New buy | |
| 12 | NVDA | Nvidia CORP | +0.2% | +22.50% | Add |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +0.38% | Add |
| 14 | DFAE | Dimensional Emerging Core Eq | +0.1% | +5.08% | Add |
| 15 | NVDA | NVIDIA Corporation | +0.1% | NEW | New buy |
| 16 | DFAX | Dimensional World Ex US Core | +0.1% | +3.04% | Add |
| 17 | VTV | Vanguard Value ETF | +0.1% | NEW | New buy |
| 18 | AVEM | Avantis Emerging Markets Eq | +0.1% | NEW | New buy |
| 19 | XLV | Ss Health Care Select Sector | +0.1% | NEW | New buy |
| 20 | MRK | Merck & Co. Inc. | +0.1% | NEW | New buy |
| 21 | PEP | Pepsico Inc | +0.1% | NEW | New buy |
| 22 | DFCF | Dimensional Core Fixed Inc | +0.1% | +18.57% | Add |
| 23 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +37.50% | Add |
| 24 | VOO | Vanguard S&p 500 ETF | +0.1% | +1.00% | Add |
| 25 | SMH | Vaneck Semiconductor ETF | +0.1% | +31.82% | Add |
| 26 | DFAC | Dimensional US Core Equity 2 | +0.1% | +1.03% | Add |
| 27 | HACK | Amplify Cybersecurity ETF | 0% | — | Unchanged |
| 28 | XLF | Ss Financial Select Sector | 0% | +46.67% | Add |
| 29 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 30 | DFAU | Dimensional US Core Equity M | 0% | -0.94% | Trim |
| 31 | VUG | Vanguard Growth ETF | 0% | +8.17% | Add |
| 32 | VTI | Vanguard Total Stock Mkt ETF | 0% | +12.30% | Add |
| 33 | MDY | State Street Spdr S&p Midcap | 0% | +12.46% | Add |
| 34 | AMGN | Amgen Inc | 0% | +0.20% | Add |
| 35 | IVV | Ishares Core S&p 500 ETF | 0% | +0.30% | Add |
| 36 | XLE | Ss Energy Select Sector | 0% | +0.61% | Add |
| 37 | ABBV | Abbvie Inc | 0% | +0.07% | Add |
| 38 | SCZ | Ishares Msci Eafe Small-cap | 0% | +0.19% | Add |
| 39 | TXG | 10x Genomics Inc-class A | 0% | -52.82% | Trim |
| 40 | USMV | Ishares Msci USA Min Vol Fac | 0% | +5.59% | Add |
| 41 | JNJ | Johnson & Johnson | 0% | +0.07% | Add |
| 42 | V | Visa Inc-class A Shares | 0% | — | Unchanged |
| 43 | NDSN | Nordson CORP | 0% | +0.19% | Add |
| 44 | AMD | Advanced Micro Devices | 0% | -3.74% | Trim |
| 45 | SCHD | Schwab US Dvd Equity ETF | 0% | +4.42% | Add |
| 46 | RSP | Invesco S&p 500 Equal Weight | 0% | +2.79% | Add |
| 47 | DFUV | Dimensional US Marketwide Va | 0% | -0.17% | Trim |
| 48 | DFAS | Dimensional US Small Cap ETF | 0% | +5.59% | Add |
| 49 | ABT | Abbott Laboratories | 0% | — | Unchanged |
| 50 | GLD | Spdr Gold Shares | 0% | — | Unchanged |
1–50 of 127
Filing History
FAQ
What is GEM Asset Management, LLC and what type of investor is it?
GEM Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $251.6M, spread across 114 disclosed positions.
What are GEM Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, GEM Asset Management, LLC's top holdings by market value are:
1. Sysco CORP (SYY) — $28.9M (11.5%)
2. Dimensional US Eq Mkt ETF (DFUS) — $23.5M (9.3%)
3. Dimensional International Co (DFAI) — $12.5M (5.0%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $11.6M (4.6%)
5. Dimensional US Small Cap ETF (DFAS) — $11.2M (4.4%)
What changes did GEM Asset Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, GEM Asset Management, LLC made 102 notable position adjustments: 11 new positions were initiated, 53 existing holdings were added to, 25 positions were partially reduced, and 13 were completely exited. The largest of these moves: Sold out: Dimensional US High Profi Et (DUHP); New buy: ; Sold out: Dimensional US Small Cap Val (DFSV); New buy: ; New buy: Avantis US Quality Eq ETF (AVUQ)
What sectors does GEM Asset Management, LLC focus on?
GEM Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Staples: 54.9%
• Information Technology: 23.9%
• Health Care: 7.0%
• Consumer Discretionary: 3.7%
• Financials: 3.5%
• Industrials: 2.6%
Investment Profile
GEM Asset Management, LLC returned an annualized 18.5% over the trailing 36 months — underperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 28% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 54.9% of the portfolio concentrated in Consumer Staples.
It has added to its DFUS position over the past two quarters (+$6.9M, now $23.5M), while trimming GOOGL over the same stretch (-$1.5M, still holding $354.5K).
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Developer Access
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