GG
Galvin, Gaustad & Stein, LLC 13F Filings Tracker & Latest Positions (Q3 2026)
Galvin, Gaustad & Stein, LLCCIK: 0001840945
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$1.3B
Reporting period: 2026-09-30 · Number of holdings: 257
Galvin, Gaustad & Stein, LLC disclosed 257 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $1.3B and a quarterly turnover rate of 19.1%.
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Personality snowflake
- Concentration
- 6.79
- Portfolio Stability
- 19.09
- Momentum
- 100
- Sector conviction
- 54.26
- Diversification
- 100
- Sizing Uniformity
- 81.67
Galvin, Gaustad & Stein, LLC's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 59 equally-sized positions, well below its 257 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.83), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim XLK
-17.1% -$14.8M
Add QQQM
+208.2% $12.8M
Trim SMH
-96.5% -$11.7M
Add NVDA
+15.5% $10.2M
Add AVGO
+713.1% $10.0M
Add MSFT
-2.2% $9.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 257 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XLK | Ss Technology Select Sector | ETF-Tech | 6.39% | -0.97% | -17.15% | |
| 2 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 3.56% | +0.05% | -0.60% | |
| 3 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.45% | +0.05% | +0.54% | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 3.17% | +0.81% | +15.49% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 2.72% | +0.73% | -2.18% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 2.34% | +0.56% | +12.08% | |
| 7 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.25% | +0.11% | -1.38% | |
| 8 | SCHR | Schwab Intermediate-term US | ETF-Other | 1.97% | -0.06% | -0.95% | |
| 9 | HCA | Hca Healthcare Inc | Stock-Healthcare | 1.90% | +0.14% | -3.05% | |
| 10 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 1.89% | — | -5.28% | |
| 11 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 1.86% | -0.07% | -6.04% | |
| 12 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.77% | -0.08% | -1.50% | |
| 13 | SCHO | Schwab Short-term US Treas | ETF-Other | 1.70% | -0.02% | -1.67% | |
| 14 | GE | General Electric | Stock-Industrials | 1.68% | -0.60% | -13.54% | |
| 15 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.65% | -0.19% | -0.78% | |
| 16 | XLE | Ss Energy Select Sector | ETF-Other | 1.54% | -0.11% | -21.13% | |
| 17 | V | Visa Inc-class A Shares | Stock-Financials | 1.49% | +0.05% | -3.13% | |
| 18 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.46% | -0.02% | +0.66% | |
| 19 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.42% | +0.97% | +208.20% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.39% | -0.01% | +1.45% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.37% | -0.03% | -4.80% | |
| 22 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.35% | -0.11% | -5.07% | |
| 23 | BND | Vanguard Total Bond Market | ETF-Other | 1.34% | -0.04% | -0.20% | |
| 24 | MBB | Ishares Mbs ETF | ETF-Other | 1.29% | -0.08% | -2.46% | |
| 25 | UNP | Union Pacific CORP | Stock-Industrials | 1.28% | -0.04% | -4.93% | |
| 26 | XLF | Ss Financial Select Sector | ETF-Other | 1.23% | +0.28% | +28.08% | |
| 27 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 1.20% | — | +0.91% | |
| 28 | ICSH | Ishares Ultra Short Duration | ETF-Other | 1.20% | +0.05% | +2.65% | |
| 29 | XLV | Ss Health Care Select Sector | ETF-Other | 1.18% | +0.12% | +2.76% | |
| 30 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.15% | +0.05% | -3.54% | |
| 31 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.14% | +0.69% | +144.31% | |
| 32 | QCOM | Qualcomm Inc | Stock-Tech | 1.07% | +0.02% | +0.77% | |
| 33 | WFC 7.5 PERP LBond | Wells Fargo & Company | Bond | 1.06% | -0.07% | -1.63% | |
| 34 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 1.02% | -0.01% | -1.05% | |
| 35 | AZO | Autozone Inc | Stock-Consumer Disc | 0.98% | -0.16% | -4.80% | |
| 36 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.97% | +0.20% | -4.17% | |
| 37 | MCHI | Ishares Msci China ETF | ETF-Emerging Markets | 0.96% | — | -3.65% | |
| 38 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.94% | +0.21% | +28.24% | |
| 39 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.90% | — | +2.69% | |
| 40 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 0.90% | +0.07% | +6.54% | |
| 41 | AVGO | Broadcom Inc | Stock-Tech | 0.87% | +0.76% | +713.12% | |
| 42 | VRTX | Vertex Pharmaceuticals Inc | Stock-Healthcare | 0.87% | -0.22% | -25.91% | |
| 43 | AXP | American Express Co | Stock-Financials | 0.85% | -0.14% | -6.18% | |
| 44 | UBER | Uber Technologies Inc | Stock-Industrials | 0.85% | -0.44% | -31.43% | |
| 45 | PGR | Progressive CORP | Stock-Financials | 0.81% | -0.04% | -1.71% | |
| 46 | WM | Waste Management Inc | Stock-Industrials | 0.80% | -0.10% | -5.15% | |
| 47 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.80% | -0.14% | -3.81% | |
| 48 | WCC | Wesco International Inc | Stock-Industrials | 0.77% | -0.03% | -8.62% | |
| 49 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.77% | -0.12% | -9.08% | |
| 50 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.73% | -0.02% | +0.46% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+1.3%
Performance Last 4 Quarters
+6.7%
- Stdev
- +9.5%
- Beta
- +0.69
- Alpha
- -1.2%
- Max Drawdown
- -5.5%
- Annualized Perf
- +15.1%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +3.17
- Stutzer
- +0.45
- Treynor
- +0.21
- Sterling
- +1.04
- Calmar
- +2.73
- Information Ratio
- -1.42
- Tracking Error
- +5.7%
- Stdev Down
- +4.6%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +25.4%
- Worst 12 Months
- +6.7%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.53
- Stdev Sectors
- +9%
- Skewness
- -0.04
- Kurtosis
- +0.13
- Upside Potential
- +4.67
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 257 | $1.3B | 19 | ||
| 2026 Q2 | 262 | $1.4B | 23 | ||
| 2026 Q1 | 252 | $1.2B | 41 | ||
| 2025 Q4 | 250 | $1.3B | 23 | ||
| 2025 Q3 | 206 | $1.2B | 35 | ||
| 2025 Q2 | 191 | $1.2B | 0 | ||
| 2025 Q1 | 181 | $1.1B | 100 | ||
| 2024 Q4 | 182 | $1.1B | 0 | ||
| 2024 Q3 | 184 | $1.1B | 0 | ||
| 2024 Q2 | 183 | $1.1B | 0 | ||
| 2024 Q1 | 184 | $1.1B | 0 | ||
| 2023 Q4 | 183 | $1.1B | 0 | ||
| 2023 Q3 | 168 | $987.0M | 0 | ||
| 2023 Q2 | 165 | $1.0B | 0 | ||
| 2023 Q1 | 160 | $1.0B | 0 | ||
| 2022 Q4 | 162 | $993.1M | 0 | ||
| 2022 Q3 | 158 | $944.1M | 0 | ||
| 2022 Q2 | 164 | $986.4M | 0 | ||
| 2022 Q1 | 168 | $1.1B | 0 | ||
| 2021 Q4 | 174 | $1.2B | 0 | ||
| 2021 Q3 | 176 | $1.0B | 0 | ||
| 2021 Q2 | 190 | $1.1B | 97 | ||
| 2021 Q1 | 188 | $993.9M | 11 | ||
| 2020 Q4 | 183 | $952.1M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Galvin, Gaustad & Stein, LLC's most significant position changes for 2026-09-30: New buy: Autodesk Inc (ADSK); Sold out: Circle Internet Group Inc (CRCL); Sold out: Ishares Msci Eurozone ETF (EZU); New buy: ; Sold out: Exxon Mobil CORP (XOM).
Showing top 200 changes by size (of 276 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQM | Invesco Nasdaq 100 ETF | +1% | +208.20% | Add |
| 2 | NVDA | Nvidia CORP | +0.8% | +15.49% | Add |
| 3 | AVGO | Broadcom Inc | +0.8% | +713.12% | Add |
| 4 | MSFT | Microsoft CORP | +0.7% | -2.18% | Trim |
| 5 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.7% | +144.31% | Add |
| 6 | ADSK | Autodesk Inc | +0.7% | NEW | New buy |
| 7 | AAPL | Apple Inc | +0.6% | +12.08% | Add |
| 8 | MU | Micron Technology Inc | +0.5% | +834.32% | Add |
| 9 | LLY | Eli Lilly & Co | +0.4% | +347.00% | Add |
| 10 | XLF | Ss Financial Select Sector | +0.3% | +28.08% | Add |
| 11 | IEMG | Ishares Core Msci Emerging | +0.2% | +28.24% | Add |
| 12 | ✓ | +0.2% | NEW | New buy | |
| 13 | META | Meta Platforms Inc-class A | +0.2% | -4.17% | Trim |
| 14 | ✓ | +0.2% | NEW | New buy | |
| 15 | DBMF | Imgp Dbi Managed Futures Str | +0.2% | NEW | New buy |
| 16 | FLOT | Ishares Floating Rate Bond E | +0.2% | NEW | New buy |
| 17 | HCA | Hca Healthcare Inc | +0.1% | -3.05% | Trim |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +34.83% | Add |
| 19 | XLV | Ss Health Care Select Sector | +0.1% | +2.76% | Add |
| 20 | AMZN | Amazon.com Inc | +0.1% | -1.38% | Trim |
| 21 | VTV | Vanguard Value ETF | +0.1% | +124.87% | Add |
| 22 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.1% | +96.90% | Add |
| 23 | JIRE | Jpmorgan Int Res Enh Eqty | +0.1% | +6.54% | Add |
| 24 | XLB | Ss Materials Select Sector | +0.1% | +22.57% | Add |
| 25 | ICSH | Ishares Ultra Short Duration | +0.1% | +2.65% | Add |
| 26 | KO | Coca-cola Co/the | +0.1% | -3.54% | Trim |
| 27 | V | Visa Inc-class A Shares | +0.1% | -3.13% | Trim |
| 28 | VEA | Vanguard Ftse Developed ETF | +0.1% | +0.54% | Add |
| 29 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | -0.60% | Trim |
| 30 | CRWD | Crowdstrike Holdings Inc - A | 0% | +321.32% | Add |
| 31 | IGV | Ishares Expanded Tech-softwa | 0% | NEW | New buy |
| 32 | CVX | Chevron CORP | 0% | -11.11% | Trim |
| 33 | BALT | Inn Defined Wealth Shield | 0% | +39.17% | Add |
| 34 | FUTY | Fidelity Msci US Utilities | 0% | +114.62% | Add |
| 35 | XLY | Ss Consumer Disc Select Sect | 0% | +14.29% | Add |
| 36 | MA | Mastercard Inc - A | 0% | -1.11% | Trim |
| 37 | EDV | Vanguard Extended Dur Treas | 0% | NEW | New buy |
| 38 | XBI | Ss Spdr S&p Biotech ETF | 0% | NEW | New buy |
| 39 | ANET | Arista Networks Inc | 0% | NEW | New buy |
| 40 | NEM | Newmont CORP | 0% | NEW | New buy |
| 41 | SGOV | Ishares 0-3 Month Treasury B | 0% | NEW | New buy |
| 42 | GEV | GE Vernova Inc | 0% | NEW | New buy |
| 43 | CLOI | Vaneck Clo ETF | 0% | +9.59% | Add |
| 44 | HLI | Houlihan Lokey Inc | 0% | NEW | New buy |
| 45 | JPLD | Jpmorgan LTD Duration ETF | 0% | +27.96% | Add |
| 46 | VYMI | Vanguard Int High Dvd Yld In | 0% | NEW | New buy |
| 47 | IVV | Ishares Core S&p 500 ETF | 0% | +0.10% | Add |
| 48 | SCHD | Schwab US Dvd Equity ETF | 0% | +9.14% | Add |
| 49 | PANW | Palo Alto Networks Inc | 0% | -5.37% | Trim |
| 50 | LVHI | Franklin International Low V | 0% | +12.04% | Add |
1–50 of 200
Filing History
FAQ
What is Galvin, Gaustad & Stein, LLC and what type of investor is it?
Galvin, Gaustad & Stein, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $1.3B, spread across 257 disclosed positions.
What are Galvin, Gaustad & Stein, LLC's largest equity positions?
Based on the latest 13F filing, Galvin, Gaustad & Stein, LLC's top holdings by market value are:
1. Ss Technology Select Sector (XLK) — $84.9M (6.4%)
2. Ishares Core Msci Eafe ETF (IEFA) — $47.4M (3.6%)
3. Vanguard Ftse Developed ETF (VEA) — $45.9M (3.5%)
4. Nvidia CORP (NVDA) — $42.2M (3.2%)
5. Microsoft CORP (MSFT) — $36.2M (2.7%)
What changes did Galvin, Gaustad & Stein, LLC make in its most recent portfolio filing?
In the latest reported quarter, Galvin, Gaustad & Stein, LLC made 193 notable position adjustments: 15 new positions were initiated, 49 existing holdings were added to, 109 positions were partially reduced, and 20 were completely exited. The largest of these moves: New buy: Autodesk Inc (ADSK); Sold out: Circle Internet Group Inc (CRCL); Sold out: Ishares Msci Eurozone ETF (EZU); New buy: ; Sold out: Exxon Mobil CORP (XOM)
What sectors does Galvin, Gaustad & Stein, LLC focus on?
Galvin, Gaustad & Stein, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.0%
• Financials: 16.5%
• Industrials: 14.0%
• Health Care: 11.3%
• Consumer Discretionary: 9.2%
• Communication Services: 8.9%
Investment Profile
Galvin, Gaustad & Stein, LLC returned an annualized 15.1% over the trailing 36 months — underperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.69 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.0% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 35 to 19 over the past 4 quarters — a shift toward longer holding periods.
It has added to its NVDA position over the past two quarters (+$17.9M, now $42.2M), while trimming IJH over the same stretch (-$13.8M, still holding $3.1M).
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Developer Access
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