13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001342396
Total reported value
$2.0B
$2.0B
530 檔
17.4%
In Q1 2026, Founders Financial Securities LLC's U.S. equity holdings reached a combined market value of $2.0B, distributed across 530 disclosed stock positions.
Founders Financial Securities LLC executed strategic sector rebalancing during Q1 2026, establishing 16 new positions while fully exiting 29 holdings and trimming 68 positions.
Showing top 200 holdings (of 530 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 6.16% | +0.33% | +8.28% | |
| 2 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 4.76% | -0.01% | +5.12% | |
| 3 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.85% | -0.03% | +62.65% | |
| 4 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 2.83% | — | +3.72% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.53% | -0.02% | +1.08% | |
| 6 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.41% | +0.41% | +2.77% | |
| 7 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.18% | +0.10% | +12.88% | |
| 8 | XLK | Ss Technology Select Sector | ETF-Tech | 1.84% | +0.46% | +2.10% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 1.83% | +0.16% | -7.46% | |
| 10 | FBND | Fidelity Total Bond ETF | ETF-Other | 1.67% | +0.04% | +10.36% | |
| 11 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.63% | -0.10% | +4.67% | |
| 12 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 1.55% | -0.25% | +4.51% | |
| 13 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.34% | +0.08% | +12.16% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.30% | +0.02% | -16.76% | |
| 15 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.29% | -0.50% | +59.22% | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.21% | +0.12% | -1.69% | |
| 17 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 1.11% | +0.07% | +8.27% | |
| 18 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.98% | -0.01% | -6.88% | |
| 19 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.88% | -0.14% | +25.17% | |
| 20 | IVVM | Ishar Lc Md Qur Ld Etf-us In | ETF-Other | 0.87% | -0.04% | — | |
| 21 | CGGR | Cap Group Growth Equity | ETF-Other | 0.84% | +0.03% | +17.90% | |
| 22 | XLV | Ss Health Care Select Sector | ETF-Other | 0.81% | -0.41% | +59.73% | |
| 23 | CGDV | Cap Group Dividend Value | ETF-Other | 0.80% | +0.02% | +20.31% | |
| 24 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.80% | -0.37% | +6.28% | |
| 25 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.80% | -0.05% | -17.21% | |
| 26 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.75% | +0.05% | -0.19% | |
| 27 | VUG | Vanguard Growth ETF | ETF-Other | 0.71% | +0.45% | -36.01% | |
| 28 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 0.71% | -0.04% | +0.66% | |
| 29 | MSFT | Microsoft CORP | Stock-Tech | 0.70% | -0.13% | -10.49% | |
| 30 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.69% | -0.03% | -5.94% | |
| 31 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.67% | -0.24% | +52.51% | |
| 32 | XLI | Ss Industrial Select Sector | ETF-Other | 0.65% | +0.27% | +0.17% | |
| 33 | LGLV | Spdr US Lc Low Vol Idx | ETF-Other | 0.63% | -0.06% | -23.85% | |
| 34 | VTV | Vanguard Value ETF | ETF-Other | 0.62% | -0.27% | -27.94% | |
| 35 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.61% | -0.14% | -15.76% | |
| 36 | HOLA | JPM Intll Hdg Eq Lddr Ovrly | ETF-Other | 0.57% | -0.05% | -13.23% | |
| 37 | CGBL | Cap Group Core Balanced | ETF-Other | 0.56% | -0.02% | +19.98% | |
| 38 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.55% | -0.31% | +71.75% | |
| 39 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 0.54% | -0.02% | +19.28% | |
| 40 | MUB | Ishares National Muni Bond E | ETF-Other | 0.52% | -0.02% | +18.95% | |
| 41 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.51% | -0.01% | +0.75% | |
| 42 | JPIE | Jpmorgan Income ETF | ETF-Other | 0.49% | -0.01% | +9.76% | |
| 43 | CGUS | Cap Group Core Equity | ETF-Other | 0.49% | — | +20.49% | |
| 44 | XLF | Ss Financial Select Sector | ETF-Other | 0.48% | +0.07% | -39.50% | |
| 45 | AVGO | Broadcom Inc | Stock-Tech | 0.46% | -0.17% | -9.46% | |
| 46 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 0.46% | +0.30% | +8.43% | |
| 47 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.45% | +0.12% | -4.88% | |
| 48 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.45% | -0.44% | +119.13% | |
| 49 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 0.45% | -0.07% | -46.37% | |
| 50 | LVHI | Franklin International Low V | ETF-Other | 0.42% | -0.04% | +2373.69% |
According to official SEC Form 13F filings, Founders Financial Securities LLC reported a total U.S. public equity portfolio value of $2.0B across 530 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPYG, SPYV, VIG) accounted for 17.4% of total reported equity market value during Q1 2026.
Top New Position Initiated
IVVM
市值: $15.4M
Top Position Liquidated / Trimmed
IYW
前期市值: $6.2M
During Q1 2026, Founders Financial Securities LLC's top holdings by market value included SPYG (6.2%)、SPYV (4.8%)、VIG (2.9%). The largest single position, SPYG, represented 6.2% of total portfolio value.
In Q1 2026, Founders Financial Securities LLC made 199 total portfolio adjustments, initiating 16 new buys, adding to 86 positions, trimming 68 holdings, and fully liquidating 29 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.