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Founders Bank & Trust Historical SEC 13F Holdings & Archive (Q4 2014)
Founders Bank & TrustCIK: 0001358096
Diversified strategyMomentum followerLong-term holder
Total reported value
$190.2M
Reporting period: 2014-12-31 · Number of holdings: 481
FOUNDERS BANK & TRUST disclosed 481 holdings in its latest 13F filing for the period ending 2014-12-31, with total reported value of $190.2M and a quarterly turnover rate of 16.4%.
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Personality snowflake
- Concentration
- 16.06
- Portfolio Stability
- 16.36
- Momentum
- 100
- Sector conviction
- 54.08
- Diversification
- 100
- Sizing Uniformity
- 63.21
Founders Bank & Trust's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 481 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.68), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd MINT
+161.4% $10.3M
Trim DWX
-35.5% -$4.5M
Add VEA
+36731.8% $3.9M
Trim VEU
-7.2% -$1.2M
Trim IVV
-1.7% $543.0K
Trim IGSB
+0.8% $66.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 481 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 11.41% | -0.48% | -1.70% | |
| 2 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 8.82% | +5.20% | +161.39% | |
| 3 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 5.12% | -0.20% | -0.54% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.11% | — | -4.30% | |
| 5 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 5.11% | -0.08% | -0.14% | |
| 6 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 4.91% | -1.03% | -7.16% | |
| 7 | IWD | Ishares Russell 1000 Value E | ETF-Other | 4.84% | — | -3.72% | |
| 8 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 4.81% | -0.30% | +0.82% | |
| 9 | DWX | State Street Spdr S&p Intern | ETF-Other | 3.32% | -2.74% | -35.54% | |
| 10 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.05% | +2.04% | +36731.79% | |
| 11 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.96% | -0.08% | +2.83% | |
| 12 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 1.69% | -0.04% | +2.16% | |
| 13 | HDV | Ishares Core High Dividend E | ETF-Other | 1.63% | +0.01% | +6.07% | |
| 14 | DVY | Ishares Select Dividend ETF | ETF-Other | 1.44% | +0.03% | +1.87% | |
| 15 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.33% | — | +0.08% | |
| 16 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.25% | -0.15% | -3.10% | |
| 17 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 1.07% | -0.18% | -9.07% | |
| 18 | AIVI | Wisdomtree International Ai | ETF-Other | 1.04% | -0.22% | -3.70% | |
| 19 | HD | Home Depot Inc | Stock-Consumer Disc | 0.98% | — | -5.97% | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 0.80% | -0.09% | -4.51% | |
| 21 | PFE | Pfizer Inc | Stock-Healthcare | 0.79% | — | -2.73% | |
| 22 | PAYX | Paychex Inc | Stock-Tech | 0.78% | — | -3.08% | |
| 23 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.78% | +0.02% | +0.30% | |
| 24 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.68% | — | -1.23% | |
| 25 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.64% | — | -0.72% | |
| 26 | GD | General Dynamics CORP | Stock-Industrials | 0.63% | — | -3.91% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.61% | — | -3.11% | |
| 28 | SYY | Sysco CORP | Stock-Consumer Staples | 0.58% | — | -3.78% | |
| 29 | MMM | 3m Co | Stock-Industrials | 0.56% | — | -11.62% | |
| 30 | CLX | Clorox Company | Stock-Consumer Staples | 0.56% | — | -1.04% | |
| 31 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.55% | -0.07% | -3.86% | |
| 32 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.52% | +0.03% | -1.11% | |
| 33 | O | Realty Income CORP | Stock-Real Estate | 0.48% | +0.03% | -1.07% | |
| 34 | WFC | Wells Fargo & Co | Stock-Financials | 0.48% | — | +0.56% | |
| 35 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 0.45% | -0.07% | -5.88% | |
| 36 | EBAY | Ebay Inc | Stock-Consumer Disc | 0.45% | -0.06% | -4.95% | |
| 37 | AFL | Aflac Inc | Stock-Financials | 0.43% | — | -7.14% | |
| 38 | WMT | Walmart Inc | Stock-Consumer Staples | 0.43% | — | -5.76% | |
| 39 | WBA | Walgreens Boots Alliance Inc | Stock-Other | 0.40% | +0.40% | NEW | |
| 40 | PFF | Ishares Preferred & Income S | ETF-Other | 0.40% | — | — | |
| 41 | AEP | American Electric Power | Stock-Utilities | 0.40% | +0.03% | -0.53% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.39% | — | +1.65% | |
| 43 | AXP | American Express Co | Stock-Financials | 0.38% | — | -8.87% | |
| 44 | ABBV | Abbvie Inc | Stock-Healthcare | 0.37% | +0.01% | -1.87% | |
| 45 | WELL | Welltower Inc. | Stock-Real Estate | 0.36% | +0.04% | -0.50% | |
| 46 | T | At&t Inc | Stock-Comm Services | 0.36% | — | -1.08% | |
| 47 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.36% | — | -12.40% | |
| 48 | ABT | Abbott Laboratories | Stock-Healthcare | 0.35% | — | -0.20% | |
| 49 | ✓ | Stock-Other | 0.34% | — | +1.61% | ||
| 50 | ✓ | Powershares Agg Preferred (pgx) | Stock-Other | 0.34% | — | — |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Founders Bank & Trust's most significant position changes for 2014-12-31: New buy: Walgreens Boots Alliance Inc (WBA); Sold out: ; Sold out: Kinder Morgan, Inc. (KMI); New buy: Johnson & Johnson (JNJ); New buy: Ishares Morningstar Multi-as (IYLD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MINT | Pimco Enhanced Short Maturit | +5.2% | +161.39% | Add |
| 2 | VEA | Vanguard Ftse Developed ETF | +2% | +36731.79% | Add |
| 3 | KMI | Kinder Morgan, Inc. | +0.1% | +7342.86% | Add |
| 4 | IWR | Ishares Russell Mid-cap ETF | +0.1% | +22.08% | Add |
| 5 | WELL | Welltower Inc. | 0% | -0.50% | Trim |
| 6 | LOW | Lowe's Cos Inc | 0% | -0.19% | Trim |
| 7 | GNTX | Gentex CORP | 0% | — | Unchanged |
| 8 | DVY | Ishares Select Dividend ETF | 0% | +1.87% | Add |
| 9 | O | Realty Income CORP | 0% | -1.07% | Trim |
| 10 | UPS | United Parcel Service-cl B | 0% | -1.11% | Trim |
| 11 | AEP | American Electric Power | 0% | -0.53% | Trim |
| 12 | GPC | Genuine Parts Co | 0% | -1.75% | Trim |
| 13 | ✓ | 0% | -1.74% | Trim | |
| 14 | V | Visa Inc-class A Shares | 0% | +0.21% | Add |
| 15 | PG | Procter & Gamble Co/the | 0% | +0.30% | Add |
| 16 | XEL | Xcel Energy Inc | 0% | -0.72% | Trim |
| 17 | ✓ | Bemis Inc | 0% | -1.87% | Trim |
| 18 | HDV | Ishares Core High Dividend E | 0% | +6.07% | Add |
| 19 | ABBV | Abbvie Inc | 0% | -1.87% | Trim |
| 20 | HD | Home Depot Inc | — | -5.97% | Trim |
| 21 | CLX | Clorox Company | — | -1.04% | Trim |
| 22 | EPP | Ishares Msci Pacific Ex Japa | 0% | -74.65% | Trim |
| 23 | FDL | First Trust Morn Dvd Lead In | 0% | +2.16% | Add |
| 24 | IEV | Ishares Europe ETF | 0% | -22.25% | Trim |
| 25 | ACWI | iShares MSCI ACWI ETF | -0.1% | -68.39% | Trim |
| 26 | CTAS | Cintas CORP | -0.1% | -19.07% | Trim |
| 27 | R6C2 | Royal Dutch Shell-spon Adr-b | -0.1% | +0.26% | Add |
| 28 | EBAY | Ebay Inc | -0.1% | -4.95% | Trim |
| 29 | DEO | Diageo Plc-sponsored Adr | -0.1% | -5.88% | Trim |
| 30 | NVS | Novartis Ag-sponsored Adr | -0.1% | -3.86% | Trim |
| 31 | VIG | Vanguard Dividend Apprec ETF | -0.1% | -0.14% | Trim |
| 32 | VCSH | Vanguard S/t CORP Bond ETF | -0.1% | +2.83% | Add |
| 33 | MSFT | Microsoft CORP | -0.1% | -4.51% | Trim |
| 34 | VWO | Vanguard Ftse Emerging Marke | -0.1% | -19.75% | Trim |
| 35 | JNJ | Johnson & Johnson | -0.2% | -3.10% | Trim |
| 36 | IGIB | Ishares 5-10y Inv Grade CORP | -0.2% | -9.07% | Trim |
| 37 | VYM | Vanguard High Dvd Yield ETF | -0.2% | -0.54% | Trim |
| 38 | AIVI | Wisdomtree International Ai | -0.2% | -3.70% | Trim |
| 39 | IGSB | Ishares 1-5y Inv Grade CORP | -0.3% | +0.82% | Add |
| 40 | IVV | Ishares Core S&p 500 ETF | -0.5% | -1.70% | Trim |
| 41 | VEU | Vanguard Ftse All-world Ex-u | -1% | -7.16% | Trim |
| 42 | DWX | State Street Spdr S&p Intern | -2.7% | -35.54% | Trim |
| 43 | WBA | Walgreens Boots Alliance Inc | — | NEW | New buy |
| 44 | ✓ | — | EXIT | Sold out | |
| 45 | KMI | Kinder Morgan, Inc. | — | EXIT | Sold out |
| 46 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 47 | IYLD | Ishares Morningstar Multi-as | — | NEW | New buy |
| 48 | IDV | Ishares International Select | — | EXIT | Sold out |
| 49 | CDK | Cdk Global Inc | — | NEW | New buy |
| 50 | EEM | Ishares Msci Emerging Market | — | EXIT | Sold out |
Filing History
FAQ
What is Founders Bank & Trust and what type of investor is it?
Founders Bank & Trust is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2014-12-31), the firm manages a tracked equity portfolio valued at approximately $190.2M, spread across 481 disclosed positions.
What are Founders Bank & Trust's largest equity positions?
Based on the latest 13F filing, Founders Bank & Trust's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $21.7M (11.4%)
2. Pimco Enhanced Short Maturit (MINT) — $16.8M (8.8%)
3. Vanguard High Dvd Yield ETF (VYM) — $9.7M (5.1%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $9.7M (5.1%)
5. Vanguard Dividend Apprec ETF (VIG) — $9.7M (5.1%)
What changes did Founders Bank & Trust make in its most recent portfolio filing?
In the latest reported quarter, Founders Bank & Trust made 49 notable position adjustments: 4 new positions were initiated, 12 existing holdings were added to, 29 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Walgreens Boots Alliance Inc (WBA); Sold out: ; Sold out: Kinder Morgan, Inc. (KMI); New buy: Johnson & Johnson (JNJ); New buy: Ishares Morningstar Multi-as (IYLD)
What sectors does Founders Bank & Trust focus on?
Founders Bank & Trust is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Staples: 26.1%
• Health Care: 23.3%
• Financials: 16.3%
• Consumer Discretionary: 13.2%
• Information Technology: 9.8%
• Energy: 4.3%
Investment Profile
Founders Bank & Trust's portfolio is broadly diversified and long-term-holding.
It has added to its IVV position over the past two quarters (+$936.0K, now $21.7M), while trimming DWX over the same stretch (-$5.3M, still holding $6.3M).
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