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Forum Financial Management, LP — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
Forum Financial Management, LPCIK: 0001911832
Momentum followerLong-term holder
Total reported value
$7.7B
Reporting period: 2026-09-30 · Number of holdings: 408
Forum Financial Management, LP disclosed 408 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $7.7B and a quarterly turnover rate of 14.6%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "F"
Personality snowflake
- Concentration
- 43.71
- Portfolio Stability
- 14.62
- Momentum
- 100
- Sector conviction
- 64.55
- Diversification
- 100
- Sizing Uniformity
- 39.6
Forum Financial Management, LP's disclosed holdings carry a Herfindahl concentration index of 0.109 — mathematically equivalent to about 9 equally-sized positions, well below its 408 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.04), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 25239Y196
Sold out DUHP
Trim VTEB
-60.4% -$41.6M
Trim HYD
-58.8% -$40.1M
Add DFAC
+0.6% $14.8M
Trim DFAT
+0.2% -$34.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 408 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 24.74% | +0.47% | +0.58% | |
| 2 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 12.28% | -0.20% | +5.91% | |
| 3 | DFAT | Dimensional US Target Value | ETF-Other | 8.98% | -0.34% | +0.16% | |
| 4 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 8.21% | -0.02% | +0.88% | |
| 5 | DFIC | Dimensional International Co | ETF-Other | 8.16% | +0.28% | +1.37% | |
| 6 | DFGR | Dim Global Real Estate ETF | ETF-Other | 6.51% | -0.19% | +2.85% | |
| 7 | DFGP | Dimensional Glbl Core Pl Fix | ETF-Other | 4.81% | +0.05% | +4.65% | |
| 8 | ✓ | Stock-Other | 4.81% | +4.81% | NEW | ||
| 9 | DISV | Dimensional International Sm | ETF-Other | 3.18% | +0.27% | +0.13% | |
| 10 | DIHP | Dimensional International Hi | ETF-Other | 2.82% | +0.03% | +1.17% | |
| 11 | AMGN | Amgen Inc | Stock-Healthcare | 1.90% | +0.28% | -0.04% | |
| 12 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 1.22% | +0.01% | -1.49% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.09% | +0.14% | -1.41% | |
| 14 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.81% | -0.01% | -2.59% | |
| 15 | VGLT | Vanguard Long-term Treasury | ETF-Gov Bonds | 0.55% | +0.05% | +20.21% | |
| 16 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.50% | — | -1.07% | |
| 17 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.50% | +0.02% | +5.43% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.44% | — | +1.52% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 0.33% | +0.11% | +6.75% | |
| 20 | HYD | Vaneck High Yield Muni ETF | ETF-High Yield | 0.32% | -0.52% | -58.83% | |
| 21 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.32% | -0.53% | -60.42% | |
| 22 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 0.31% | +0.03% | +7.19% | |
| 23 | DFIV | Dimensional International Va | ETF-Other | 0.27% | +0.01% | -0.86% | |
| 24 | DFSE | Dimensional Em Sus Core1 ETF | ETF-Other | 0.23% | — | +0.16% | |
| 25 | BSVO | EA Bridgeway Omni Sm-Cp Val | ETF-Other | 0.23% | -0.01% | -0.54% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.22% | +0.05% | +0.18% | |
| 27 | VGSR | Vert Glb Sust Re ETF | ETF-Other | 0.19% | -0.01% | +2.58% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.19% | +0.01% | -7.59% | |
| 29 | ABBV | Abbvie Inc | Stock-Healthcare | 0.19% | +0.01% | -0.23% | |
| 30 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.18% | +0.01% | +3.73% | |
| 31 | ✓ | Stock-Other | 0.16% | +0.16% | NEW | ||
| 32 | DFSI | Dimensional Int Sus Cor1 ETF | ETF-Other | 0.16% | — | +2.04% | |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.15% | — | +0.97% | |
| 34 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.15% | — | -1.94% | |
| 35 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.14% | -0.01% | -3.67% | |
| 36 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.13% | — | +0.16% | |
| 37 | ✓ | Stock-Other | 0.12% | +0.12% | NEW | ||
| 38 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.12% | +0.01% | +4.71% | |
| 39 | DE | Deere & Co | Stock-Industrials | 0.10% | — | -0.15% | |
| 40 | ET | Energy Transfer LP | Stock-Energy | 0.10% | — | -0.87% | |
| 41 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.09% | — | -2.36% | |
| 42 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.09% | +0.01% | +4.12% | |
| 43 | OUNZ | Vaneck Merk Gold ETF | ETF-Commodities | 0.08% | — | — | |
| 44 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.08% | — | +0.23% | |
| 45 | OSBC | Old Second Bancorp Inc | Stock-Other | 0.08% | +0.02% | +15.41% | |
| 46 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.07% | +0.02% | +53.10% | |
| 47 | TBIL | F/m US Treasury 3 Month Bill | ETF-Gov Bonds | 0.07% | +0.01% | +5.71% | |
| 48 | VUG | Vanguard Growth ETF | ETF-Other | 0.06% | +0.01% | +11.40% | |
| 49 | ✓ | Stock-Other | 0.06% | +0.06% | NEW | ||
| 50 | ✓ | Stock-Other | 0.06% | +0.06% | NEW |
1–50 of 200
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
-0.1%
Performance Last 4 Quarters
+12.8%
- Stdev
- +10.7%
- Beta
- +0.75
- Alpha
- +1.2%
- Max Drawdown
- -5.5%
- Annualized Perf
- +18.9%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.34
- Stutzer
- +0.48
- Treynor
- +0.24
- Sterling
- +1.29
- Calmar
- +3.46
- Information Ratio
- -0.7
- Tracking Error
- +6.2%
- Stdev Down
- +5.4%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +27.9%
- Worst 12 Months
- +5.6%
- Efficiency Ratio
- +0.68
- Sharpe
- +1.68
- Stdev Sectors
- +10.6%
- Skewness
- -0.22
- Kurtosis
- -0.01
- Upside Potential
- +4.78
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 408 | $7.7B | 15 | ||
| 2026 Q2 | 420 | $7.8B | 11 | ||
| 2026 Q1 | 398 | $7.1B | 13 | ||
| 2025 Q4 | 1127 | $7.7B | 7 | ||
| 2025 Q3 | 1113 | $7.3B | 21 | ||
| 2025 Q2 | 1053 | $6.6B | 0 | ||
| 2025 Q1 | 968 | $6.0B | 0 | ||
| 2024 Q4 | 990 | $6.0B | 0 | ||
| 2024 Q3 | 840 | $6.0B | 0 | ||
| 2024 Q2 | 785 | $5.5B | 0 | ||
| 2024 Q1 | 809 | $5.9B | 0 | ||
| 2023 Q4 | 776 | $5.3B | 0 | ||
| 2023 Q3 | 755 | $4.5B | 0 | ||
| 2023 Q2 | 781 | $4.5B | 0 | ||
| 2023 Q1 | 739 | $3.5B | 0 | ||
| 2022 Q4 | 708 | $3.0B | 0 | ||
| 2022 Q3 | 543 | $2.1B | 0 | ||
| 2022 Q2 | 576 | $2.0B | 0 | ||
| 2022 Q1 | 611 | $2.1B | 0 | ||
| 2021 Q4 | 657 | $1.9B | 0 |
Holding changes this quarter
Forum Financial Management, LP's most significant position changes for 2026-09-30: New buy: ; Sold out: Dimensional US High Profi Et (DUHP); Sold out: Oneok Inc (OKE); New buy: ; Sold out: Dimensional US Real Est ETF (DFAR).
Showing top 200 changes by size (of 373 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +4.8% | NEW | New buy | |
| 2 | DFAC | Dimensional US Core Equity 2 | +0.5% | +0.58% | Add |
| 3 | AMGN | Amgen Inc | +0.3% | -0.04% | Trim |
| 4 | DFIC | Dimensional International Co | +0.3% | +1.37% | Add |
| 5 | DISV | Dimensional International Sm | +0.3% | +0.13% | Add |
| 6 | ✓ | +0.2% | NEW | New buy | |
| 7 | AAPL | Apple Inc | +0.1% | -1.41% | Trim |
| 8 | ✓ | +0.1% | NEW | New buy | |
| 9 | MSFT | Microsoft CORP | +0.1% | +6.75% | Add |
| 10 | ✓ | +0.1% | NEW | New buy | |
| 11 | ✓ | +0.1% | NEW | New buy | |
| 12 | META | Meta Platforms Inc-class A | +0.1% | +0.18% | Add |
| 13 | VGLT | Vanguard Long-term Treasury | +0.1% | +20.21% | Add |
| 14 | DFGP | Dimensional Glbl Core Pl Fix | +0.1% | +4.65% | Add |
| 15 | DFSU | Dimensional US Sus Core1 ETF | 0% | +7.19% | Add |
| 16 | DIHP | Dimensional International Hi | 0% | +1.17% | Add |
| 17 | SHV | Ishares 0-1 Year Treasury Bo | 0% | +53.10% | Add |
| 18 | PLTR | Palantir Technologies Inc-a | 0% | +7.20% | Add |
| 19 | OSBC | Old Second Bancorp Inc | 0% | +15.41% | Add |
| 20 | GOOG | Alphabet Inc-cl C | 0% | +5.43% | Add |
| 21 | AMZN | Amazon.com Inc | 0% | +3.73% | Add |
| 22 | ✓ | 0% | NEW | New buy | |
| 23 | NVDA | Nvidia CORP | 0% | -7.59% | Trim |
| 24 | VUG | Vanguard Growth ETF | 0% | +11.40% | Add |
| 25 | CVX | Chevron CORP | 0% | +6.10% | Add |
| 26 | VTIP | Vanguard Short-term Tips | 0% | +18.59% | Add |
| 27 | VTI | Vanguard Total Stock Mkt ETF | 0% | +4.71% | Add |
| 28 | ABBV | Abbvie Inc | 0% | -0.23% | Trim |
| 29 | DFIV | Dimensional International Va | 0% | -0.86% | Trim |
| 30 | JAAA | Janus Henderson Aaa Clo ETF | 0% | NEW | New buy |
| 31 | IVV | Ishares Core S&p 500 ETF | 0% | +4.12% | Add |
| 32 | VXUS | Vanguard Total Intl Stock | 0% | +19.15% | Add |
| 33 | NFLX | Netflix Inc | 0% | +32.41% | Add |
| 34 | TBIL | F/m US Treasury 3 Month Bill | 0% | +5.71% | Add |
| 35 | CRM | Salesforce Inc | 0% | +12.63% | Add |
| 36 | T | At&t Inc | 0% | +2.26% | Add |
| 37 | CME | Cme Group Inc | 0% | — | Unchanged |
| 38 | DFUS | Dimensional US Eq Mkt ETF | 0% | -1.49% | Trim |
| 39 | NET | Cloudflare Inc - Class A | 0% | -1.60% | Trim |
| 40 | BITO | Proshares Bitcoin Etf-usd | 0% | -0.42% | Trim |
| 41 | SHOP | Shopify Inc - Class A | 0% | -0.67% | Trim |
| 42 | BSM | Black Stone Minerals LP | 0% | — | Unchanged |
| 43 | ESGU | Ishares Esg Aware Msci USA | 0% | +28.69% | Add |
| 44 | IJH | Ishares Core S&p Midcap ETF | 0% | +33.49% | Add |
| 45 | SCHF | Schwab Intl Equity ETF | 0% | +6.79% | Add |
| 46 | GOOGL | Alphabet Inc-cl A | — | +1.52% | Add |
| 47 | MU | Micron Technology Inc | — | -7.83% | Trim |
| 48 | FRMI | Fermi Inc | — | — | Unchanged |
| 49 | AXP | American Express Co | — | -51.66% | Trim |
| 50 | CBOE | Cboe Global Markets Inc | — | — | Unchanged |
1–50 of 200
Filing History
FAQ
What is Forum Financial Management, LP and what type of investor is it?
Forum Financial Management, LP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $7.7B, spread across 408 disclosed positions.
What are Forum Financial Management, LP's largest equity positions?
Based on the latest 13F filing, Forum Financial Management, LP's top holdings by market value are:
1. Dimensional US Core Equity 2 (DFAC) — $1.9B (24.7%)
2. Ishares 10-20 Year Treasury (TLH) — $945.0M (12.3%)
3. Dimensional US Target Value (DFAT) — $691.0M (9.0%)
4. Dimensional Emrg Mrkt Core (DFEM) — $631.8M (8.2%)
5. Dimensional International Co (DFIC) — $627.8M (8.2%)
What changes did Forum Financial Management, LP make in its most recent portfolio filing?
In the latest reported quarter, Forum Financial Management, LP made 188 notable position adjustments: 21 new positions were initiated, 66 existing holdings were added to, 71 positions were partially reduced, and 30 were completely exited. The largest of these moves: New buy: ; Sold out: Dimensional US High Profi Et (DUHP); Sold out: Oneok Inc (OKE); New buy: ; Sold out: Dimensional US Real Est ETF (DFAR)
What sectors does Forum Financial Management, LP focus on?
Forum Financial Management, LP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 31.4%
• Information Technology: 28.1%
• Communication Services: 16.5%
• Financials: 6.4%
• Consumer Discretionary: 5.3%
• Industrials: 4.2%
Investment Profile
Forum Financial Management, LP returned an annualized 18.9% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 31.4% of the portfolio concentrated in Health Care.
It has added to its DFAC position over the past two quarters (+$259.4M, now $1.9B), while trimming DFIP over the same stretch (-$3.5M, still holding $3.3M).
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Developer Access
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