FC
Force Capital Management LLC Historical SEC 13F Holdings & Archive (Q3 2019)
Force Capital Management LLCCIK: 0001317601
High-turnover traderConcentrated strategySector-focused
Total reported value
$11.4M
Reporting period: 2019-09-30 · Number of holdings: 6
Force Capital Management LLC disclosed 6 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $11.4M and a quarterly turnover rate of 99.6%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 99.62
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 12
- Sizing Uniformity
- 83.06
Force Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.565 — mathematically equivalent to about 2 equally-sized positions, well below its 6 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.69), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPY
-38.3% -$5.1M
Add VOO
0.0% $16.0K
Add IWM
-41.0% -$660.0K
Trim AAPL
-85.6% -$1.6M
Add COUPEUR
+33.8% $87.0K
Add MSGS
-48.9% -$230.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 73.84% | +33.78% | -38.28% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 10.99% | +7.31% | — | |
| 3 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 7.77% | +3.17% | -41.05% | |
| 4 | COUPEUR | Coupa Software Inc | Stock-Other | 2.84% | +2.14% | +33.83% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 2.70% | -2.93% | -85.63% | |
| 6 | MSGS | Madison Square Garden Sports | Stock-Comm Services | 1.87% | +0.55% | -48.86% |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q3 | 6 | $11.4M | 100 | ||
| 2019 Q2 | 22 | $33.7M | 24 | ||
| 2019 Q1 | 24 | $42.8M | 41 | ||
| 2018 Q4 | 20 | $35.5M | 100 | ||
| 2018 Q3 | 27 | $99.7M | 16 | ||
| 2018 Q2 | 28 | $102.8M | 17 | ||
| 2018 Q1 | 28 | $95.0M | 18 | ||
| 2017 Q4 | 28 | $96.1M | 36 | ||
| 2017 Q3 | 26 | $91.6M | 28 | ||
| 2017 Q2 | 31 | $91.9M | 49 | ||
| 2017 Q1 | 34 | $93.2M | 65 | ||
| 2016 Q4 | 27 | $112.1M | 44 | ||
| 2016 Q3 | 26 | $114.3M | 37 | ||
| 2016 Q2 | 24 | $111.5M | 35 | ||
| 2016 Q1 | 24 | $137.1M | 93 | ||
| 2015 Q4 | 27 | $360.9M | 38 | ||
| 2015 Q3 | 30 | $477.1M | 43 | ||
| 2015 Q2 | 28 | $474.1M | 62 | ||
| 2015 Q1 | 40 | $648.0M | 61 | ||
| 2014 Q4 | 38 | $961.7M | 60 | ||
| 2014 Q3 | 38 | $794.7M | 49 | ||
| 2014 Q2 | 38 | $1.1B | 50 | ||
| 2014 Q1 | 39 | $980.5M | 59 | ||
| 2013 Q4 | 42 | $939.8M | 34 | ||
| 2013 Q3 | 42 | $730.8M | 36 | ||
| 2013 Q2 | 36 | $696.8M | 0 |
Holding changes this quarter
Force Capital Management LLC's most significant position changes for 2019-09-30: Sold out: Visa Inc-class A Shares (V); Sold out: Mastercard Inc - A (MA); Sold out: Csx CORP (CSX); Sold out: Invesco Qqq Trust Series 1 (QQQ); Sold out: Union Pacific CORP (UNP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +33.8% | -38.28% | Trim |
| 2 | VOO | Vanguard S&p 500 ETF | +7.3% | — | Unchanged |
| 3 | IWM | Ishares Russell 2000 ETF | +3.2% | -41.05% | Trim |
| 4 | COUPEUR | Coupa Software Inc | +2.1% | +33.83% | Add |
| 5 | MSGS | Madison Square Garden Sports | +0.6% | -48.86% | Trim |
| 6 | AAPL | Apple Inc | -2.9% | -85.63% | Trim |
| 7 | V | Visa Inc-class A Shares | — | EXIT | Sold out |
| 8 | MA | Mastercard Inc - A | — | EXIT | Sold out |
| 9 | CSX | Csx CORP | — | EXIT | Sold out |
| 10 | QQQ | Invesco Qqq Trust Series 1 | — | EXIT | Sold out |
| 11 | UNP | Union Pacific CORP | — | EXIT | Sold out |
| 12 | CPRT | Copart Inc | — | EXIT | Sold out |
| 13 | FR | First Industrial Realty Tr | — | EXIT | Sold out |
| 14 | SBUX | Starbucks CORP | — | EXIT | Sold out |
| 15 | SLF | Sun Life Financial Inc. | — | EXIT | Sold out |
| 16 | TIFEUR | Tiffany & Co | — | EXIT | Sold out |
| 17 | TTWO | Take-two Interactive Softwre | — | EXIT | Sold out |
| 18 | MORN | Morningstar Inc | — | EXIT | Sold out |
| 19 | CSGP | Costar Group Inc | — | EXIT | Sold out |
| 20 | NYT | New York Times Co-a | — | EXIT | Sold out |
| 21 | EMCI | Emc Ins Group Inc | — | EXIT | Sold out |
| 22 | AYXEUR | Alteryx Inc - Class A | — | EXIT | Sold out |
Filing History
FAQ
What is Force Capital Management LLC and what type of investor is it?
Force Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-09-30), the firm manages a tracked equity portfolio valued at approximately $11.4M, spread across 6 disclosed positions.
What are Force Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Force Capital Management LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $8.4M (73.8%)
2. Vanguard S&p 500 ETF (VOO) — $1.3M (11.0%)
3. Ishares Russell 2000 ETF (IWM) — $887.0K (7.8%)
4. Coupa Software Inc (COUPEUR) — $324.0K (2.8%)
5. Apple Inc (AAPL) — $308.0K (2.7%)
What changes did Force Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Force Capital Management LLC made 21 notable position adjustments: 0 new positions were initiated, 1 existing holdings were added to, 4 positions were partially reduced, and 16 were completely exited. The largest of these moves: Sold out: Visa Inc-class A Shares (V); Sold out: Mastercard Inc - A (MA); Sold out: Csx CORP (CSX); Sold out: Invesco Qqq Trust Series 1 (QQQ); Sold out: Union Pacific CORP (UNP)
What sectors does Force Capital Management LLC focus on?
Force Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 100.0%
Investment Profile
Force Capital Management LLC's portfolio is concentrated and fast-trading, with 100.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 16 to 100 over the past 4 quarters — a shift toward more active trading.
It has added to its COUPEUR position over the past two quarters (+$97.0K, now $324.0K), while trimming SPY over the same stretch (-$9.0M, still holding $8.4M).
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Developer Access
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