13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001586052
Total reported value
$1.1B
$1.1B
200 檔
41.0%
At the close of Q1 2026, Focused Wealth Management, Inc disclosed equity holdings valued at approximately $1.1B, spread across 200 reported holdings.
In Q1 2026, Focused Wealth Management, Inc displayed an active expansion posture, initiating 34 new positions and adding to 91 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 15.26% | +0.59% | +2.85% | |
| 2 | VTV | Vanguard Value ETF | ETF-Other | 14.18% | -0.54% | +2.34% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 11.21% | +0.85% | +4.05% | |
| 4 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 4.98% | -0.31% | +5.99% | |
| 5 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 3.27% | -0.30% | +0.29% | |
| 6 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 3.21% | -0.15% | +2.37% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 3.04% | +0.07% | -7.08% | |
| 8 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 2.13% | -0.23% | +0.65% | |
| 9 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.95% | -0.63% | -13.11% | |
| 10 | VB | Vanguard Small-cap ETF | ETF-Other | 1.58% | — | +7.16% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.57% | +0.03% | +66.36% | |
| 12 | XLF | Ss Financial Select Sector | ETF-Other | 1.57% | -0.09% | -36.48% | |
| 13 | BND | Vanguard Total Bond Market | ETF-Other | 1.51% | -0.10% | +5.84% | |
| 14 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 1.45% | -0.09% | +5.95% | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.45% | +0.16% | +9.90% | |
| 16 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.43% | -0.10% | +0.43% | |
| 17 | BBN | Blackrock Taxable Muni Bnd | Stock-Other | 1.36% | -1.35% | +4.64% | |
| 18 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 1.30% | — | -0.95% | |
| 19 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 1.26% | -0.05% | — | |
| 20 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.21% | -0.05% | +12.84% | |
| 21 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 1.10% | +0.13% | — | |
| 22 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.08% | +0.16% | -0.85% | |
| 23 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.04% | +0.01% | +10.98% | |
| 24 | MSFT | Microsoft CORP | Stock-Tech | 0.80% | -0.06% | +76.74% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.74% | -0.12% | +16.53% | |
| 26 | BX | Blackstone Inc | Stock-Financials | 0.67% | -0.09% | +9.92% | |
| 27 | C | Citigroup Inc | Stock-Financials | 0.62% | +0.09% | -5.16% | |
| 28 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.58% | -0.09% | -1.07% | |
| 29 | VONV | Vanguard Russell 1000 Value | ETF-Other | 0.57% | -0.03% | -0.50% | |
| 30 | CAT | Caterpillar Inc | Stock-Industrials | 0.55% | +0.05% | -9.43% | |
| 31 | XEXGX | Eaton Vance Tax-managed Glob | Stock-Other | 0.54% | -0.03% | -1.46% | |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.53% | — | +2.91% | |
| 33 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.50% | -0.09% | +5.90% | |
| 34 | BAC | Bank Of America CORP | Stock-Financials | 0.48% | -0.02% | -4.28% | |
| 35 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 0.47% | -0.03% | -0.42% | |
| 36 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.47% | -0.02% | +11.08% | |
| 37 | XOM | Exxon Mobil CORP | Stock-Energy | 0.44% | -0.14% | +3.36% | |
| 38 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.40% | -0.04% | +15.16% | |
| 39 | IBM | Intl Business Machines CORP | Stock-Tech | 0.38% | +0.14% | +6.14% | |
| 40 | WMT | Walmart Inc | Stock-Consumer Staples | 0.37% | -0.08% | +5.24% | |
| 41 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 0.36% | — | +0.34% | |
| 42 | CEG | Constellation Energy | Stock-Utilities | 0.35% | -0.10% | +69.59% | |
| 43 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.34% | +0.01% | +0.74% | |
| 44 | PFE | Pfizer Inc | Stock-Healthcare | 0.34% | -0.05% | -27.38% | |
| 45 | GE | General Electric | Stock-Industrials | 0.33% | +0.02% | +0.88% | |
| 46 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.32% | +0.13% | -14.30% | |
| 47 | STWD | Starwood Property Trust Inc | Stock-Real Estate | 0.28% | -0.06% | -10.34% | |
| 48 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.25% | -0.05% | +2.86% | |
| 49 | GEV | GE Vernova Inc | Stock-Industrials | 0.24% | +0.04% | -2.88% | |
| 50 | MO | Altria Group Inc | Stock-Consumer Staples | 0.23% | — | +1.95% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | +0.6% | +2.34% | Add |
| 2 | NVDA | Nvidia CORP | +0.6% | +66.36% | Add |
| 3 | MSFT | Microsoft CORP | +0.2% | +76.74% | Add |
| 4 | VCIT | Vanguard Int-term Corporate | +0.2% | +5.99% | Add |
| 5 | GBDC | Golub Capital Bdc Inc | +0.2% | +1003.34% | Add |
| 6 | XOM | Exxon Mobil CORP | +0.1% | +3.36% | Add |
| 7 | VB | Vanguard Small-cap ETF | +0.1% | +7.16% | Add |
| 8 | COST | Costco Wholesale CORP | +0.1% | +372.66% | Add |
| 9 | PRTA | Prothena Corporation plc | +0.1% | +92.97% | Add |
| 10 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +0.29% | Add |
| 11 | CEG | Constellation Energy | +0.1% | +69.59% | Add |
| 12 | VOO | Vanguard S&p 500 ETF | +0.1% | +87.85% | Add |
| 13 | ETN | Eaton Corporation plc | +0.1% | +148.12% | Add |
| 14 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +2.37% | Add |
| 15 | LLY | Eli Lilly & Co | +0.1% | +119.49% | Add |
| 16 | HON | Honeywell International Inc | +0.1% | +33.83% | Add |
| 17 | BND | Vanguard Total Bond Market | +0.1% | +5.84% | Add |
| 18 | JMBS | Janus Henderson Mortg Backed | +0.1% | +5.95% | Add |
| 19 | WFC | Wells Fargo & Co | +0.1% | +171.62% | Add |
| 20 | CAT | Caterpillar Inc | +0.1% | -9.43% | Trim |
| 21 | GEV | GE Vernova Inc | +0.1% | -2.88% | Trim |
| 22 | WMT | Walmart Inc | +0.1% | +5.24% | Add |
| 23 | FCX | Freeport-mcmoran Inc | +0.1% | +166.07% | Add |
| 24 | V | Visa Inc-class A Shares | +0.1% | +111.60% | Add |
| 25 | KMI | Kinder Morgan, Inc. | +0.1% | +2.86% | Add |
| 26 | IEF | Ishares 7-10 Year Treasury B | 0% | +15.16% | Add |
| 27 | BBN | Blackrock Taxable Muni Bnd | 0% | +4.64% | Add |
| 28 | JNJ | Johnson & Johnson | 0% | +7.40% | Add |
| 29 | MO | Altria Group Inc | 0% | +1.95% | Add |
| 30 | CRWV | Coreweave Inc-cl A | 0% | +23.96% | Add |
| 31 | XPL | Solitario Resources CORP | 0% | +24.88% | Add |
| 32 | AMAT | Applied Materials Inc | 0% | -10.59% | Trim |
| 33 | TER | Teradyne Inc | 0% | -4.59% | Trim |
| 34 | NFLX | Netflix Inc | 0% | +21.23% | Add |
| 35 | CVX | Chevron CORP | 0% | +9.63% | Add |
| 36 | AMZN | Amazon.com Inc | 0% | +12.84% | Add |
| 37 | SCHD | Schwab US Dvd Equity ETF | 0% | +0.66% | Add |
| 38 | PM | Philip Morris International | 0% | +28.76% | Add |
| 39 | GOOGL | Alphabet Inc-cl A | 0% | +9.90% | Add |
| 40 | MRK | Merck & Co. Inc. | 0% | +2.90% | Add |
| 41 | PLTR | Palantir Technologies Inc-a | 0% | +30.17% | Add |
| 42 | BMY | Bristol-myers Squibb Co | 0% | +34.13% | Add |
| 43 | DUK | Duke Energy CORP | 0% | +11.30% | Add |
| 44 | NBTB | N B T Bancorp Inc | 0% | +45.05% | Add |
| 45 | HD | Home Depot Inc | 0% | +28.15% | Add |
| 46 | OKE | Oneok Inc | 0% | +11.13% | Add |
| 47 | GS | Goldman Sachs Group Inc | 0% | +5.90% | Add |
| 48 | EIX | Edison International | 0% | +14.87% | Add |
| 49 | ADM | Archer-daniels-midland Co | 0% | +1.20% | Add |
| 50 | PEP | Pepsico Inc | 0% | +18.32% | Add |
According to official SEC Form 13F filings, Focused Wealth Management, Inc reported a total U.S. public equity portfolio value of $1.1B across 200 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPYG, VTV, QQQ) accounted for 41.0% of total reported equity market value during Q1 2026.
Top New Position Initiated
IGV
市值: $12.2M
Top Position Liquidated / Trimmed
XBNYX
前期市值: $1.2M
During Q1 2026, Focused Wealth Management, Inc's top holdings by market value included SPYG (15.3%)、VTV (14.2%)、QQQ (11.2%). The largest single position, SPYG, represented 15.3% of total portfolio value.
In Q1 2026, Focused Wealth Management, Inc made 194 total portfolio adjustments, initiating 34 new buys, adding to 91 positions, trimming 45 holdings, and fully liquidating 24 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.