13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001586052
Total reported value
$1.1B
$1.1B
173 檔
31.8%
At the close of Q4 2024, Focused Wealth Management, Inc disclosed equity holdings valued at approximately $1.1B, spread across 173 reported holdings.
In Q4 2024, Focused Wealth Management, Inc adopted a defensive or profit-taking posture, trimming 11 positions and completely liquidating 19 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 17.08% | +0.59% | +1.00% | |
| 2 | VTV | Vanguard Value ETF | ETF-Other | 13.79% | -0.54% | +14.92% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 9.50% | +0.85% | +2.52% | |
| 4 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 4.70% | -0.63% | -4.74% | |
| 5 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 4.36% | -0.31% | +8.13% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 3.55% | +0.07% | +0.01% | |
| 7 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 3.54% | -0.30% | +0.34% | |
| 8 | XLF | Ss Financial Select Sector | ETF-Other | 2.88% | -0.09% | +1.01% | |
| 9 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.87% | -0.15% | +5.56% | |
| 10 | BND | Vanguard Total Bond Market | ETF-Other | 2.66% | -0.10% | -17.05% | |
| 11 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 2.44% | -0.23% | -4.66% | |
| 12 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 2.04% | -0.03% | +5.79% | |
| 13 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 1.68% | — | -1.22% | |
| 14 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.66% | -0.10% | -3.39% | |
| 15 | VB | Vanguard Small-cap ETF | ETF-Other | 1.48% | — | +3.71% | |
| 16 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.34% | +0.16% | -1.90% | |
| 17 | BBN | Blackrock Taxable Muni Bnd | Stock-Other | 1.32% | -1.35% | +5.13% | |
| 18 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.22% | +0.01% | +0.60% | |
| 19 | BX | Blackstone Inc | Stock-Financials | 1.14% | -0.09% | +0.41% | |
| 20 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.09% | — | +3.53% | |
| 21 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.95% | -0.05% | +0.55% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.89% | -0.12% | -0.43% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.87% | +0.16% | +0.69% | |
| 24 | BAC | Bank Of America CORP | Stock-Financials | 0.82% | -0.02% | +5.62% | |
| 25 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.66% | -0.09% | +14.56% | |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.63% | — | -1.45% | |
| 27 | XBXMX | Nuveen S&p 500 Buy-wr Inc | Stock-Other | 0.60% | — | +14.07% | |
| 28 | XEXGX | Eaton Vance Tax-managed Glob | Stock-Other | 0.58% | -0.03% | +13.40% | |
| 29 | MSFT | Microsoft CORP | Stock-Tech | 0.58% | -0.06% | +4.91% | |
| 30 | STWD | Starwood Property Trust Inc | Stock-Real Estate | 0.47% | -0.06% | +16.03% | |
| 31 | C | Citigroup Inc | Stock-Financials | 0.43% | +0.09% | -4.01% | |
| 32 | NVDA | Nvidia CORP | Stock-Tech | 0.39% | +0.03% | -6.30% | |
| 33 | CAT | Caterpillar Inc | Stock-Industrials | 0.38% | +0.05% | +0.91% | |
| 34 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.37% | -0.09% | +0.54% | |
| 35 | XOM | Exxon Mobil CORP | Stock-Energy | 0.35% | -0.14% | -0.09% | |
| 36 | PFE | Pfizer Inc | Stock-Healthcare | 0.34% | -0.05% | -8.13% | |
| 37 | IBM | Intl Business Machines CORP | Stock-Tech | 0.34% | +0.14% | +0.46% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.33% | -0.02% | +0.45% | |
| 39 | WMT | Walmart Inc | Stock-Consumer Staples | 0.28% | -0.08% | -2.78% | |
| 40 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.28% | -0.02% | -55.47% | |
| 41 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.25% | -0.04% | +45.67% | |
| 42 | GE | General Electric | Stock-Industrials | 0.24% | +0.02% | +1.11% | |
| 43 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.22% | -0.05% | +3.80% | |
| 44 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.22% | +0.13% | +0.51% | |
| 45 | MO | Altria Group Inc | Stock-Consumer Staples | 0.22% | — | +11.36% | |
| 46 | T | At&t Inc | Stock-Comm Services | 0.21% | -0.06% | +4.55% | |
| 47 | HON | Honeywell International Inc | Stock-Industrials | 0.20% | -0.20% | EXIT | |
| 48 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.20% | — | -8.58% | |
| 49 | INTC | Intel CORP | Stock-Tech | 0.20% | +0.26% | -4.00% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.19% | +0.01% | -1.79% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | +1.8% | +14.92% | Add |
| 2 | SPYG | Ss Spdr P S&p 500 Growth ETF | +1.6% | +1.00% | Add |
| 3 | QQQ | Invesco Qqq Trust Series 1 | +0.9% | +2.52% | Add |
| 4 | TSLA | Tesla Inc | +0.5% | +0.60% | Add |
| 5 | AAPL | Apple Inc | +0.3% | +0.01% | Add |
| 6 | XLF | Ss Financial Select Sector | +0.3% | +1.01% | Add |
| 7 | VCIT | Vanguard Int-term Corporate | +0.3% | +8.13% | Add |
| 8 | AMZN | Amazon.com Inc | +0.2% | +0.55% | Add |
| 9 | BX | Blackstone Inc | +0.2% | +0.41% | Add |
| 10 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.2% | +5.79% | Add |
| 11 | GOOGL | Alphabet Inc-cl A | +0.1% | +0.69% | Add |
| 12 | MGK | Vanguard Mega Cap Growth ETF | +0.1% | -1.22% | Trim |
| 13 | VBK | Vanguard Small-cap Grwth ETF | +0.1% | +3.53% | Add |
| 14 | VB | Vanguard Small-cap ETF | +0.1% | +3.71% | Add |
| 15 | XBXMX | Nuveen S&p 500 Buy-wr Inc | +0.1% | +14.07% | Add |
| 16 | BAC | Bank Of America CORP | +0.1% | +5.62% | Add |
| 17 | SMCI | Super Micro Computer Inc | +0.1% | NEW | New buy |
| 18 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | +14.56% | Add |
| 19 | IEF | Ishares 7-10 Year Treasury B | +0.1% | +45.67% | Add |
| 20 | VWO | Vanguard Ftse Emerging Marke | — | +5.56% | Add |
| 21 | BBN | Blackrock Taxable Muni Bnd | 0% | +5.13% | Add |
| 22 | RSP | Invesco S&p 500 Equal Weight | -0.1% | -3.39% | Trim |
| 23 | HON | Honeywell International Inc | -0.1% | -31.59% | Trim |
| 24 | PFE | Pfizer Inc | -0.1% | -8.13% | Trim |
| 25 | HITI | High Tide Inc | -0.1% | EXIT | Sold out |
| 26 | TPR | Tapestry Inc | -0.1% | EXIT | Sold out |
| 27 | SNOW | Snowflake Inc | -0.1% | EXIT | Sold out |
| 28 | BA | Boeing Co/the | -0.1% | EXIT | Sold out |
| 29 | UA | Under Armour Inc-class C | -0.1% | EXIT | Sold out |
| 30 | LYV | Live Nation Entertainment In | -0.1% | EXIT | Sold out |
| 31 | CSX | Csx CORP | -0.1% | EXIT | Sold out |
| 32 | IIPR | Innovative Industrial Proper | -0.1% | EXIT | Sold out |
| 33 | SCHO | Schwab Short-term US Treas | -0.1% | EXIT | Sold out |
| 34 | XVV | Ishares Esg Select Screened | -0.1% | EXIT | Sold out |
| 35 | MDT | Medtronic plc | -0.1% | EXIT | Sold out |
| 36 | ABBV | Abbvie Inc | -0.1% | -37.77% | Trim |
| 37 | SGOV | Ishares 0-3 Month Treasury B | -0.1% | -4.74% | Trim |
| 38 | SMCIUSD | Super Micro Computer Inc | -0.1% | EXIT | Sold out |
| 39 | OGN | Organon & Co | -0.2% | EXIT | Sold out |
| 40 | OC | Owens Corning | -0.2% | EXIT | Sold out |
| 41 | WFC | Wells Fargo & Co | -0.2% | EXIT | Sold out |
| 42 | DIS | Walt Disney Co/the | -0.2% | -55.47% | Trim |
| 43 | ABAT | American Battery Technology | -0.3% | EXIT | Sold out |
| 44 | VIGI | Vanguard Int Div App Indx Fd | -0.3% | -4.66% | Trim |
| 45 | WAB | Wabtec CORP | -0.5% | EXIT | Sold out |
| 46 | CRM | Salesforce Inc | -0.5% | -87.51% | Trim |
| 47 | IUSG | Ishares Core S&p U.s. Growth | -0.5% | EXIT | Sold out |
| 48 | BND | Vanguard Total Bond Market | -0.6% | -17.05% | Trim |
| 49 | COST | Costco Wholesale CORP | -1% | EXIT | Sold out |
| 50 | XLV | Ss Health Care Select Sector | -1.5% | -92.90% | Trim |
According to official SEC Form 13F filings, Focused Wealth Management, Inc reported a total U.S. public equity portfolio value of $1.1B across 173 disclosed positions in Q4 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPYG, VTV, QQQ) accounted for 31.8% of total reported equity market value during Q4 2024.
Top New Position Initiated
SMCI
市值: $645.0K
Top Position Liquidated / Trimmed
COST
前期市值: $7.2M
During Q4 2024, Focused Wealth Management, Inc's top holdings by market value included SPYG (17.1%)、VTV (13.8%)、QQQ (9.5%). The largest single position, SPYG, represented 17.1% of total portfolio value.
In Q4 2024, Focused Wealth Management, Inc made 50 total portfolio adjustments, initiating 1 new buys, adding to 19 positions, trimming 11 holdings, and fully liquidating 19 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.