13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001845643
Total reported value
$208.7M
$208.7M
59 檔
36.8%
According to the latest 13F quarterly dataset, FOCUS Wealth Advisors, LLC managed an equity portfolio of $208.7M at the end of Q1 2026, spanning 59 distinct U.S. exchange-listed positions.
In Q1 2026, FOCUS Wealth Advisors, LLC adopted a defensive or profit-taking posture, trimming 36 positions and completely liquidating 0 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FMAY | Ft Vest US Equity Buffer ETF | ETF-Other | 12.39% | +0.41% | -3.27% | |
| 2 | BND | Vanguard Total Bond Market | ETF-Other | 7.58% | — | -3.42% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 6.23% | +0.33% | -6.70% | |
| 4 | NAPR | Innovator Growth 100 Power B | ETF-Other | 5.91% | — | -4.31% | |
| 5 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 5.47% | -0.09% | -4.08% | |
| 6 | ITM | Vaneck Intermediate Muni ETF | ETF-Other | 4.14% | -0.48% | -2.23% | |
| 7 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 3.75% | -0.06% | -5.37% | |
| 8 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 3.64% | -0.50% | -4.20% | |
| 9 | FTLS | First Trust Long/short Eqty | ETF-Other | 3.05% | +0.18% | -5.08% | |
| 10 | BUFQ | Ft Vst Lad Nsdq Buf Etf-usdi | ETF-Other | 2.89% | — | -4.85% | |
| 11 | DVY | Ishares Select Dividend ETF | ETF-Other | 2.88% | -0.03% | -4.54% | |
| 12 | XLE | Ss Energy Select Sector | ETF-Other | 2.87% | +0.37% | -5.13% | |
| 13 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 2.83% | +0.12% | -4.85% | |
| 14 | STEL | Stellar Bancorp Inc | Stock-Other | 2.72% | -2.77% | EXIT | |
| 15 | ITB | Ishares U.s. Home Constructi | ETF-Other | 2.33% | — | -4.21% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 2.02% | +0.34% | -2.58% | |
| 17 | XLF | Ss Financial Select Sector | ETF-Other | 1.99% | — | -4.66% | |
| 18 | AAPL | Apple Inc | Stock-Tech | 1.82% | +0.33% | -3.03% | |
| 19 | GE | General Electric | Stock-Industrials | 1.65% | -0.31% | -5.87% | |
| 20 | WMT | Walmart Inc | Stock-Consumer Staples | 1.44% | — | -4.24% | |
| 21 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.43% | +0.09% | +0.22% | |
| 22 | AXP | American Express Co | Stock-Financials | 1.32% | -0.12% | -3.56% | |
| 23 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 1.30% | -0.06% | -4.68% | |
| 24 | XOM | Exxon Mobil CORP | Stock-Energy | 1.27% | -0.85% | EXIT | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 1.17% | +0.46% | -3.33% | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 1.08% | +0.07% | -4.97% | |
| 27 | PFF | Ishares Preferred & Income S | ETF-Other | 1.05% | +0.01% | -3.74% | |
| 28 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.04% | — | -3.69% | |
| 29 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.99% | +0.50% | -4.76% | |
| 30 | EMHY | Ishares J.p. Morgan Em High | ETF-Other | 0.98% | -0.01% | -4.26% | |
| 31 | WFC | Wells Fargo & Co | Stock-Financials | 0.96% | — | -4.54% | |
| 32 | FALN | Ishares Fallen Angels ETF | ETF-Other | 0.94% | -0.01% | -4.02% | |
| 33 | CRM | Salesforce Inc | Stock-Tech | 0.79% | — | -5.16% | |
| 34 | AVGO | Broadcom Inc | Stock-Tech | 0.71% | -0.03% | -2.03% | |
| 35 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.61% | -0.01% | — | |
| 36 | RVNU | Xtrackers Municipal Infrastr | ETF-Other | 0.53% | -0.08% | -2.36% | |
| 37 | MLN | Vaneck Long Muni ETF | ETF-Other | 0.52% | -0.07% | -2.38% | |
| 38 | PZA | Invesco National Amt-free Mu | ETF-Other | 0.52% | -0.08% | -2.33% | |
| 39 | TFI | Ss Spdr N Ice Muni Bond ETF | ETF-Other | 0.51% | -0.06% | -2.38% | |
| 40 | PWZ | Invesco California Amt-free | ETF-Other | 0.51% | -0.07% | -2.42% | |
| 41 | GEV | GE Vernova Inc | Stock-Industrials | 0.48% | -0.10% | — | |
| 42 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.44% | — | +0.02% | |
| 43 | HD | Home Depot Inc | Stock-Consumer Disc | 0.35% | -0.06% | +0.51% | |
| 44 | HWC | Hancock Whitney CORP | Stock-Financials | 0.34% | — | +0.80% | |
| 45 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 0.29% | +0.02% | — | |
| 46 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.27% | -0.01% | — | |
| 47 | MUB | Ishares National Muni Bond E | ETF-Other | 0.23% | -0.01% | — | |
| 48 | VUG | Vanguard Growth ETF | ETF-Other | 0.20% | +0.02% | — | |
| 49 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.20% | — | +0.07% | |
| 50 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.18% | +0.01% | — |
According to official SEC Form 13F filings, FOCUS Wealth Advisors, LLC reported a total U.S. public equity portfolio value of $208.7M across 59 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including FMAY, BND, IVV) accounted for 36.8% of total reported equity market value during Q1 2026.
Top New Position Initiated
CVX
市值: $243.1K
Top Position Liquidated / Trimmed
FMAY
前期市值: $26.5M
During Q1 2026, FOCUS Wealth Advisors, LLC's top holdings by market value included FMAY (12.4%)、BND (7.6%)、IVV (6.2%). The largest single position, FMAY, represented 12.4% of total portfolio value.
In Q1 2026, FOCUS Wealth Advisors, LLC made 45 total portfolio adjustments, initiating 1 new buys, adding to 8 positions, trimming 36 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.