FO
Five Oceans Advisors — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
Five Oceans AdvisorsCIK: 0001876326
Diversified strategyMomentum followerSector-focused
Total reported value
$261.8M
Reporting period: 2026-09-30 · Number of holdings: 184
Five Oceans Advisors disclosed 184 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $261.8M and a quarterly turnover rate of 22.3%.
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Personality snowflake
- Concentration
- 16.08
- Portfolio Stability
- 22.31
- Momentum
- 100
- Sector conviction
- 72.93
- Diversification
- 100
- Sizing Uniformity
- 74.72
Five Oceans Advisors's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 184 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.53), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 40% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim DFAC
-58.0% -$9.6M
Trim DFIC
-62.2% -$5.3M
Trim DFEM
-69.9% -$2.8M
Add SCHB
-0.1% $136.0K
Add DFSU
-8.2% -$1.6M
Add NVDA
-5.9% $598.5K
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 183 holdings (of 184 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 10.14% | +0.37% | -11.72% | |
| 2 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 8.10% | +0.76% | -8.21% | |
| 3 | DFSE | Dimensional Em Sus Core1 ETF | ETF-Other | 7.29% | +0.34% | -10.77% | |
| 4 | DFSI | Dimensional Int Sus Cor1 ETF | ETF-Other | 6.81% | +0.63% | -7.50% | |
| 5 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 6.61% | +0.36% | -10.96% | |
| 6 | SCHB | Schwab US Broad Market ETF | ETF-Other | 4.57% | +0.77% | -0.06% | |
| 7 | DFIP | Dimensional Inflation-protec | ETF-Other | 3.51% | +0.14% | -7.46% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 3.33% | +0.72% | -5.93% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 3.18% | +0.50% | -13.02% | |
| 10 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 2.68% | -2.67% | -57.95% | |
| 11 | SCHF | Schwab Intl Equity ETF | ETF-Other | 2.18% | +0.33% | -0.05% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 2.00% | +0.65% | -9.38% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.60% | +0.55% | -0.65% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.30% | +0.12% | -3.76% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.28% | +0.19% | -5.00% | |
| 16 | DFIC | Dimensional International Co | ETF-Other | 1.25% | -1.51% | -62.18% | |
| 17 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.04% | +0.01% | -12.12% | |
| 18 | ASML | ASML Holding N.V. | Stock-Tech | 1.02% | +0.08% | — | |
| 19 | AVGO | Broadcom Inc | Stock-Tech | 1.01% | +0.03% | -7.05% | |
| 20 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.00% | +0.11% | -5.92% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.88% | +0.10% | -6.02% | |
| 22 | MU | Micron Technology Inc | Stock-Tech | 0.73% | +0.05% | -1.64% | |
| 23 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.69% | — | -14.94% | |
| 24 | DFSD | Dimensional Short Duration | ETF-Other | 0.53% | -0.23% | -39.13% | |
| 25 | RY | Royal Bank Of Canada | Stock-Financials | 0.52% | +0.06% | — | |
| 26 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.49% | +0.02% | -9.02% | |
| 27 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 0.45% | +0.29% | +141.22% | |
| 28 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.45% | +0.06% | — | |
| 29 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.45% | -0.83% | -69.91% | |
| 30 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.44% | +0.06% | -0.03% | |
| 31 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.43% | +0.03% | — | |
| 32 | AMD | Advanced Micro Devices | Stock-Tech | 0.43% | +0.06% | -6.93% | |
| 33 | V | Visa Inc-class A Shares | Stock-Financials | 0.40% | +0.06% | -5.77% | |
| 34 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.39% | +0.05% | -4.56% | |
| 35 | HSBC | Hsbc Holdings Plc-spons Adr | Stock-Financials | 0.39% | +0.07% | — | |
| 36 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.38% | +0.04% | -10.18% | |
| 37 | MUFG | Mitsubishi Ufj Finl-spon Adr | Stock-Financials | 0.38% | +0.10% | — | |
| 38 | LRCX | Lam Research CORP | Stock-Tech | 0.38% | -0.07% | -6.89% | |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.37% | +0.04% | -6.77% | |
| 40 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.37% | -0.28% | -43.76% | |
| 41 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.35% | -0.07% | -26.27% | |
| 42 | WMT | Walmart Inc | Stock-Consumer Staples | 0.35% | -0.01% | -10.27% | |
| 43 | SAN | Banco Santander Sa-spon Adr | Stock-Financials | 0.35% | +0.07% | +4.02% | |
| 44 | CAT | Caterpillar Inc | Stock-Industrials | 0.34% | -0.06% | -6.05% | |
| 45 | AMAT | Applied Materials Inc | Stock-Tech | 0.32% | -0.09% | -6.89% | |
| 46 | ABBV | Abbvie Inc | Stock-Healthcare | 0.31% | +0.02% | -14.07% | |
| 47 | SONY | Sony Group CORP - Sp Adr | Stock-Tech | 0.31% | +0.09% | — | |
| 48 | MA | Mastercard Inc - A | Stock-Financials | 0.31% | +0.05% | -6.03% | |
| 49 | KLAC | Kla CORP | Stock-Tech | 0.27% | -0.11% | -5.62% | |
| 50 | BBVA | Banco Bilbao Vizcaya-sp Adr | Stock-Financials | 0.26% | +0.06% | — |
1–50 of 183
Portfolio Performance
Performance for Q4 2026
+1.3%
Performance Last 4 Quarters
+11.3%
- Stdev
- +8.8%
- Beta
- +0.69
- Alpha
- +1.7%
- Max Drawdown
- -4.9%
- Annualized Perf
- +18.1%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +4.25
- Stutzer
- +0.56
- Treynor
- +0.25
- Sterling
- +1.32
- Calmar
- +3.67
- Information Ratio
- -1.14
- Tracking Error
- +4.5%
- Stdev Down
- +4%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +25.4%
- Worst 12 Months
- +6.3%
- Efficiency Ratio
- +0.78
- Sharpe
- +1.94
- Stdev Sectors
- +12%
- Skewness
- -0.1
- Kurtosis
- +0.44
- Upside Potential
- +5.58
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 184 | $261.8M | 22 | ||
| 2026 Q2 | 204 | $311.1M | 16 | ||
| 2026 Q1 | 193 | $276.4M | 9 | ||
| 2025 Q4 | 192 | $283.0M | 10 | ||
| 2025 Q3 | 189 | $271.8M | 30 | ||
| 2025 Q2 | 190 | $234.4M | 0 | ||
| 2025 Q1 | 175 | $208.8M | 0 | ||
| 2024 Q4 | 177 | $218.1M | 0 | ||
| 2024 Q3 | 195 | $208.9M | 0 | ||
| 2024 Q2 | 177 | $190.8M | 0 | ||
| 2024 Q1 | 197 | $194.5M | 0 | ||
| 2023 Q4 | 173 | $178.7M | 0 | ||
| 2023 Q3 | 148 | $155.9M | 0 | ||
| 2023 Q2 | 158 | $155.3M | 0 | ||
| 2023 Q1 | 153 | $154.6M | 0 | ||
| 2022 Q4 | 148 | $144.5M | 0 | ||
| 2022 Q3 | 133 | $126.5M | 0 | ||
| 2022 Q2 | 130 | $134.1M | 0 | ||
| 2022 Q1 | 120 | $112.2M | 0 | ||
| 2021 Q4 | 110 | $113.3M | 0 | ||
| 2021 Q3 | 98 | $86.7M | 0 |
Holding changes this quarter
Five Oceans Advisors's most significant position changes for 2026-09-30: Sold out: Dimensional World Ex US Core (DFAX); Sold out: Ishares Core U.s. Aggregate (AGG); Sold out: Dimensional Core Fixed Inc (DFCF); Sold out: Dimensional International Va (DFIV); Sold out: Dim Global Real Estate ETF (DFGR).
Showing top 200 changes by size (of 212 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHB | Schwab US Broad Market ETF | +0.8% | -0.06% | Trim |
| 2 | DFSU | Dimensional US Sus Core1 ETF | +0.8% | -8.21% | Trim |
| 3 | NVDA | Nvidia CORP | +0.7% | -5.93% | Trim |
| 4 | MSFT | Microsoft CORP | +0.7% | -9.38% | Trim |
| 5 | DFSI | Dimensional Int Sus Cor1 ETF | +0.6% | -7.50% | Trim |
| 6 | META | Meta Platforms Inc-class A | +0.6% | -0.65% | Trim |
| 7 | AAPL | Apple Inc | +0.5% | -13.02% | Trim |
| 8 | VGSH | Vanguard Short-term Treasury | +0.4% | -11.72% | Trim |
| 9 | SGOV | Ishares 0-3 Month Treasury B | +0.4% | -10.96% | Trim |
| 10 | DFSE | Dimensional Em Sus Core1 ETF | +0.3% | -10.77% | Trim |
| 11 | SCHF | Schwab Intl Equity ETF | +0.3% | -0.05% | Trim |
| 12 | JCPB | Jpmorgan Core Plus Bond ETF | +0.3% | +141.22% | Add |
| 13 | AMZN | Amazon.com Inc | +0.2% | -5.00% | Trim |
| 14 | ✓ | +0.2% | NEW | New buy | |
| 15 | DFIP | Dimensional Inflation-protec | +0.1% | -7.46% | Trim |
| 16 | ✓ | +0.1% | NEW | New buy | |
| 17 | GOOGL | Alphabet Inc-cl A | +0.1% | -3.76% | Trim |
| 18 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | -5.92% | Trim |
| 19 | VLO | Valero Energy CORP | +0.1% | NEW | New buy |
| 20 | MUFG | Mitsubishi Ufj Finl-spon Adr | +0.1% | — | Unchanged |
| 21 | JPM | Jpmorgan Chase & Co | +0.1% | -6.02% | Trim |
| 22 | CRM | Salesforce Inc | +0.1% | NEW | New buy |
| 23 | SHOP | Shopify Inc - Class A | +0.1% | NEW | New buy |
| 24 | MPC | Marathon Petroleum CORP | +0.1% | -1.96% | Trim |
| 25 | SONY | Sony Group CORP - Sp Adr | +0.1% | — | Unchanged |
| 26 | ASML | ASML Holding N.V. | +0.1% | — | Unchanged |
| 27 | TWLO | Twilio Inc - A | +0.1% | NEW | New buy |
| 28 | DHR | Danaher CORP | +0.1% | NEW | New buy |
| 29 | TSEM | Tower Semiconductor Ltd. | +0.1% | NEW | New buy |
| 30 | PLTR | Palantir Technologies Inc-a | +0.1% | +9.45% | Add |
| 31 | HSBC | Hsbc Holdings Plc-spons Adr | +0.1% | — | Unchanged |
| 32 | SAN | Banco Santander Sa-spon Adr | +0.1% | +4.02% | Add |
| 33 | MFG | Mizuho Financial Group-adr | +0.1% | — | Unchanged |
| 34 | RY | Royal Bank Of Canada | +0.1% | — | Unchanged |
| 35 | BBVA | Banco Bilbao Vizcaya-sp Adr | +0.1% | — | Unchanged |
| 36 | SMFG | Sumitomo Mitsui-spons Adr | +0.1% | — | Unchanged |
| 37 | IWS | Ishares Russell Mid-cap Valu | +0.1% | -0.03% | Trim |
| 38 | IEMG | Ishares Core Msci Emerging | +0.1% | — | Unchanged |
| 39 | AMD | Advanced Micro Devices | +0.1% | -6.93% | Trim |
| 40 | V | Visa Inc-class A Shares | +0.1% | -5.77% | Trim |
| 41 | MU | Micron Technology Inc | +0.1% | -1.64% | Trim |
| 42 | SAP | Sap Se-sponsored Adr | +0.1% | — | Unchanged |
| 43 | TMO | Thermo Fisher Scientific Inc | +0.1% | -3.35% | Trim |
| 44 | AEM | Agnico Eagle Mines LTD | +0.1% | — | Unchanged |
| 45 | ING | Ing Groep N.v.-sponsored Adr | +0.1% | — | Unchanged |
| 46 | ANET | Arista Networks Inc | +0.1% | -6.12% | Trim |
| 47 | TM | Toyota Motor CORP -spon Adr | +0.1% | — | Unchanged |
| 48 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.1% | -4.56% | Trim |
| 49 | MA | Mastercard Inc - A | +0.1% | -6.03% | Trim |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -6.77% | Trim |
1–50 of 200
Filing History
FAQ
What is Five Oceans Advisors and what type of investor is it?
Five Oceans Advisors is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $261.8M, spread across 184 disclosed positions.
What are Five Oceans Advisors's largest equity positions?
Based on the latest 13F filing, Five Oceans Advisors's top holdings by market value are:
1. Vanguard Short-term Treasury (VGSH) — $26.5M (10.1%)
2. Dimensional US Sus Core1 ETF (DFSU) — $21.2M (8.1%)
3. Dimensional Em Sus Core1 ETF (DFSE) — $19.1M (7.3%)
4. Dimensional Int Sus Cor1 ETF (DFSI) — $17.8M (6.8%)
5. Ishares 0-3 Month Treasury B (SGOV) — $17.3M (6.6%)
What changes did Five Oceans Advisors make in its most recent portfolio filing?
In the latest reported quarter, Five Oceans Advisors made 168 notable position adjustments: 8 new positions were initiated, 6 existing holdings were added to, 125 positions were partially reduced, and 29 were completely exited. The largest of these moves: Sold out: Dimensional World Ex US Core (DFAX); Sold out: Ishares Core U.s. Aggregate (AGG); Sold out: Dimensional Core Fixed Inc (DFCF); Sold out: Dimensional International Va (DFIV); Sold out: Dim Global Real Estate ETF (DFGR)
What sectors does Five Oceans Advisors focus on?
Five Oceans Advisors is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.2%
• Financials: 18.9%
• Communication Services: 11.3%
• Health Care: 8.4%
• Consumer Discretionary: 6.6%
• Industrials: 6.2%
Investment Profile
Five Oceans Advisors returned an annualized 18.1% over the trailing 36 months — outperforming the S&P 500 by 1.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.69 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 42.2% of the portfolio concentrated in Information Technology.
It has added to its SCHB position over the past two quarters (+$1.7M, now $12.0M), while trimming VGSH over the same stretch (-$4.4M, still holding $26.5M).
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Developer Access
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