CIK: 0001014736
Total reported value
$18.0M
Reporting period: 2022-03-31 · Number of holdings: 136
FIRST QUADRANT LLC/CA disclosed 136 holdings in its latest 13F filing for the period ending 2022-03-31, with total reported value of $18.0M and a quarterly turnover rate of 0.0%.
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First Quadrant Llc/ca's disclosed holdings carry a Herfindahl concentration index of 0.106 — mathematically equivalent to about 9 equally-sized positions, well below its 136 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.68), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend | |
|---|---|---|---|---|---|---|---|---|
| 1 | TIP | Ishares Tips Bond ETF | ETF-Other | 26.12% | — | -28.02% | ||
| 2 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 12.91% | — | -64.82% | ||
| 3 | ✓ | Stock-Other | 7.59% | — | -28.37% | |||
| 4 | DJP | Ipath Bloomberg Commodity In | ETF-Commodities | 7.12% | — | -22.62% | ||
| 5 | WIP | State Street Spdr Ftse Inter | ETF-Other | 6.74% | — | -9.66% | ||
| 6 | VNQ | Vanguard Real Estate ETF | ETF-Other | 5.41% | — | -40.34% | ||
| 7 | DGP | Db Gold Double Long Etn | ETF-Commodities | 3.68% | — | -23.46% | ||
| 8 | IGF | Ishares Global Infrastructur | ETF-Other | 1.94% | — | -40.17% | ||
| 9 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 1.87% | — | -50.71% | ||
| 10 | HAP | Vaneck Natural Resources ETF | ETF-Other | 1.84% | — | -47.41% | ||
| 11 | XLB | Ss Materials Select Sector | ETF-Other | 1.83% | — | -40.79% | ||
| 12 | VNQI | Vanguard Glbl Ex-us Real Est | ETF-Other | 0.60% | — | -36.54% | ||
| 13 | CAR | Avis Budget Group INC | Stock-Other | 0.32% | — | — | ||
| 14 | MATX | Matson INC | Stock-Industrials | 0.27% | — | — | ||
| 15 | PCRX | Pacira Biosciences INC | Stock-Other | 0.26% | — | -6.30% | ||
| 16 | ALHC | Alignment Healthcare INC | Stock-Other | 0.26% | — | — | ||
| 17 | OPEN | Opendoor Technologies INC | Stock-Real Estate | 0.26% | — | — | ||
| 18 | JBLU | Jetblue Airways CORP | Stock-Industrials | 0.25% | — | +86.94% | ||
| 19 | USX1 | United States Steel CORP | Stock-Other | 0.25% | — | — | ||
| 20 | HAN | Hawaiian Holdings INC | Stock-Other | 0.25% | — | — | ||
| 21 | ETRNUSD | Equitrans Midstream CORP | Stock-Other | 0.24% | — | — | ||
| 22 | HRTG | Heritage Insurance Holdings | Stock-Other | 0.24% | — | — | ||
| 23 | CHRD | Chord Energy CORP | Stock-Energy | 0.24% | — | -7.45% | ||
| 24 | RYAM | Rayonier Advanced Materials | Stock-Other | 0.24% | — | — | ||
| 25 | AZO | Autozone INC | Stock-Consumer Disc | 0.24% | — | -90.75% | ||
| 26 | FLGT | Fulgent Genetics INC | Stock-Other | 0.24% | — | — | ||
| 27 | SKYW | Skywest INC | Stock-Industrials | 0.24% | — | — | ||
| 28 | OPTU | Optimum Communications Inc-a | Stock-Comm Services | 0.24% | — | — | ||
| 29 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.24% | — | -97.69% | ||
| 30 | CAH | Cardinal Health INC | Stock-Healthcare | 0.24% | — | -97.96% | ||
| 31 | CNDT | Conduent INC | Stock-Other | 0.24% | — | — | ||
| 32 | CNSLEUR | Consolidated Communications | Stock-Other | 0.24% | — | — | ||
| 33 | LTRPAUSD | Liberty Tripadvisor Hdg-a | Stock-Other | 0.24% | — | — | ||
| 34 | INVA | Innoviva INC | Stock-Other | 0.24% | — | -98.15% | ||
| 35 | XOM | Exxon Mobil CORP | Stock-Energy | 0.24% | — | +236.77% | ||
| 36 | HPQ | Hp INC | Stock-Tech | 0.23% | — | -11.73% | ||
| 37 | GOOG | Alphabet Inc. | Stock-Comm Services | 0.23% | — | — | ||
| 38 | AEP | American Electric Power | Stock-Utilities | 0.23% | — | — | ||
| 39 | PRKS | United Parks & Resorts INC | Stock-Other | 0.23% | — | — | ||
| 40 | SIG | Signet Jewelers Limited | Stock-Consumer Disc | 0.23% | — | +22.86% | ||
| 41 | JBL | Jabil INC | Stock-Tech | 0.23% | — | — | ||
| 42 | 35OB | Sculptor Capital Management | Stock-Other | 0.23% | — | — | ||
| 43 | IBKR | Interactive Brokers Gro-cl A | Stock-Financials | 0.22% | — | — | ||
| 44 | OI | O-i Glass INC | Stock-Other | 0.22% | — | — | ||
| 45 | LUMN | Lumen Technologies INC | Stock-Comm Services | 0.22% | — | — | ||
| 46 | RGA | Reinsurance Group Of America | Stock-Financials | 0.22% | — | -97.78% | ||
| 47 | VGREUR | Vector Group LTD | Stock-Other | 0.22% | — | — | ||
| 48 | PBI | Pitney Bowes INC | Stock-Other | 0.21% | — | — | ||
| 49 | AMKR | Amkor Technology INC | Stock-Tech | 0.21% | — | — | ||
| 50 | ✓ | Agiliti INC | Stock-Other | 0.21% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022-03-31 | 136 | $18.0M | 0 | ||
| 2021-12-31 | 501 | $929.7M | 0 | ||
| 2021-09-30 | 515 | $856.9M | 0 | ||
| 2021-06-30 | 509 | $870.8M | 100 | ||
| 2021-03-31 | 565 | $940.3M | 22 | ||
| 2020-12-31 | 575 | $1.0B | 36 | ||
| 2020-09-30 | 615 | $783.1M | 44 | ||
| 2020-06-30 | 702 | $745.4M | 62 | ||
| 2020-03-31 | 635 | $687.1M | 77 | ||
| 2019-12-31 | 568 | $1.2B | 35 | ||
| 2019-09-30 | 579 | $1.1B | 60 | ||
| 2019-06-30 | 694 | $1.4B | 32 | ||
| 2019-03-31 | 703 | $1.3B | 36 | ||
| 2018-12-31 | 798 | $1.2B | 100 | ||
| 2018-09-30 | 830 | $4.5B | 49 | ||
| 2018-06-30 | 763 | $5.3B | 52 | ||
| 2018-03-31 | 814 | $5.2B | 51 | ||
| 2017-12-31 | 918 | $5.3B | 43 | ||
| 2017-09-30 | 922 | $5.2B | 38 | ||
| 2017-06-30 | 896 | $5.0B | 45 | ||
| 2017-03-31 | 795 | $5.1B | 38 | ||
| 2016-12-31 | 831 | $4.9B | 52 | ||
| 2016-09-30 | 869 | $4.7B | 48 | ||
| 2016-06-30 | 818 | $4.5B | 56 | ||
| 2016-03-31 | 782 | $4.6B | 56 | ||
| 2015-12-31 | 762 | $4.6B | 57 | ||
| 2015-09-30 | 795 | $4.5B | 42 | ||
| 2015-06-30 | 782 | $4.8B | 49 | ||
| 2015-03-31 | 750 | $4.8B | 53 | ||
| 2014-12-31 | 768 | $4.7B | 48 | ||
| 2014-09-30 | 806 | $4.5B | 35 | ||
| 2014-06-30 | 806 | $4.5B | 35 | ||
| 2014-03-31 | 751 | $4.4B | 32 | ||
| 2013-12-31 | 790 | $4.3B | 32 | ||
| 2013-09-30 | 789 | $3.9B | 34 | ||
| 2013-06-30 | 800 | $3.7B | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2022-03-31 | 2022-04-21 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-27 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-26 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-23 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-27 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-27 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-28 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-28 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-05 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-28 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-25 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-24 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-24 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-24 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-23 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-27 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-20 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-23 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-25 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-19 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-25 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-26 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-19 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-19 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-20 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-26 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-28 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-08 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-28 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-27 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-24 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-24 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-07-31 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-29 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-29 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-28 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-17 | 13F-HR | View on EDGAR |
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