FQ
First Quadrant Llc/ca Historical SEC 13F Holdings & Archive (Q1 2022)
First Quadrant Llc/caCIK: 0001014736
Long-term holder
Total reported value
$18.0M
Reporting period: 2022-03-31 · Number of holdings: 136
FIRST QUADRANT LLC/CA disclosed 136 holdings in its latest 13F filing for the period ending 2022-03-31, with total reported value of $18.0M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 42.58
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 55.7
- Diversification
- 100
- Sizing Uniformity
- 63.15
First Quadrant Llc/ca's disclosed holdings carry a Herfindahl concentration index of 0.106 — mathematically equivalent to about 9 equally-sized positions, well below its 136 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.68), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TIP | Ishares Tips Bond ETF | ETF-Other | 26.12% | — | -28.02% | |
| 2 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 12.91% | — | -64.82% | |
| 3 | ✓ | Stock-Other | 7.59% | — | -28.37% | ||
| 4 | DJP | Ipath Bloomberg Commodity In | ETF-Commodities | 7.12% | — | -22.62% | |
| 5 | WIP | State Street Spdr Ftse Inter | ETF-Other | 6.74% | — | -9.66% | |
| 6 | VNQ | Vanguard Real Estate ETF | ETF-Other | 5.41% | — | -40.34% | |
| 7 | DGP | Db Gold Double Long Etn | ETF-Commodities | 3.68% | — | -23.46% | |
| 8 | IGF | Ishares Global Infrastructur | ETF-Other | 1.94% | — | -40.17% | |
| 9 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 1.87% | — | -50.71% | |
| 10 | HAP | Vaneck Natural Resources ETF | ETF-Other | 1.84% | — | -47.41% | |
| 11 | XLB | Ss Materials Select Sector | ETF-Other | 1.83% | — | -40.79% | |
| 12 | VNQI | Vanguard Glbl Ex-us Real Est | ETF-Other | 0.60% | — | -36.54% | |
| 13 | CAR | Avis Budget Group Inc | Stock-Other | 0.32% | — | — | |
| 14 | MATX | Matson Inc | Stock-Industrials | 0.27% | — | — | |
| 15 | PCRX | Pacira Biosciences Inc | Stock-Other | 0.26% | — | -6.30% | |
| 16 | ALHC | Alignment Healthcare Inc | Stock-Other | 0.26% | — | — | |
| 17 | OPEN | Opendoor Technologies Inc | Stock-Real Estate | 0.26% | — | — | |
| 18 | JBLU | Jetblue Airways CORP | Stock-Industrials | 0.25% | — | +86.94% | |
| 19 | USX1 | United States Steel CORP | Stock-Other | 0.25% | — | — | |
| 20 | HAN | Hawaiian Holdings Inc | Stock-Other | 0.25% | — | — | |
| 21 | ETRNUSD | Equitrans Midstream CORP | Stock-Other | 0.24% | — | — | |
| 22 | HRTG | Heritage Insurance Holdings | Stock-Other | 0.24% | — | — | |
| 23 | CHRD | Chord Energy CORP | Stock-Energy | 0.24% | — | -7.45% | |
| 24 | RYAM | Rayonier Advanced Materials | Stock-Other | 0.24% | — | — | |
| 25 | AZO | Autozone Inc | Stock-Consumer Disc | 0.24% | — | -90.75% | |
| 26 | FLGT | Fulgent Genetics Inc | Stock-Other | 0.24% | — | — | |
| 27 | SKYW | Skywest Inc | Stock-Industrials | 0.24% | — | — | |
| 28 | OPTU | Optimum Communications Inc-a | Stock-Comm Services | 0.24% | — | — | |
| 29 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.24% | — | -97.69% | |
| 30 | CAH | Cardinal Health Inc | Stock-Healthcare | 0.24% | — | -97.96% | |
| 31 | CNDT | Conduent Inc | Stock-Other | 0.24% | — | — | |
| 32 | CNSLEUR | Consolidated Communications | Stock-Other | 0.24% | — | — | |
| 33 | LTRPAUSD | Liberty Tripadvisor Hdg-a | Stock-Other | 0.24% | — | — | |
| 34 | INVA | Innoviva Inc | Stock-Other | 0.24% | — | -98.15% | |
| 35 | XOM | Exxon Mobil CORP | Stock-Energy | 0.24% | — | +236.77% | |
| 36 | HPQ | Hp Inc | Stock-Tech | 0.23% | — | -11.73% | |
| 37 | GOOG | Alphabet Inc. | Stock-Comm Services | 0.23% | — | — | |
| 38 | AEP | American Electric Power | Stock-Utilities | 0.23% | — | — | |
| 39 | PRKS | United Parks & Resorts Inc | Stock-Other | 0.23% | — | — | |
| 40 | SIG | Signet Jewelers Limited | Stock-Consumer Disc | 0.23% | — | +22.86% | |
| 41 | JBL | Jabil Inc | Stock-Tech | 0.23% | — | — | |
| 42 | 35OB | Sculptor Capital Management | Stock-Other | 0.23% | — | — | |
| 43 | IBKR | Interactive Brokers Gro-cl A | Stock-Financials | 0.22% | — | — | |
| 44 | OI | O-i Glass Inc | Stock-Other | 0.22% | — | — | |
| 45 | LUMN | Lumen Technologies Inc | Stock-Comm Services | 0.22% | — | — | |
| 46 | RGA | Reinsurance Group Of America | Stock-Financials | 0.22% | — | -97.78% | |
| 47 | VGREUR | Vector Group LTD | Stock-Other | 0.22% | — | — | |
| 48 | PBI | Pitney Bowes Inc | Stock-Other | 0.21% | — | — | |
| 49 | AMKR | Amkor Technology Inc | Stock-Tech | 0.21% | — | — | |
| 50 | ✓ | Agiliti Inc | Stock-Other | 0.21% | — | — |
1–50 of 136
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q1 | 136 | $18.0M | 0 | ||
| 2021 Q4 | 501 | $929.7M | 0 | ||
| 2021 Q3 | 515 | $856.9M | 0 | ||
| 2021 Q2 | 509 | $870.8M | 100 | ||
| 2021 Q1 | 565 | $940.3M | 22 | ||
| 2020 Q4 | 575 | $1.0B | 36 | ||
| 2020 Q3 | 615 | $783.1M | 44 | ||
| 2020 Q2 | 702 | $745.4M | 62 | ||
| 2020 Q1 | 635 | $687.1M | 77 | ||
| 2019 Q4 | 568 | $1.2B | 35 | ||
| 2019 Q3 | 579 | $1.1B | 60 | ||
| 2019 Q2 | 694 | $1.4B | 32 | ||
| 2019 Q1 | 703 | $1.3B | 36 | ||
| 2018 Q4 | 798 | $1.2B | 100 | ||
| 2018 Q3 | 830 | $4.5B | 49 | ||
| 2018 Q2 | 763 | $5.3B | 52 | ||
| 2018 Q1 | 814 | $5.2B | 51 | ||
| 2017 Q4 | 918 | $5.3B | 43 | ||
| 2017 Q3 | 922 | $5.2B | 38 | ||
| 2017 Q2 | 896 | $5.0B | 45 | ||
| 2017 Q1 | 795 | $5.1B | 38 | ||
| 2016 Q4 | 831 | $4.9B | 52 | ||
| 2016 Q3 | 869 | $4.7B | 48 | ||
| 2016 Q2 | 818 | $4.5B | 56 | ||
| 2016 Q1 | 782 | $4.6B | 56 | ||
| 2015 Q4 | 762 | $4.6B | 57 | ||
| 2015 Q3 | 795 | $4.5B | 42 | ||
| 2015 Q2 | 782 | $4.8B | 49 | ||
| 2015 Q1 | 750 | $4.8B | 53 | ||
| 2014 Q4 | 768 | $4.7B | 48 | ||
| 2014 Q3 | 806 | $4.5B | 35 | ||
| 2014 Q2 | 806 | $4.5B | 35 | ||
| 2014 Q1 | 751 | $4.4B | 32 | ||
| 2013 Q4 | 790 | $4.3B | 32 | ||
| 2013 Q3 | 789 | $3.9B | 34 | ||
| 2013 Q2 | 800 | $3.7B | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is First Quadrant Llc/ca and what type of investor is it?
First Quadrant Llc/ca is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-03-31), the firm manages a tracked equity portfolio valued at approximately $18.0M, spread across 136 disclosed positions.
What are First Quadrant Llc/ca's largest equity positions?
Based on the latest 13F filing, First Quadrant Llc/ca's top holdings by market value are:
1. Ishares Tips Bond ETF (TIP) — $4.7M (26.1%)
2. Ishr Ibx Usd Hiyld Cb Etf-ui (HYG) — $2.3M (12.9%)
3. — $1.4M (7.6%)
4. Ipath Bloomberg Commodity In (DJP) — $1.3M (7.1%)
5. State Street Spdr Ftse Inter (WIP) — $1.2M (6.7%)
What changes did First Quadrant Llc/ca make in its most recent portfolio filing?
No notable portfolio changes were recorded for First Quadrant Llc/ca in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does First Quadrant Llc/ca focus on?
First Quadrant Llc/ca is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.9%
• Consumer Discretionary: 18.1%
• Communication Services: 15.3%
• Energy: 15.0%
• Health Care: 13.9%
• Consumer Staples: 9.7%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
First Quadrant Llc/ca's portfolio is moderately concentrated and long-term-holding.
Its concentration score has risen from 9 to 43 over the past 4 quarters — a shift toward higher-conviction positions.
It has trimmed its META position for two straight quarters, cutting it by $19.2M while still holding $10.0K.
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Developer Access
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