FI
Finivi Inc. — 13F Portfolio Analysis & Stock Picks (Q3 2026)
Finivi Inc.CIK: 0002101641
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$209.5M
Reporting period: 2026-09-30 · Number of holdings: 112
Finivi Inc. disclosed 112 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $209.5M and a quarterly turnover rate of 36.4%.
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Personality snowflake
- Concentration
- 9.55
- Portfolio Stability
- 36.43
- Momentum
- 0
- Sector conviction
- 43.48
- Diversification
- 100
- Sizing Uniformity
- 87
Finivi Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 42 equally-sized positions, well below its 112 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.30), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 68% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VUSB
+1136.6% $12.5M
New buy JAAA
Sold out TOTL
Trim VCIT
-51.7% -$5.5M
New buy 30233Q108
New buy CRWD
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 6.50% | +5.93% | +1136.61% | |
| 2 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 5.58% | +5.58% | NEW | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.90% | -0.30% | +0.83% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 3.56% | +0.26% | +0.82% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.41% | +0.79% | +2.00% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.15% | -0.07% | +0.50% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.13% | -0.42% | -1.76% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 3.04% | +0.21% | +1.17% | |
| 9 | AVGO | Broadcom Inc | Stock-Tech | 3.02% | -0.44% | +0.86% | |
| 10 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.95% | -0.27% | +1.83% | |
| 11 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.49% | +0.43% | +0.91% | |
| 12 | WMT | Walmart Inc | Stock-Consumer Staples | 2.47% | -0.37% | +1.57% | |
| 13 | ✓ | Stock-Other | 2.33% | +2.33% | NEW | ||
| 14 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 2.22% | -3.00% | -51.72% | |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.02% | -0.14% | +0.86% | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.96% | -0.09% | +1.59% | |
| 17 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.83% | -0.15% | +2.06% | |
| 18 | XHS | Ss Spdr S&p Hc Services ETF | ETF-Other | 1.72% | -0.09% | +1.63% | |
| 19 | XLI | Ss Industrial Select Sector | ETF-Other | 1.63% | -0.28% | +1.78% | |
| 20 | C | Citigroup Inc | Stock-Financials | 1.49% | -0.20% | +2.12% | |
| 21 | ORLY | O'reilly Automotive Inc | Stock-Consumer Disc | 1.48% | -0.21% | +1.46% | |
| 22 | NU | Nu Holdings Ltd. | Stock-Financials | 1.43% | -0.18% | +0.25% | |
| 23 | PM | Philip Morris International | Stock-Consumer Staples | 1.39% | — | +1.41% | |
| 24 | KR | Kroger Co | Stock-Consumer Staples | 1.30% | +0.02% | +3.56% | |
| 25 | NEE | Nextera Energy Inc | Stock-Utilities | 1.24% | -0.27% | +2.01% | |
| 26 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 1.13% | -0.54% | +0.29% | |
| 27 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 1.02% | +1.02% | NEW | |
| 28 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.00% | -0.11% | +3.21% | |
| 29 | AMAT | Applied Materials Inc | Stock-Tech | 0.97% | -0.45% | +3.39% | |
| 30 | MLI | Mueller Industries Inc | Stock-Industrials | 0.96% | +0.07% | +135.59% | |
| 31 | HOOD | Robinhood Markets Inc - A | Stock-Financials | 0.95% | +0.06% | +2.20% | |
| 32 | B | Barrick Mining CORP | Stock-Materials | 0.95% | +0.06% | +3.53% | |
| 33 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.89% | -0.17% | +1.08% | |
| 34 | MU | Micron Technology Inc | Stock-Tech | 0.87% | +0.08% | +29.32% | |
| 35 | T | At&t Inc | Stock-Comm Services | 0.85% | -0.44% | -40.34% | |
| 36 | UNP | Union Pacific CORP | Stock-Industrials | 0.74% | -0.03% | +4.37% | |
| 37 | CNQ | Canadian Natural Resources | Stock-Energy | 0.72% | +0.08% | +1.34% | |
| 38 | GLW | Corning Inc | Stock-Tech | 0.71% | -0.52% | +2.49% | |
| 39 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.69% | +0.04% | -2.00% | |
| 40 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.67% | -0.07% | -0.62% | |
| 41 | ✓ | Stock-Other | 0.66% | +0.14% | +56.22% | ||
| 42 | ROK | Rockwell Automation Inc | Stock-Industrials | 0.62% | -0.13% | +1.50% | |
| 43 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.58% | -0.77% | -46.21% | |
| 44 | DE | Deere & Co | Stock-Industrials | 0.57% | -0.02% | -1.66% | |
| 45 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.56% | -0.12% | -0.28% | |
| 46 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.55% | -0.05% | -0.10% | |
| 47 | GLD | Spdr Gold Shares | ETF-Commodities | 0.50% | -0.02% | +0.11% | |
| 48 | V | Visa Inc-class A Shares | Stock-Financials | 0.50% | -0.02% | -0.82% | |
| 49 | BAC | Bank Of America CORP | Stock-Financials | 0.49% | -0.06% | +0.26% | |
| 50 | SHEL | Shell Plc-adr | Stock-Energy | 0.48% | +0.06% | -0.59% |
1–50 of 112
Portfolio Performance
Performance for Q4 2026
+2.7%
Performance Last 4 Quarters
+8.5%
- Stdev
- +11.5%
- Beta
- +0.92
- Alpha
- +0.4%
- Max Drawdown
- -8%
- Annualized Perf
- +17.7%
- Batting Avg vs S&P
- +46.9%
- Sortino
- +2.93
- Stutzer
- +0.43
- Treynor
- +0.19
- Sterling
- +1.1
- Calmar
- +2.21
- Information Ratio
- -0.25
- Tracking Error
- +3.9%
- Stdev Down
- +5.8%
- Winning Months %
- +68.8%
- Losing Months %
- +31.3%
- Best 12 Months
- +33.9%
- Worst 12 Months
- +7.5%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.48
- Stdev Sectors
- +7%
- Skewness
- -0.15
- Kurtosis
- -0.09
- Upside Potential
- +4.55
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Finivi Inc.'s most significant position changes for 2026-09-30: New buy: Janus Henderson Aaa Clo ETF (JAAA); Sold out: Ss Doubleline Tr Tact ETF (TOTL); New buy: ; New buy: Crowdstrike Holdings Inc - A (CRWD); New buy: Bloom Energy Corp- A (BE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VUSB | Vanguard Ultra Short Bond Et | +5.9% | +1136.61% | Add |
| 2 | JAAA | Janus Henderson Aaa Clo ETF | +5.6% | NEW | New buy |
| 3 | ✓ | +2.3% | NEW | New buy | |
| 4 | CRWD | Crowdstrike Holdings Inc - A | +1% | NEW | New buy |
| 5 | MSFT | Microsoft CORP | +0.8% | +2.00% | Add |
| 6 | BE | Bloom Energy Corp- A | +0.4% | NEW | New buy |
| 7 | META | Meta Platforms Inc-class A | +0.4% | +0.91% | Add |
| 8 | VST | Vistra CORP | +0.4% | NEW | New buy |
| 9 | EXPE | Expedia Group Inc | +0.3% | NEW | New buy |
| 10 | AAPL | Apple Inc | +0.3% | +0.82% | Add |
| 11 | KMB | Kimberly-clark CORP | +0.2% | NEW | New buy |
| 12 | NVDA | Nvidia CORP | +0.2% | +1.17% | Add |
| 13 | ✓ | +0.1% | +56.22% | Add | |
| 14 | OKTA | Okta Inc | +0.1% | +7.83% | Add |
| 15 | TECK | Teck Resources Ltd-cls B | +0.1% | NEW | New buy |
| 16 | TRV | Travelers Cos Inc/the | +0.1% | NEW | New buy |
| 17 | TEM | Tempus Ai Inc-cl A | +0.1% | -0.69% | Trim |
| 18 | MU | Micron Technology Inc | +0.1% | +29.32% | Add |
| 19 | CNQ | Canadian Natural Resources | +0.1% | +1.34% | Add |
| 20 | MLI | Mueller Industries Inc | +0.1% | +135.59% | Add |
| 21 | HOOD | Robinhood Markets Inc - A | +0.1% | +2.20% | Add |
| 22 | B | Barrick Mining CORP | +0.1% | +3.53% | Add |
| 23 | SHEL | Shell Plc-adr | +0.1% | -0.59% | Trim |
| 24 | FCX | Freeport-mcmoran Inc | +0.1% | +50.43% | Add |
| 25 | PLTR | Palantir Technologies Inc-a | +0.1% | -1.53% | Trim |
| 26 | PANW | Palo Alto Networks Inc | 0% | -2.00% | Trim |
| 27 | KR | Kroger Co | 0% | +3.56% | Add |
| 28 | JNJ | Johnson & Johnson | 0% | +10.74% | Add |
| 29 | XLE | Ss Energy Select Sector | 0% | -1.25% | Trim |
| 30 | NUE | Nucor CORP | 0% | +6.87% | Add |
| 31 | ABT | Abbott Laboratories | 0% | +9.57% | Add |
| 32 | VZ | Verizon Communications Inc | 0% | +4.84% | Add |
| 33 | PM | Philip Morris International | — | +1.41% | Add |
| 34 | ABBV | Abbvie Inc | — | +2.20% | Add |
| 35 | EMR | Emerson Electric Co | — | +0.31% | Add |
| 36 | ROST | Ross Stores Inc | — | -3.53% | Trim |
| 37 | JEPI | Jpmorgan Equity Premium Inco | — | -0.03% | Trim |
| 38 | DLR | Digital Realty Trust Inc | 0% | +5.37% | Add |
| 39 | AIT | Applied Industrial Tech Inc | 0% | -0.98% | Trim |
| 40 | MMM | 3m Co | 0% | — | Unchanged |
| 41 | MA | Mastercard Inc - A | 0% | -5.85% | Trim |
| 42 | ISRG | Intuitive Surgical Inc | 0% | -2.63% | Trim |
| 43 | DE | Deere & Co | 0% | -1.66% | Trim |
| 44 | V | Visa Inc-class A Shares | 0% | -0.82% | Trim |
| 45 | GLD | Spdr Gold Shares | 0% | +0.11% | Add |
| 46 | XBI | Ss Spdr S&p Biotech ETF | 0% | +3.73% | Add |
| 47 | IWM | Ishares Russell 2000 ETF | 0% | — | Unchanged |
| 48 | UBER | Uber Technologies Inc | 0% | +1.21% | Add |
| 49 | ACGL | Arch Capital Group Ltd. | 0% | +0.28% | Add |
| 50 | AMT | American Tower CORP | 0% | -4.83% | Trim |
1–50 of 120
Filing History
FAQ
What is Finivi Inc. and what type of investor is it?
Finivi Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $209.5M, spread across 112 disclosed positions.
What are Finivi Inc.'s largest equity positions?
Based on the latest 13F filing, Finivi Inc.'s top holdings by market value are:
1. Vanguard Ultra Short Bond Et (VUSB) — $13.6M (6.5%)
2. Janus Henderson Aaa Clo ETF (JAAA) — $11.7M (5.6%)
3. Invesco Qqq Trust Series 1 (QQQ) — $10.3M (4.9%)
4. Apple Inc (AAPL) — $7.5M (3.6%)
5. Microsoft CORP (MSFT) — $7.2M (3.4%)
What changes did Finivi Inc. make in its most recent portfolio filing?
In the latest reported quarter, Finivi Inc. made 116 notable position adjustments: 9 new positions were initiated, 66 existing holdings were added to, 33 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: Janus Henderson Aaa Clo ETF (JAAA); Sold out: Ss Doubleline Tr Tact ETF (TOTL); New buy: ; New buy: Crowdstrike Holdings Inc - A (CRWD); New buy: Bloom Energy Corp- A (BE)
What sectors does Finivi Inc. focus on?
Finivi Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 26.9%
• Financials: 13.3%
• Consumer Staples: 11.7%
• Industrials: 11.3%
• Communication Services: 10.9%
• Consumer Discretionary: 9.7%
Investment Profile
Finivi Inc. returned an annualized 17.7% over the trailing 32 months — outperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.92 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has risen from 13 to 36 over the past 4 quarters — a shift toward more active trading.
It has added to its VUSB position over the past two quarters (+$13.0M, now $13.6M), while trimming VCIT over the same stretch (-$5.5M, still holding $4.7M).
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Developer Access
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REST API
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