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Financial & Tax Architects, LLC — 13F Portfolio Report & Top Holdings (Q2 2026)
Financial & Tax Architects, LLCCIK: 0001758543
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$474.3M
Reporting period: 2026-06-30 · Number of holdings: 110
Financial & Tax Architects, LLC disclosed 110 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $474.3M and a quarterly turnover rate of 51.7%.
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Personality snowflake
- Concentration
- 9.09
- Portfolio Stability
- 51.66
- Momentum
- 100
- Sector conviction
- 41.54
- Diversification
- 100
- Sizing Uniformity
- 87.69
Financial & Tax Architects, LLC's disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 44 equally-sized positions, well below its 110 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.23), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim VTI
-98.4% -$25.4M
New buy FBND
Trim IEF
-97.9% -$18.6M
Add BIL
+2015.3% $19.2M
Add GBIL
+233.8% $10.1M
Sold out XOM
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | ETF-Other | 5.07% | +5.07% | NEW | |
| 2 | USRT | Ishares Core US Reit ETF | ETF-Other | 4.75% | +0.44% | +3.69% | |
| 3 | EFA | Ishares Msci Eafe ETF | ETF-Other | 4.72% | +0.17% | +2.45% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.39% | +0.09% | -5.98% | |
| 5 | BCI | Abrdn Bloomberg All Commodit | ETF-Other | 4.32% | -0.78% | -2.61% | |
| 6 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 4.26% | +4.05% | +2015.26% | |
| 7 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 3.03% | +2.07% | +233.78% | |
| 8 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 2.44% | +0.30% | +2.07% | |
| 9 | VTIP | Vanguard Short-term Tips | ETF-Other | 2.24% | +0.15% | +12.56% | |
| 10 | CAT | Caterpillar Inc | Stock-Industrials | 2.03% | +0.32% | -16.19% | |
| 11 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 2.02% | +0.39% | +7.87% | |
| 12 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.87% | -0.40% | -12.79% | |
| 13 | ABBV | Abbvie Inc | Stock-Healthcare | 1.83% | +0.19% | +2.36% | |
| 14 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.78% | -0.01% | +1.16% | |
| 15 | IBM | Intl Business Machines CORP | Stock-Tech | 1.74% | +0.09% | -3.65% | |
| 16 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.69% | +0.03% | +0.76% | |
| 17 | WMT | Walmart Inc | Stock-Consumer Staples | 1.68% | -0.31% | -1.89% | |
| 18 | EMR | Emerson Electric Co | Stock-Industrials | 1.63% | +1.49% | +1055.58% | |
| 19 | SHW | Sherwin-williams Co/the | Stock-Materials | 1.61% | +0.18% | +10.64% | |
| 20 | GD | General Dynamics CORP | Stock-Industrials | 1.61% | — | +2.01% | |
| 21 | NEE | Nextera Energy Inc | Stock-Utilities | 1.58% | -0.23% | -2.22% | |
| 22 | ADP | Automatic Data Processing | Stock-Tech | 1.57% | +0.14% | +4.86% | |
| 23 | ABT | Abbott Laboratories | Stock-Healthcare | 1.54% | +0.07% | +25.29% | |
| 24 | MDT | Medtronic plc | Stock-Healthcare | 1.51% | +0.07% | +22.61% | |
| 25 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.50% | — | +13.19% | |
| 26 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.50% | +0.01% | +4.51% | |
| 27 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 1.47% | -0.23% | +73.59% | |
| 28 | ✓ | Stock-Other | 1.47% | +1.47% | NEW | ||
| 29 | CVX | Chevron CORP | Stock-Energy | 1.46% | -0.56% | -4.57% | |
| 30 | NVDA | Nvidia CORP | Stock-Tech | 1.44% | +0.09% | -1.62% | |
| 31 | SPGI | S&p Global Inc | Stock-Financials | 1.43% | -0.06% | +6.41% | |
| 32 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.41% | -0.17% | +9.03% | |
| 33 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.38% | -0.22% | +4.68% | |
| 34 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 1.36% | +0.43% | +29.06% | |
| 35 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.20% | +1.20% | NEW | |
| 36 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.20% | +1.20% | NEW | |
| 37 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 1.06% | +1.06% | NEW | |
| 38 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.05% | +0.16% | +14.70% | |
| 39 | AAPL | Apple Inc | Stock-Tech | 0.97% | +0.02% | -5.04% | |
| 40 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 0.90% | +0.05% | +11.10% | |
| 41 | IAU | Ishares Gold Trust | ETF-Commodities | 0.89% | -0.04% | +17.15% | |
| 42 | BND | Vanguard Total Bond Market | ETF-Other | 0.87% | +0.73% | +576.65% | |
| 43 | HYS | Pimco 0-5 Year H/y CORP Bond | ETF-Corp Bonds | 0.86% | +0.04% | +10.82% | |
| 44 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.86% | +0.02% | +8.31% | |
| 45 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.76% | -0.18% | -13.19% | |
| 46 | MSFT | Microsoft CORP | Stock-Tech | 0.71% | -0.02% | +2.18% | |
| 47 | ASML | ASML Holding N.V. | Stock-Tech | 0.68% | +0.17% | -6.76% | |
| 48 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.55% | +0.03% | -2.46% | |
| 49 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.55% | +0.04% | -7.37% | |
| 50 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.50% | -0.04% | +4.61% |
1–50 of 110
Portfolio Performance
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+13.7%
- Stdev
- +8.5%
- Beta
- +0.51
- Alpha
- +1.8%
- Max Drawdown
- -4%
- Annualized Perf
- +12.4%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.49
- Stutzer
- +0.4
- Treynor
- +0.24
- Sterling
- +0.89
- Calmar
- +3.12
- Information Ratio
- -0.96
- Tracking Error
- +8.2%
- Stdev Down
- +4.9%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +22.6%
- Worst 12 Months
- +7%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.42
- Stdev Sectors
- +6.2%
- Skewness
- -0.61
- Kurtosis
- -0.49
- Upside Potential
- +4.06
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 110 | $474.3M | 52 | ||
| 2026 Q1 | 108 | $448.4M | 21 | ||
| 2025 Q4 | 103 | $445.0M | 36 | ||
| 2025 Q3 | 104 | $453.1M | 37 | ||
| 2025 Q2 | 93 | $411.7M | 0 | ||
| 2025 Q1 | 101 | $398.4M | 0 | ||
| 2024 Q4 | 103 | $392.6M | 0 | ||
| 2024 Q3 | 95 | $389.0M | 0 | ||
| 2024 Q2 | 82 | $373.0M | 0 | ||
| 2024 Q1 | 85 | $363.4M | 0 | ||
| 2023 Q4 | 92 | $338.0M | 0 | ||
| 2023 Q3 | 82 | $322.0M | 0 | ||
| 2023 Q2 | 79 | $323.9M | 0 | ||
| 2023 Q1 | 76 | $303.9M | 0 | ||
| 2022 Q4 | 81 | $293.1M | 0 | ||
| 2022 Q3 | 64 | $266.9M | 0 | ||
| 2022 Q2 | 77 | $264.0M | 0 | ||
| 2022 Q1 | 90 | $264.9M | 0 | ||
| 2021 Q4 | 93 | $245.0M | 0 | ||
| 2021 Q3 | 97 | $219.4M | 0 | ||
| 2021 Q2 | 96 | $204.1M | 0 | ||
| 2021 Q1 | 97 | $178.3M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Financial & Tax Architects, LLC's most significant position changes for 2026-06-30: New buy: Fidelity Total Bond ETF (FBND); Sold out: Exxon Mobil CORP (XOM); New buy: ; Sold out: Ecolab Inc (ECL); New buy: Vanguard S&p 500 ETF (VOO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | +5.1% | NEW | New buy |
| 2 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +4.1% | +2015.26% | Add |
| 3 | GBIL | Goldman Sachs Access Treasur | +2.1% | +233.78% | Add |
| 4 | EMR | Emerson Electric Co | +1.5% | +1055.58% | Add |
| 5 | ✓ | +1.5% | NEW | New buy | |
| 6 | VOO | Vanguard S&p 500 ETF | +1.2% | NEW | New buy |
| 7 | IVW | Ishares S&p 500 Growth ETF | +1.2% | NEW | New buy |
| 8 | JNK | Ss Spdr Bb High Yield Bond | +1.1% | NEW | New buy |
| 9 | BND | Vanguard Total Bond Market | +0.7% | +576.65% | Add |
| 10 | EWO | Ishares Msci Austria ETF | +0.5% | NEW | New buy |
| 11 | USRT | Ishares Core US Reit ETF | +0.4% | +3.69% | Add |
| 12 | EEM | Ishares Msci Emerging Market | +0.4% | +29.06% | Add |
| 13 | VTWO | Vanguard Russell 2000 ETF | +0.4% | +7.87% | Add |
| 14 | EWT | Ishares Msci Taiwan ETF | +0.4% | NEW | New buy |
| 15 | CAT | Caterpillar Inc | +0.3% | -16.19% | Trim |
| 16 | CWB | Ss Spdr Bb Conv Sec ETF | +0.3% | +2.07% | Add |
| 17 | ABBV | Abbvie Inc | +0.2% | +2.36% | Add |
| 18 | SHW | Sherwin-williams Co/the | +0.2% | +10.64% | Add |
| 19 | EFA | Ishares Msci Eafe ETF | +0.2% | +2.45% | Add |
| 20 | ASML | ASML Holding N.V. | +0.2% | -6.76% | Trim |
| 21 | VNQ | Vanguard Real Estate ETF | +0.2% | +14.70% | Add |
| 22 | VTIP | Vanguard Short-term Tips | +0.2% | +12.56% | Add |
| 23 | ADP | Automatic Data Processing | +0.1% | +4.86% | Add |
| 24 | VT | Vanguard Tot World Stk ETF | +0.1% | +189.19% | Add |
| 25 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +15.27% | Add |
| 26 | LIN | Linde plc | +0.1% | NEW | New buy |
| 27 | QSR | Restaurant Brands Intern | +0.1% | NEW | New buy |
| 28 | TFII | Tfi International Inc | +0.1% | NEW | New buy |
| 29 | TIPX | Ss Spdr Bb 1-10yr Tips ETF | +0.1% | +38.45% | Add |
| 30 | VGT | Vanguard Info Tech ETF | +0.1% | NEW | New buy |
| 31 | THNQ | Robo Global Artificial Intel | +0.1% | NEW | New buy |
| 32 | TTE | TotalEnergies SE | +0.1% | NEW | New buy |
| 33 | IMO | Imperial Oil LTD | +0.1% | NEW | New buy |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -5.98% | Trim |
| 35 | IBM | Intl Business Machines CORP | +0.1% | -3.65% | Trim |
| 36 | NVDA | Nvidia CORP | +0.1% | -1.62% | Trim |
| 37 | NXTG | First Trust Indxx Nextg ETF | +0.1% | NEW | New buy |
| 38 | EPU | Ishares Msci Peru And Global | +0.1% | NEW | New buy |
| 39 | AMD | Advanced Micro Devices | +0.1% | -2.25% | Trim |
| 40 | KXI | Ishares Global Consumer Stap | +0.1% | NEW | New buy |
| 41 | ABT | Abbott Laboratories | +0.1% | +25.29% | Add |
| 42 | MDT | Medtronic plc | +0.1% | +22.61% | Add |
| 43 | VFH | Vanguard Financials ETF | +0.1% | NEW | New buy |
| 44 | PKW | Invesco Buyback Achievers Et | +0.1% | NEW | New buy |
| 45 | OKE | Oneok Inc | +0.1% | NEW | New buy |
| 46 | CVS | Cvs Health CORP | +0.1% | NEW | New buy |
| 47 | IVV | Ishares Core S&p 500 ETF | +0.1% | NEW | New buy |
| 48 | USHY | Ishares Broad Usd High Yield | +0.1% | +11.10% | Add |
| 49 | USFR | Wisdomtree Floating Rate Tre | +0.1% | +77.13% | Add |
| 50 | STX | Seagate Technology Holdings plc | +0.1% | NEW | New buy |
1–50 of 132
Filing History
FAQ
What is Financial & Tax Architects, LLC and what type of investor is it?
Financial & Tax Architects, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $474.3M, spread across 110 disclosed positions.
What are Financial & Tax Architects, LLC's largest equity positions?
Based on the latest 13F filing, Financial & Tax Architects, LLC's top holdings by market value are:
1. Fidelity Total Bond ETF (FBND) — $24.1M (5.1%)
2. Ishares Core US Reit ETF (USRT) — $22.5M (4.8%)
3. Ishares Msci Eafe ETF (EFA) — $22.4M (4.7%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $20.8M (4.4%)
5. Abrdn Bloomberg All Commodit (BCI) — $20.5M (4.3%)
What changes did Financial & Tax Architects, LLC make in its most recent portfolio filing?
In the latest reported quarter, Financial & Tax Architects, LLC made 129 notable position adjustments: 24 new positions were initiated, 46 existing holdings were added to, 37 positions were partially reduced, and 22 were completely exited. The largest of these moves: New buy: Fidelity Total Bond ETF (FBND); Sold out: Exxon Mobil CORP (XOM); New buy: ; Sold out: Ecolab Inc (ECL); New buy: Vanguard S&p 500 ETF (VOO)
What sectors does Financial & Tax Architects, LLC focus on?
Financial & Tax Architects, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 20.3%
• Health Care: 17.4%
• Consumer Staples: 17.3%
• Industrials: 13.5%
• Consumer Discretionary: 9.8%
• Financials: 4.9%
Investment Profile
Financial & Tax Architects, LLC returned an annualized 12.4% over the trailing 36 months — outperforming the S&P 500 by 1.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.51 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has risen from 0 to 52 over the past 4 quarters — a shift toward more active trading.
It has added to its GBIL position over the past two quarters (+$10.6M, now $14.4M), while trimming VTI over the same stretch (-$25.9M, still holding $476.6K).
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Developer Access
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