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Financial & Tax Architects, LLC — 13F Portfolio Report & Top Holdings (Q3 2026)
Financial & Tax Architects, LLCCIK: 0001758543
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$486.4M
Reporting period: 2026-09-30 · Number of holdings: 109
Financial & Tax Architects, LLC disclosed 109 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $486.4M and a quarterly turnover rate of 27.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "F"
Personality snowflake
- Concentration
- 9.51
- Portfolio Stability
- 26.95
- Momentum
- 100
- Sector conviction
- 43.17
- Diversification
- 100
- Sizing Uniformity
- 87.33
Financial & Tax Architects, LLC's disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 42 equally-sized positions, well below its 109 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.27), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out EEM
Sold out IVW
New buy VO
New buy IEFA
Trim VOO
-96.3% -$5.5M
New buy IVE
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BCI | Abrdn Bloomberg All Commodit | ETF-Other | 5.16% | +0.84% | +5.73% | |
| 2 | EFA | Ishares Msci Eafe ETF | ETF-Other | 4.85% | +0.13% | +5.36% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.68% | +0.29% | +7.09% | |
| 4 | USRT | Ishares Core US Reit ETF | ETF-Other | 4.53% | -0.22% | +5.69% | |
| 5 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 4.50% | +0.24% | +8.47% | |
| 6 | FBND | Fidelity Total Bond ETF | ETF-Other | 4.27% | -0.80% | -9.28% | |
| 7 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 3.90% | +0.87% | +32.06% | |
| 8 | VTIP | Vanguard Short-term Tips | ETF-Other | 2.48% | +0.24% | +16.04% | |
| 9 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 2.46% | +0.44% | +35.42% | |
| 10 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 2.44% | — | +9.46% | |
| 11 | ABBV | Abbvie Inc | Stock-Healthcare | 1.82% | -0.01% | -1.79% | |
| 12 | CVX | Chevron CORP | Stock-Energy | 1.79% | +0.33% | +2.28% | |
| 13 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.78% | — | -1.76% | |
| 14 | EMR | Emerson Electric Co | Stock-Industrials | 1.77% | +0.14% | +2.33% | |
| 15 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.74% | -0.13% | +0.11% | |
| 16 | ✓ | Stock-Other | 1.74% | +0.27% | +1.76% | ||
| 17 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.70% | +0.01% | -2.78% | |
| 18 | WMT | Walmart Inc | Stock-Consumer Staples | 1.64% | -0.04% | +8.89% | |
| 19 | MDT | Medtronic plc | Stock-Healthcare | 1.62% | +0.11% | -0.18% | |
| 20 | ABT | Abbott Laboratories | Stock-Healthcare | 1.58% | +0.04% | -3.24% | |
| 21 | ADP | Automatic Data Processing | Stock-Tech | 1.55% | -0.02% | -12.08% | |
| 22 | CAT | Caterpillar Inc | Stock-Industrials | 1.53% | -0.50% | +1.00% | |
| 23 | NVDA | Nvidia CORP | Stock-Tech | 1.52% | +0.08% | -5.21% | |
| 24 | IBM | Intl Business Machines CORP | Stock-Tech | 1.52% | -0.22% | +14.24% | |
| 25 | SHW | Sherwin-williams Co/the | Stock-Materials | 1.51% | -0.10% | +2.22% | |
| 26 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 1.51% | +0.04% | +8.76% | |
| 27 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.50% | — | +4.07% | |
| 28 | GD | General Dynamics CORP | Stock-Industrials | 1.47% | -0.14% | +0.40% | |
| 29 | SPGI | S&p Global Inc | Stock-Financials | 1.44% | +0.01% | +6.06% | |
| 30 | NEE | Nextera Energy Inc | Stock-Utilities | 1.40% | -0.18% | +5.07% | |
| 31 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.36% | -0.02% | +7.40% | |
| 32 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.34% | -0.16% | +9.85% | |
| 33 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.31% | -0.10% | +11.76% | |
| 34 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.19% | +1.19% | NEW | |
| 35 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.18% | +1.18% | NEW | |
| 36 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.15% | +1.15% | NEW | |
| 37 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 1.12% | +0.06% | +12.52% | |
| 38 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.96% | -0.09% | +0.39% | |
| 39 | AAPL | Apple Inc | Stock-Tech | 0.95% | -0.02% | -12.80% | |
| 40 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.86% | +0.86% | NEW | |
| 41 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 0.86% | -0.04% | +1.43% | |
| 42 | BND | Vanguard Total Bond Market | ETF-Other | 0.84% | -0.03% | +3.28% | |
| 43 | MSFT | Microsoft CORP | Stock-Tech | 0.84% | +0.13% | -12.03% | |
| 44 | HYS | Pimco 0-5 Year H/y CORP Bond | ETF-Corp Bonds | 0.83% | -0.03% | +1.81% | |
| 45 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.83% | -0.04% | +1.78% | |
| 46 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 0.82% | +0.54% | +215.54% | |
| 47 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.72% | -0.04% | +1.96% | |
| 48 | AMD | Advanced Micro Devices | Stock-Tech | 0.53% | +0.39% | +272.15% | |
| 49 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.52% | +0.06% | -9.62% | |
| 50 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.49% | -0.06% | -11.71% |
1–50 of 109
Portfolio Performance
Performance for Q4 2026
+1%
Performance Last 4 Quarters
+9.6%
- Stdev
- +8.2%
- Beta
- +0.5
- Alpha
- +2.4%
- Max Drawdown
- -4%
- Annualized Perf
- +14.1%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.99
- Stutzer
- +0.47
- Treynor
- +0.27
- Sterling
- +1.01
- Calmar
- +3.54
- Information Ratio
- -1.09
- Tracking Error
- +8.2%
- Stdev Down
- +4.5%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +22.5%
- Worst 12 Months
- +7%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.66
- Stdev Sectors
- +6.6%
- Skewness
- -0.7
- Kurtosis
- -0.2
- Upside Potential
- +4.46
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 109 | $486.4M | 27 | ||
| 2026 Q2 | 110 | $474.3M | 52 | ||
| 2026 Q1 | 108 | $448.4M | 21 | ||
| 2025 Q4 | 103 | $445.0M | 36 | ||
| 2025 Q3 | 104 | $453.1M | 37 | ||
| 2025 Q2 | 93 | $411.7M | 0 | ||
| 2025 Q1 | 101 | $398.4M | 0 | ||
| 2024 Q4 | 103 | $392.6M | 0 | ||
| 2024 Q3 | 95 | $389.0M | 0 | ||
| 2024 Q2 | 82 | $373.0M | 0 | ||
| 2024 Q1 | 85 | $363.4M | 0 | ||
| 2023 Q4 | 92 | $338.0M | 0 | ||
| 2023 Q3 | 82 | $322.0M | 0 | ||
| 2023 Q2 | 79 | $323.9M | 0 | ||
| 2023 Q1 | 76 | $303.9M | 0 | ||
| 2022 Q4 | 81 | $293.1M | 0 | ||
| 2022 Q3 | 64 | $266.9M | 0 | ||
| 2022 Q2 | 77 | $264.0M | 0 | ||
| 2022 Q1 | 90 | $264.9M | 0 | ||
| 2021 Q4 | 93 | $245.0M | 0 | ||
| 2021 Q3 | 97 | $219.4M | 0 | ||
| 2021 Q2 | 96 | $204.1M | 0 | ||
| 2021 Q1 | 97 | $178.3M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Financial & Tax Architects, LLC's most significant position changes for 2026-09-30: Sold out: Ishares Msci Emerging Market (EEM); New buy: Vanguard Mid-cap ETF (VO); New buy: Ishares Core Msci Eafe ETF (IEFA); Sold out: Ishares S&p 500 Growth ETF (IVW); New buy: Ishares S&p 500 Value ETF (IVE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VO | Vanguard Mid-cap ETF | +1.2% | NEW | New buy |
| 2 | IEFA | Ishares Core Msci Eafe ETF | +1.2% | NEW | New buy |
| 3 | IVE | Ishares S&p 500 Value ETF | +1.2% | NEW | New buy |
| 4 | GBIL | Goldman Sachs Access Treasur | +0.9% | +32.06% | Add |
| 5 | SHV | Ishares 0-1 Year Treasury Bo | +0.9% | NEW | New buy |
| 6 | BCI | Abrdn Bloomberg All Commodit | +0.8% | +5.73% | Add |
| 7 | SPAB | Ss Spdr P Agg Bond ETF | +0.5% | +215.54% | Add |
| 8 | GSY | Invesco Ultra Short Duration | +0.5% | NEW | New buy |
| 9 | VTWO | Vanguard Russell 2000 ETF | +0.4% | +35.42% | Add |
| 10 | MU | Micron Technology Inc | +0.4% | NEW | New buy |
| 11 | VGIT | Vanguard Intermediate-term T | +0.4% | NEW | New buy |
| 12 | AMD | Advanced Micro Devices | +0.4% | +272.15% | Add |
| 13 | CVX | Chevron CORP | +0.3% | +2.28% | Add |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | +7.09% | Add |
| 15 | XLF | Ss Financial Select Sector | +0.3% | NEW | New buy |
| 16 | ✓ | +0.3% | +1.76% | Add | |
| 17 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.2% | +8.47% | Add |
| 18 | VTIP | Vanguard Short-term Tips | +0.2% | +16.04% | Add |
| 19 | NORW | Global X Msci Norway ETF | +0.2% | NEW | New buy |
| 20 | PKW | Invesco Buyback Achievers Et | +0.2% | +269.40% | Add |
| 21 | CRAK | Vaneck Oil Refiners ETF | +0.2% | NEW | New buy |
| 22 | EMR | Emerson Electric Co | +0.1% | +2.33% | Add |
| 23 | EFA | Ishares Msci Eafe ETF | +0.1% | +5.36% | Add |
| 24 | MSFT | Microsoft CORP | +0.1% | -12.03% | Trim |
| 25 | NVS | Novartis Ag-sponsored Adr | +0.1% | NEW | New buy |
| 26 | BMO | Bank Of Montreal | +0.1% | NEW | New buy |
| 27 | COLO | Global X Msci Colombia ETF | +0.1% | NEW | New buy |
| 28 | EWS | Ishares Msci Singapore ETF | +0.1% | NEW | New buy |
| 29 | MDT | Medtronic plc | +0.1% | -0.18% | Trim |
| 30 | AFK | Vaneck Africa Index ETF | +0.1% | NEW | New buy |
| 31 | IGF | Ishares Global Infrastructur | +0.1% | NEW | New buy |
| 32 | RWX | State Street Spdr Dow Jones | +0.1% | NEW | New buy |
| 33 | NVDA | Nvidia CORP | +0.1% | -5.21% | Trim |
| 34 | VFH | Vanguard Financials ETF | +0.1% | +112.76% | Add |
| 35 | JNK | Ss Spdr Bb High Yield Bond | +0.1% | +12.52% | Add |
| 36 | META | Meta Platforms Inc-class A | +0.1% | -9.62% | Trim |
| 37 | SCCR | Schwab Core Bond ETF | +0.1% | NEW | New buy |
| 38 | USFR | Wisdomtree Floating Rate Tre | +0.1% | +50.63% | Add |
| 39 | ✓ | +0.1% | NEW | New buy | |
| 40 | CGCB | Cap Group Core Bond | +0.1% | NEW | New buy |
| 41 | GLDM | Spdr Gold Minishares Trust | +0.1% | NEW | New buy |
| 42 | ABT | Abbott Laboratories | 0% | -3.24% | Trim |
| 43 | NOBL | Proshares S&p 500 Dividend A | 0% | +8.76% | Add |
| 44 | XLE | Ss Energy Select Sector | 0% | +4.38% | Add |
| 45 | XLV | Ss Health Care Select Sector | 0% | +10.86% | Add |
| 46 | TTE | TotalEnergies SE | 0% | +32.37% | Add |
| 47 | IMO | Imperial Oil LTD | 0% | +28.52% | Add |
| 48 | XLK | Ss Technology Select Sector | 0% | +6.26% | Add |
| 49 | QSR | Restaurant Brands Intern | 0% | +26.26% | Add |
| 50 | MFC | Manulife Financial CORP | 0% | +14.74% | Add |
1–50 of 131
Filing History
FAQ
What is Financial & Tax Architects, LLC and what type of investor is it?
Financial & Tax Architects, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $486.4M, spread across 109 disclosed positions.
What are Financial & Tax Architects, LLC's largest equity positions?
Based on the latest 13F filing, Financial & Tax Architects, LLC's top holdings by market value are:
1. Abrdn Bloomberg All Commodit (BCI) — $25.1M (5.2%)
2. Ishares Msci Eafe ETF (EFA) — $23.6M (4.8%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $22.8M (4.7%)
4. Ishares Core US Reit ETF (USRT) — $22.1M (4.5%)
5. Ss Spdr Bb 1-3m T-bill ETF (BIL) — $21.9M (4.5%)
What changes did Financial & Tax Architects, LLC make in its most recent portfolio filing?
In the latest reported quarter, Financial & Tax Architects, LLC made 127 notable position adjustments: 21 new positions were initiated, 55 existing holdings were added to, 29 positions were partially reduced, and 22 were completely exited. The largest of these moves: Sold out: Ishares Msci Emerging Market (EEM); New buy: Vanguard Mid-cap ETF (VO); New buy: Ishares Core Msci Eafe ETF (IEFA); Sold out: Ishares S&p 500 Growth ETF (IVW); New buy: Ishares S&p 500 Value ETF (IVE)
What sectors does Financial & Tax Architects, LLC focus on?
Financial & Tax Architects, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 22.1%
• Health Care: 18.6%
• Consumer Staples: 16.4%
• Industrials: 12.5%
• Consumer Discretionary: 9.1%
• Energy: 5.6%
Investment Profile
Financial & Tax Architects, LLC returned an annualized 14.1% over the trailing 36 months — outperforming the S&P 500 by 2.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.50 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
It has added to its BIL position over the past two quarters (+$20.9M, now $21.9M), while trimming VTI over the same stretch (-$25.4M, still holding $459.9K).
Peer Institutions
Institutions with a similar AUM
PC
Poehling Capital Management, INC.
CIK 0001730815
Total reported value
$486.4M
164 stks
2026-09-30
Concentration7.9
Portfolio Stability17.8
Sector conviction54.2
AUM within 0.0% of this institution
View detail
AE
Atlantic Edge Private Wealth Management, LLC
CIK 0002011145
Total reported value
$486.6M
628 stks
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Concentration9.5
Portfolio Stability14.9
Sector conviction71.2
AUM within 0.0% of this institution
View detail
OM
Old Mission Investment Co LLC
CIK 0002149839
Total reported value
$486.6M
161 stks
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Concentration22.8
Portfolio Stability9.4
Sector conviction68.4
AUM within 0.0% of this institution
View detail
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Developer Access
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