FP
Financial Planning Hawaii, Inc. 13F Filing (Q3 2026) — Top Positions & Stock Picks
Financial Planning Hawaii, Inc.CIK: 0002105146
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$184.7M
Reporting period: 2026-09-30 · Number of holdings: 127
Financial Planning Hawaii, Inc. disclosed 127 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $184.7M and a quarterly turnover rate of 14.0%.
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Personality snowflake
- Concentration
- 12.45
- Portfolio Stability
- 14.03
- Momentum
- 100
- Sector conviction
- 71.45
- Diversification
- 100
- Sizing Uniformity
- 82.75
Financial Planning Hawaii, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 32 equally-sized positions, well below its 127 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.72), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 53% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd MSFT
-5.1% $2.3M
Add AAPL
-3.3% $2.1M
New buy 30233Q108
Sold out XOM
Add VTI
+6.7% $811.6K
Sold out NBTB
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 10.93% | +1.21% | -3.27% | |
| 2 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 5.98% | +0.49% | +6.72% | |
| 3 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 5.59% | -0.20% | -2.95% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 5.43% | +1.30% | -5.13% | |
| 5 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.01% | +0.31% | +3.45% | |
| 6 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.10% | -0.02% | +1.79% | |
| 7 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.10% | -0.01% | +1.08% | |
| 8 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.04% | +0.07% | +5.36% | |
| 9 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.91% | +0.04% | +1.71% | |
| 10 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.88% | -0.13% | -3.76% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.77% | -0.29% | -11.51% | |
| 12 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.60% | +0.06% | -1.37% | |
| 13 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.59% | -0.06% | -3.04% | |
| 14 | CSCO | Cisco Systems Inc | Stock-Tech | 1.58% | -0.28% | -7.99% | |
| 15 | ABBV | Abbvie Inc | Stock-Healthcare | 1.51% | -0.10% | -10.32% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 1.50% | +0.30% | +7.88% | |
| 17 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 1.48% | +0.06% | — | |
| 18 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.47% | +0.03% | -3.11% | |
| 19 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.44% | +0.07% | +5.38% | |
| 20 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 1.41% | -0.25% | -3.21% | |
| 21 | AMGN | Amgen Inc | Stock-Healthcare | 1.37% | +0.12% | -6.55% | |
| 22 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.35% | +0.06% | +3.68% | |
| 23 | VB | Vanguard Small-cap ETF | ETF-Other | 1.30% | — | +5.63% | |
| 24 | CVX | Chevron CORP | Stock-Energy | 1.17% | +0.21% | -1.92% | |
| 25 | ROST | Ross Stores Inc | Stock-Consumer Disc | 1.12% | +0.11% | — | |
| 26 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.04% | -0.09% | -9.18% | |
| 27 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.03% | -0.07% | -7.45% | |
| 28 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.96% | -0.03% | -0.01% | |
| 29 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 0.93% | +0.12% | +12.70% | |
| 30 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.89% | -0.23% | -13.79% | |
| 31 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.89% | -0.02% | -2.03% | |
| 32 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.84% | — | +1.87% | |
| 33 | TDIV | Ft Nasdaq Tech Dvd Index Fd | ETF-Tech | 0.83% | -0.03% | -2.85% | |
| 34 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.81% | +0.06% | -0.59% | |
| 35 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 0.80% | +0.04% | +3.20% | |
| 36 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.75% | -0.11% | -14.71% | |
| 37 | ✓ | Stock-Other | 0.70% | +0.70% | NEW | ||
| 38 | CMI | Cummins Inc | Stock-Industrials | 0.70% | -0.36% | -10.43% | |
| 39 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.69% | -0.03% | -7.06% | |
| 40 | ITW | Illinois Tool Works | Stock-Industrials | 0.67% | -0.06% | -4.48% | |
| 41 | GD | General Dynamics CORP | Stock-Industrials | 0.66% | -0.05% | -2.22% | |
| 42 | WMT | Walmart Inc | Stock-Consumer Staples | 0.64% | -0.02% | +5.40% | |
| 43 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.61% | +0.11% | +16.96% | |
| 44 | AVGO | Broadcom Inc | Stock-Tech | 0.60% | -0.02% | +3.38% | |
| 45 | IGM | Ishares Expanded Tech Sector | ETF-Tech | 0.55% | +0.02% | — | |
| 46 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.53% | -0.08% | -21.33% | |
| 47 | RTX | Rtx CORP | Stock-Industrials | 0.48% | -0.04% | -7.29% | |
| 48 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.48% | +0.11% | — | |
| 49 | AXP | American Express Co | Stock-Financials | 0.45% | -0.04% | +1.96% | |
| 50 | CFR | Cullen/frost Bankers Inc | Stock-Financials | 0.44% | -0.03% | -7.45% |
1–50 of 127
Portfolio Performance
Performance for Q4 2026
+2.2%
Performance Last 4 Quarters
+8.9%
- Stdev
- +12.7%
- Beta
- +0.73
- Alpha
- -2%
- Max Drawdown
- -1.8%
- Annualized Perf
- +13.6%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +2.06
- Stutzer
- +0.33
- Treynor
- +0.19
- Sterling
- —
- Calmar
- +7.63
- Information Ratio
- -1.19
- Tracking Error
- +6.6%
- Stdev Down
- +6.6%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.35
- Sharpe
- +1.07
- Stdev Sectors
- +11.8%
- Skewness
- -0.17
- Kurtosis
- -0.85
- Upside Potential
- +3.94
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Financial Planning Hawaii, Inc.'s most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: N B T Bancorp Inc (NBTB); Sold out: Oracle CORP (ORCL); Sold out: Home Depot Inc (HD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +1.3% | -5.13% | Trim |
| 2 | AAPL | Apple Inc | +1.2% | -3.27% | Trim |
| 3 | ✓ | +0.7% | NEW | New buy | |
| 4 | VTI | Vanguard Total Stock Mkt ETF | +0.5% | +6.72% | Add |
| 5 | VOO | Vanguard S&p 500 ETF | +0.3% | +3.45% | Add |
| 6 | NVDA | Nvidia CORP | +0.3% | +7.88% | Add |
| 7 | CVX | Chevron CORP | +0.2% | -1.92% | Trim |
| 8 | AGNC | Agnc Investment CORP | +0.2% | NEW | New buy |
| 9 | TBIL | F/m US Treasury 3 Month Bill | +0.2% | NEW | New buy |
| 10 | SPXD | Xtrckr S&p 500 Di Sctr W ETF | +0.1% | NEW | New buy |
| 11 | PSX | Phillips 66 | +0.1% | NEW | New buy |
| 12 | COR | Cencora Inc | +0.1% | NEW | New buy |
| 13 | FNDX | Schwab Fndmntl US Lrg Co ETF | +0.1% | +12.70% | Add |
| 14 | AMGN | Amgen Inc | +0.1% | -6.55% | Trim |
| 15 | VBR | Vanguard Small-cap Value ETF | +0.1% | NEW | New buy |
| 16 | META | Meta Platforms Inc-class A | +0.1% | — | Unchanged |
| 17 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +16.96% | Add |
| 18 | CRM | Salesforce Inc | +0.1% | — | Unchanged |
| 19 | ROST | Ross Stores Inc | +0.1% | — | Unchanged |
| 20 | BR | Broadridge Financial Solutio | +0.1% | +28.85% | Add |
| 21 | VEA | Vanguard Ftse Developed ETF | +0.1% | +5.38% | Add |
| 22 | VO | Vanguard Mid-cap ETF | +0.1% | +5.36% | Add |
| 23 | INTU | Intuit Inc | +0.1% | +32.09% | Add |
| 24 | TRV | Travelers Cos Inc/the | +0.1% | -0.59% | Trim |
| 25 | GLDM | Spdr Gold Minishares Trust | +0.1% | — | Unchanged |
| 26 | SGOV | Ishares 0-3 Month Treasury B | +0.1% | +3.68% | Add |
| 27 | JNJ | Johnson & Johnson | +0.1% | -1.37% | Trim |
| 28 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +31.38% | Add |
| 29 | SEIC | Sei Investments Company | 0% | +10.66% | Add |
| 30 | DCI | Donaldson Co Inc | 0% | +25.66% | Add |
| 31 | VIGI | Vanguard Int Div App Indx Fd | 0% | +3.20% | Add |
| 32 | VXUS | Vanguard Total Intl Stock | 0% | +1.71% | Add |
| 33 | ADBE | Adobe Inc | 0% | — | Unchanged |
| 34 | RJF | Raymond James Financial Inc | 0% | +11.42% | Add |
| 35 | BLK | Blackrock Inc | 0% | +5.86% | Add |
| 36 | AMZN | Amazon.com Inc | 0% | -3.11% | Trim |
| 37 | MA | Mastercard Inc - A | 0% | +5.44% | Add |
| 38 | IGM | Ishares Expanded Tech Sector | 0% | — | Unchanged |
| 39 | ASML | ASML Holding N.V. | 0% | +17.59% | Add |
| 40 | V | Visa Inc-class A Shares | 0% | -1.07% | Trim |
| 41 | GLD | Spdr Gold Shares | 0% | — | Unchanged |
| 42 | AMD | Advanced Micro Devices | 0% | — | Unchanged |
| 43 | IUSG | Ishares Core S&p U.s. Growth | 0% | — | Unchanged |
| 44 | VUG | Vanguard Growth ETF | 0% | — | Unchanged |
| 45 | CBOE | Cboe Global Markets Inc | 0% | -7.63% | Trim |
| 46 | DSI | Ishares Esg Msci Kld 400 ETF | 0% | — | Unchanged |
| 47 | CTBI | Community Trust Bancorp Inc | 0% | -0.15% | Trim |
| 48 | SUSA | Ishares Esg Optimized Msci U | 0% | — | Unchanged |
| 49 | IEFA | Ishares Core Msci Eafe ETF | 0% | — | Unchanged |
| 50 | IUSV | Ishares Core S&p U.s. Value | 0% | — | Unchanged |
1–50 of 141
Filing History
FAQ
What is Financial Planning Hawaii, Inc. and what type of investor is it?
Financial Planning Hawaii, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $184.7M, spread across 127 disclosed positions.
What are Financial Planning Hawaii, Inc.'s largest equity positions?
Based on the latest 13F filing, Financial Planning Hawaii, Inc.'s top holdings by market value are:
1. Apple Inc (AAPL) — $20.2M (10.9%)
2. Vanguard Total Stock Mkt ETF (VTI) — $11.0M (6.0%)
3. Vanguard Dividend Apprec ETF (VIG) — $10.3M (5.6%)
4. Microsoft CORP (MSFT) — $10.0M (5.4%)
5. Vanguard S&p 500 ETF (VOO) — $9.3M (5.0%)
What changes did Financial Planning Hawaii, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Financial Planning Hawaii, Inc. made 112 notable position adjustments: 7 new positions were initiated, 37 existing holdings were added to, 54 positions were partially reduced, and 14 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: N B T Bancorp Inc (NBTB); Sold out: Oracle CORP (ORCL); Sold out: Home Depot Inc (HD)
What sectors does Financial Planning Hawaii, Inc. focus on?
Financial Planning Hawaii, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 43.4%
• Industrials: 12.7%
• Health Care: 10.2%
• Communication Services: 9.6%
• Financials: 7.6%
• Consumer Discretionary: 7.2%
Investment Profile
Financial Planning Hawaii, Inc. returned an annualized 13.6% over the trailing 8 months — underperforming the S&P 500 by 2.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.73 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 43.4% of the portfolio concentrated in Information Technology.
It has added to its AAPL position over the past two quarters (+$4.3M, now $20.2M), while trimming LMT over the same stretch (-$535.8K, still holding $1.9M).
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Developer Access
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